Prepared by R.R. Donnelley Financial -- GENERAL ELECTRIC COMPANY
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
UNDER
THE SECURITIES EXCHANGE ACT OF 1934
 
(Amendment No. 1)
 

 
Arch Capital Group Ltd.
(Name of Issuer)
 

 
Common Stock
(Title of Class of Securities)
 
G0450A105
(CUSIP Number)
 
Nancy E. Barton, Esq., General Electric Capital Corporation, 260 Long Ridge Road,
Stamford, Connecticut 06927
Michael M. Pastore, GE Asset Management Incorporated,
3003 Summer Street, Stamford, Connecticut 06905
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
 
September 19, 2002
(Date of Event which Requires Filing of this Statement)
 

 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box  ¨.
 
Note: Schedules filed in paper format shall include a signed original and five copies of the Schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
 
The information required on this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Exchange Act”) or otherwise subject to the liabilities of that section of the Exchange Act but shall be subject to all other provisions of the Exchange Act (however, see the Notes).
 


 
SCHEDULE 13D

       

CUSIP No. G0450A105
         
Page 2 of 39 Pages

       

 





  1.

 
Name of Reporting Person S.S. or I.R.S. Identification No. of above Person
 
Insurance Private Equity Investors, L.L.C. I.R.S.#
   





  2.
 
Check the Appropriate Box of a Member of a Group*
 
(a)   ¨
(b)  x
 





  3.

 
SEC Use Only
 
   





  4.

 
Source of Funds*
 
OO
   





  5.

 
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.

 
Citizenship or Place of Organization
 
State of Delaware
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
         0
 

  8.    Shared Voting Power
         2,642,943
 

  9.    Sole Dispositive Power
         0
 

10.    Shared Dispositive Power
         2,642,943
 



11.

 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
2,642,943
   





12.

 
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
 
 
¨





13.

 
Percent of Class Represented by Amount in Row (11)
 
3.96% (4.76% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in Item 2))
   





14.

 
Type of Reporting Person*
 
OO
   






 
SCHEDULE 13D

       

CUSIP No. G0450A105
         
Page 3 of 39 Pages

       

 





  1.

 
Name of Reporting Person S.S. or I.R.S. Identification No. of above Person
 
General Electric Pension Trust I.R.S.#14-6015763
   





  2.
 
Check the Appropriate Box of a Member of a Group*
 
(a)   ¨
(b)  x
 





  3.

 
SEC Use Only
 
   





  4.

 
Source of Funds*
 
OO
   





  5.

 
Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.

 
Citizenship or Place of Organization
 
State of New York
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
         0
 

  8.    Shared Voting Power
         2,642,943
 

  9.    Sole Dispositive Power
         0
 

10.    Shared Dispositive Power
         2,642,943
 



11.

 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
2,642,943
   





12.

 
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
 
 
¨
 





13.

 
Percent of Class Represented by Amount in Row (11)
 
3.96% (4.76% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in Item 2))
   





14.

 
Type of Reporting Person*
 
EP
   






 
SCHEDULE 13D

       

CUSIP No. G0450A105
         
Page 4 of 39 Pages

       

 





  1.

 
Name of Reporting Person SS. or I.R.S. Identification No. of Above Person
 
GE Asset Management Incorporated as Manager of Insurance Private Equity Investors, L.L.C. and as Investment Manager of GEPT (as defined below)
I.R.S. #06-1238874            
   





  2.
 
Check the Appropriate Box of a Member of a Group*
 
(a)  ¨
(b)  x
 





  3.

 
Sec Use Only
 
   





  4.

 
Source Of Funds*
 
OO            
   





  5.

 
Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.

 
Citizenship or Place of Organization
 
State of Delaware            
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
 0
 

  8.    Shared Voting Power
 2,642,943
 

  9.    Sole Dispositive Power
 0
 

10.    Shared Dispositive Power
 2,642,943
 



11.

 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
2,642,943
   





12.

 
Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*
 
 
¨





13.


 
Percent of Class Represented by Amount in Row (11)
 
3.96% (4.76% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in Item 2)).
   





14.

 
Type of Reporting Person*
 
IA, CO
   






SCHEDULE 13D
 

       

CUSIP No. G0450A105
         
Page 5 of 39 Pages

       

 





  1.

 
Name of Reporting Person SS. or I.R.S. Identification No. of Above Person
 
General Electric Company I.R.S. #14-0689340            
   





  2.
 
Check the Appropriate Box of a Member of a Group*

 
(a)  ¨
(b)  x
 





  3.
 
