CUSIP No. |
115637-10-0 |
1 | NAMES OF REPORTING PERSONS I.R.S. Identification Nos. of above persons (entities only) W.L. Lyons Brown, Jr. |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
United States of America | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 617,211 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 4,275,027 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 617,211 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
4,275,027 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
4,892,238 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
N/A | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
8.6% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN |
a) | Name: | W.L. Lyons Brown, Jr. | ||||
b) | Principal Business address: | 320 Whittington Pkwy., Ste. 206 | ||||
Louisville, Kentucky 40222 |
c) | United States of America | ||
d) | Brown-Forman Corporation Class A Common Stock | ||
e) | 0115637-10-0 |
Item 3. | If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
(a) | o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | ||
(b) | o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | ||
(c) | o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | ||
(d) | o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). | ||
(e) | o An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E). | ||
(f) | o An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F). | ||
(g) | o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G). | ||
(h) | o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). | ||
(i) | o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company | ||
Act of 1940 (15 U.S.C. 80a-3). | |||
(j) | o Group, in accordance with § 240.13d-1(b)(1)(ii)(J). |
Aggregate | ||||||||
Number | ||||||||
(a) | Beneficially Owned | 4,892,238 | ||||||
(b) | Percent of Class | 8.6 | % | |||||
(c) | Sole Voting Power | 617,211 | ||||||
Shared Voting Power | 4,275,027 | |||||||
Sole Disposition Power | 617,211 | |||||||
Shared Disposition Power | 4,275,027 |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
/s/ W.L. Lyons Brown, Jr. |
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