Sec Use Only
 
   





  4.

 
Source Of Funds*
 
Not Applicable        
   





  5.
 
Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.

 
Citizenship or Place of Organization
 
State of New York            
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
  0

  8.    Shared Voting Power
  Disclaimed (see 11 below)
 

  9.    Sole Dispositive Power
  0

10.    Shared Dispositive Power
  Disclaimed (see 11 below)



11.


 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
Beneficial ownership of all shares disclaimed by General Electric Company.
 
   





12.

 
Check box if the Aggregate Amount in Row (11) Excludes Certain Shares*
Disclaimed (see 11 above)
 
x
 





13.


 
Percent of Class Represented by Amount in Row (11)
 
Not applicable (see 11 above)
   





14.

 
Type of Reporting Person*
 
CO            
   






SCHEDULE 13D

       

CUSIP No. G0450A105
         
Page 6 of 39 Pages

       

 





  1.


 
Name of Reporting Person SS. or I.R.S. Identification No. of Above Person
 
Orbital Holdings, Ltd. I.R.S. #
   





  2.
 
Check the Appropriate Box of a Member of a Group*
 
(a)  ¨
(b)  x
 





  3.

 
SEC Use Only
 
   





  4.


 
Source of Funds*
 
OO
   





  5.

 
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.


 
Citizenship or Place of Organization
 
Cayman Islands            
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
         0

  8.    Shared Voting Power
         528,591

  9.    Sole Dispositive Power
         0

10.    Shared Dispositive Power
         528,591



11.


 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
528,591            
   





12.

 
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
 
 
¨





13.

 
Percent of Class Represented by Amount in Row (11)
 
.8% (4.76% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in Item 2)).            
   





14.

 
Type of Reporting Person*
 
CO            
   






SCHEDULE 13D

       

CUSIP No. G0450A105
         
Page 7 of 39 Pages

       

 





  1.


 
Name of Reporting Person SS. or I.R.S. Identification No. of Above Person
 
GE Capital Equity Investments, Ltd. I.R.S. #
   





  2.
 
Check the Appropriate Box of a Member of a Group*
 
(a)  ¨
(b)  x
 





  3.

 
SEC Use Only
 
   





  4.


 
Source of Funds*
 
OO
   





  5.

 
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.


 
Citizenship or Place of Organization
 
Cayman Islands            
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
         0

  8.    Shared Voting Power
         528,591

  9.    Sole Dispositive Power
         0

10.    Shared Dispositive Power
         528,591



11.


 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
528,591            
   





12.

 
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
 
 
¨





13.

 
Percent of Class Represented by Amount in Row (11)
 
.8% (4.76% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in Item 2)).            
   





14.

 
Type of Reporting Person*
 
CO            
   






SCHEDULE 13D

       

CUSIP No. G0450A105
         
Page 8 of 39 Pages

       

 





  1.


 
Name of Reporting Person SS. or I.R.S. Identification No. of Above Person
 
General Electric Capital Corporation
I.R.S. #13-1500700
   





  2.
 
Check the Appropriate Box of a Member of a Group*
 
(a)  ¨
(b)  x
 





  3.

 
SEC Use Only
 
   





  4.


 
Source of Funds*
 
WC
   





  5.

 
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.


 
Citizenship or Place of Organization
 
State of Delaware
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
         0

  8.    Shared Voting Power
         528,591

  9.    Sole Dispositive Power
         0

10.    Shared Dispositive Power
         528,591



11.


 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
528,591            
   





12.

 
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
 
 
¨





13.

 
Percent of Class Represented by Amount in Row (11)
 
.8% (4.76% if aggregated with the shares beneficially owned by the other Reporting Persons (as defined in Item 2)).            
   





14.

 
Type of Reporting Person*
 
CO            
   






 
SCHEDULE 13D

       

CUSIP No. G0450A105
         
Page 9 of 39 Pages

       

 





  1.

 
Name of Reporting Person S.S. or I.R.S. Identification No. of above Person
 
General Electric Capital Services, Inc. I.R.S.#06-1109503
   





  2.
 
Check the Appropriate Box of a Member of a Group*
 
(a)   ¨
(b)  x
 





  3.

 
SEC Use Only
 
   





  4.

 
Source of Funds*
 
Not applicable
   





  5.

 
Check Box if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)
 
 
¨





  6.

 
Citizenship or Place of Organization
 
State of Delaware
   





NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
  7.    Sole Voting Power
         Disclaimed (see 11 below)
 

  8.    Shared Voting Power
         0
 

  9.    Sole Dispositive Power
         Disclaimed (see 11 below)
 

10.    Shared Dispositive Power
         0
 



11.

 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
Beneficial ownership of all shares disclaimed by General Electric Capital Services, Inc.
   





12.

 
Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares*
xDisclaimed (see 11 above)
 
 
¨





13.

 
Percent of Class Represented by Amount in Row (11)
 
Not applicable (see 11 above)
   





14.

 
Type of Reporting Person*
 
CO
   






 
Reference is made to the Statement on Schedule 13D (the “Schedule 13D”) filed on December 30, 2001 on behalf of General Electric Company, a New York corporation (“GE”), GE Asset Management Incorporated, a Delaware corporation and a wholly owned subsidiary of GE (“GEAM”), General Electric Pension Trust, a New York common law trust (“GEPT”), Insurance Private Equity Investors, L.L.C., a Delaware limited liability company and a wholly owned subsidiary of GEPT (“Insurance”), General Electric Capital Services, Inc., a Delaware corporation and directly or indirectly 100% owned by GE (“GECS”), General Electric Capital Corporation, a Delaware corporation and a wholly owned subsidiary of GECS (“GECC”), GE Capital Equity Investments, Ltd., a Cayman Islands corporation and a wholly owned subsidiary of GECC (“GECEI”) and Orbital Holdings, Ltd. a Cayman Islands corporation and a wholly owned subsidiary of GECEI (“Orbital”). GE, GEAM, GEPT, Insurance, GECS, GECC, GECEI and Orbital are sometimes referred to herein individually as a “Reporting Person” and collectively as the “Reporting Persons”. Insurance, GEPT, GEAM, Orbital, GECEI, GECC and GECS each expressly disclaim that they are members of a “group”. GECS disclaims beneficial ownership of all shares held by GECC and its subsidiaries. GE disclaims beneficial ownership of all shares and expressly disclaims that it is a member of a “group”. All capitalized terms used without definition in this Amendment No.1 to Schedule 13D shall have the meanings set forth in the Schedule 13D.
 
The Reporting Persons have entered into a Joint Filing Agreement, dated November 30, 2001, attached hereto as Schedule I.
 
Item 3.     Source and Amount of Funds and Other Consideration
 
Item 3 of Schedule 13D is hereby amended and supplemented by adding the following new paragraphs immediately at the end thereof:
 
“On July 23, 2002, in connection with a post-closing audit under the Subscription Agreement, an additional 57,378 Preference Shares were issued to Insurance and an additional 11,475 Preference Shares were issued to Orbital.
 
On September 19, 2002, Insurance and Orbital exercised their Warrants in full. The funds used by each Investor to fund the exercise of the Warrants were obtained from the working capital of such Investor. The amounts paid by each Investor in connection with the exercise of the Warrants are set forth below.
 
  Investor

  
Amount

Insurance
  
$
4,947,940
Orbital
  
$
989,580
Total
  
$
5,937,520
 
Item 5.     Interest in Securities of the Issuer
 

Page 10 of 39


 
Item 5 of the Schedule 13D is hereby deleted in its entirety and the following is inserted in lieu thereof:
 
“ (a)  Each of Insurance, GEPT and GEAM beneficially owns 2,642,943 Common Shares, representing 3.96%[1] of the Common Shares. Each of Orbital, GECEI and GECC beneficially owns 528,591 Common Shares representing .8%[2] of the Common Shares. Insurance, GEPT, GEAM, Orbital, GECEI, GECC and GECS each expressly disclaim that they are members of a “group” as such term is used in Section 13(d)(3) of the Exchange Act. If all of the Reporting Persons’ Common Shares were aggregated, the Reporting Persons would beneficially own 2,874,658 Common Shares representing 4.76%[3] of the Common Shares.
 
(b)  Insurance, GEAM and GEPT share the power to vote or direct the vote and power to dispose or direct the disposition of, 2,642,943 Common Shares, subject to the restrictions on voting described in Item 6 below. Orbital, GECEI and GECC share the power to vote or direct the vote and power to dispose or direct the disposition of, 528,591 Common Shares, subject to the restrictions on voting described in Item 6 below. Both GE and GECS disclaim any voting or dispositive power over the shares beneficially owned by GEPT, GEAM, Insurance, Orbital, GECC or GECEI.
 
To the best knowledge of the Reporting Persons, no person other than the Reporting Persons has the power to vote or to direct the vote or to dispose or direct the disposition of any of the securities which they may be deemed to beneficially own.
 
(c)  No Reporting Person nor to the best knowledge of each Reporting Person, any person identified in Schedules II through VIII, beneficially owns any shares of Common Stock or has effected any transaction in shares of Common Stock during the preceding 60 days.
 
(d)  No other person except for the Reporting Persons are known to have the rights to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of Common Stock beneficially owned by the Reporting Persons and covered by this Statement.
 
(e)  The Reporting Persons cease to be the beneficial owner of more than 5% of the Common Shares of the Issuer effective September 19, 2002.”
 
Item 7.     Materials to Be Filed as Exhibits
 
All exhibits to Schedule 13D are hereby incorporated by reference.

1
 
This percentage is based on 66,720,218 Common Shares outstanding, calculated by combining the 64,324,672 outstanding Common Shares as of September 19, 2002 with 2,395,546 Common Shares that Insurance will receive on conversion of the Preference Shares.
2
 
This percentage is based on 64,803,784 Common Shares outstanding, calculated by combining the 64,324,672 outstanding Common Shares with 479,112 Common Shares that Orbital will receive on conversion of the Preference Shares.
3
 
This percentage is based on 67,199,330 Common Shares outstanding, calculated by combining the 64,324,672 outstanding Common Shares with 2,874,658 Common Shares that the Reporting Persons will receive on conversion of the Preference Shares.
 
Schedule II, III, IV, V, VI, VII, and VIII.
 
Schedules II, III, IV, V, VI, VII and VIII to the Schedule 13D are hereby amended and restated in their entirety as set forth in the revised versions thereof attached hereto.

Page 11 of 39


 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated:    October 3, 2002
 
INSURANCE PRIVATE EQUITY INVESTORS, L.L.C.
By:
 
GE Asset Management Incorporated, its Manager
By:
 
/s/    MICHAEL M. PASTORE         

   
Michael M. Pastore
Vice President
 
 
GENERAL ELECTRIC PENSION TRUST
By:
 
GE Asset Management Incorporated, its Investment Manager
By:
 
/s/    MICHAEL M. PASTORE         

   
Michael M. Pastore
Vice President
 
 
GE ASSET MANAGEMENT INCORPORATED
By:
 
/s/    MICHAEL M. PASTORE         

   
Michael M. Pastore
Vice President
 
 
GENERAL ELECTRIC COMPANY
By:
 
/s/    JOHN H. MYERS       

   
John H. Myers
Vice President
 
 
ORBITAL HOLDINGS, LTD.
By:
 
/s/    BARBARA J. GOULD         

   
Barbara J. Gould
Director
 
 
 
 
 
 
:
 
 

Page 12 of 39


 
 
 
GE CAPITAL EQUITY INVESTMENTS, LTD.
By:
 
/s/    JONATHAN K. SPROLE       

   
Jonathan K. Sprole
Managing Director
 
 
GENERAL ELECTRIC CAPITAL CORPORATION
By:
 
/s/    JONATHAN K. SPROLE         

   
Jonathan K. Sprole
Department Operations Manager
 
 
 
GENERAL ELECTRIC CAPITAL SERVICES, INC.
By:
 
/s/    JONATHAN K. SPROLE         

   
Jonathan K. Sprole
Attorney-in-Fact
 

Page 13 of 39


 
 
Schedule II
 
General Electric Pension Trust
 
The business address of each of the persons listed below is 3003 Summer Street, Stamford, Connecticut 06905.
 
Trustees

  
Present Principal Occupation

Eugene K. Bolton
  
Executive Vice President of GEAM and Trustee of GEPT
Michael J. Cosgrove
  
Executive Vice President of GEAM and Trustee of GEPT
John H. Myers
  
Vice President of General Electric Company, Chairman of the Board and President GEAM and Trustee of GEPT
Ralph R. Layman
  
Executive Vice President of GEAM and Trustee of GEPT
Alan M. Lewis
  
Executive Vice President, General Counsel and Secretary of GEAM and Trustee of GEPT
Robert A. MacDougall
  
Executive Vice President of GEAM and Trustee of GEPT
Donald W. Torey
  
Executive Vice President of GEAM and Trustee of GEPT
John J. Walker
  
Executive Vice President—Chief Financial Officer of GEAM and Trustee of GEPT
 
Citizenship of All Trustees
 
U.S.A.

Page 15 of 39


 
 
Schedule III
 
Insurance Private Equity Investors, L.L.C.
 
The Manager of Insurance Private Equity Investors, L.L.C. is GE Asset Management Incorporated (a Delaware corporation). Its principal place of business is 3003 Summer Street, Stamford, Connecticut 06905.
 
The names and principal occupations of the officers of Insurance Private Equity Investors, L.L.C. are as follows:
 
Donald W. Torey
  
President
James M. Mara
  
Executive Vice President
David W. Wiederecht
  
Executive Vice President
Andreas T. Hildebrand
  
Executive Vice President
Patrick J. McNeela
  
Executive Vice President
Wolfe H. Bragin
  
Executive Vice President
James Mitchell Jr.
  
Executive Vice President
Michael M. Pastore
  
Executive Vice President and Secretary
Diane S. Dix
  
Executive Vice President and Secretary
David M. Maryles
  
Executive Vice President and Treasurer
Patricia Lane
  
Assistant Treasurer
Kishan Pandey
  
Vice President
Sanjay Patel
  
Vice President
J. Daniel Townsend
  
Vice President
Paolo G. M. Simonato
  
Vice President
Frank Brenninkmeyer
  
Vice President
Hunter W. Stropp
  
Vice President
Mark J. Strelecki
  
Vice President

Page 16 of 39


David B. Stewart
  
Vice President
Hugh J. Golden
  
Vice President
Gordon H. McGrath
  
Vice President
 
GE Asset Management Incorporated
 
The business address of each of the persons listed below is 3003 Summer Street, Stamford, Connecticut 06905.
 
The names and principal occupations of the Directors of GE Asset Management Incorporated (“GEAM”) are as follows:
 
David J. Beck
  
Executive Vice President—Fixed Income of GEAM
Eugene K. Bolton
  
Executive Vice President of GEAM and Trustee of GEPT
Michael J. Cosgrove
  
Executive Vice President of GEAM and Trustee of GEPT
David B. Crossen
  
Vice President—Human Resources of GEAM
John H. Myers
  
Vice President of General Electric Company, Chairman of the Board and President GEAM and Trustee of GEPT
Ralph R. Layman
  
Executive Vice President of GEAM and Trustee of GEPT
Alan M. Lewis
  
Executive Vice President, General Counsel and Secretary of GEAM and Trustee of GEPT
Robert A. MacDougall
  
Executive Vice President of GEAM and Trustee of GEPT
Geoffrey R. Norman
  
Executive Vice President of GEAM and Trustee of GEPT
Anthony J. Sirabella
  
Senior Vice President—Chief Information Officer of GEAM
Donald W. Torey
  
Executive Vice President of GEAM and Trustee of GEPT
John J. Walker
  
Executive Vice President—Chief Financial Officer of GEAM and Trustee of GEPT
 

Page 17 of 39


 
 
Citizenship of all Directors
 
U.S.A

Page 18 of 39


 
The names and principal occupations of the officers of GEAM are as follows:
 
John H. Myers
  
President and Chief Executive Officer
David J. Beck
  
Executive Vice President—Fixed Income
Eugene K. Bolton
  
Executive Vice President—Domestic Equity Investments
Michael J. Cosgrove
  
Executive Vice President—Sales and Marketing
Ralph R. Layman
  
Executive Vice President—International Equity Investments
Alan M. Lewis
  
Executive Vice President—General Counsel and Secretary
Robert A. MacDougall
  
Executive Vice President—Fixed Income
Geoffrey R. Norman
  
Executive Vice President—Marketing
Donald W. Torey
  
Executive Vice President—Real Estate and Private Equities
John J. Walker
  
Executive Vice President—Chief Financial Officer
Anthony J. Sirabella
  
Senior Vice President—Chief Information Officer
David B. Crossen
  
Vice President—Human Resources
William F. Ruoff, III
  
Vice President—Quality
Stephen N. DeVos
  
Senior Vice President—Fixed Income
Kathryn Karlic
  
Senior Vice President—Fixed Income
Thomas M. Powers
  
Senior Vice President—Fixed Income
Paul M. Colonna
  
Senior Vice President—Fixed Income
Michael J. Goosay
  
Senior Vice President—Fixed Income
William M. Healey
  
Senior Vice President—Fixed Income
Mark R. Delaney
  
Senior Vice President—Fixed Income
Michael P. Friguletto
  
Vice President—Fixed Income
Kathleen S. Brooks
  
Vice President—Fixed Income
Vita-Marie Pike
  
Vice President—Fixed Income
Eric H. Gould
  
Vice President—Fixed Income
Craig M. Enright
  
Vice President—Fixed Income Trading
Paul Gerard
  
Vice President—Fixed Income
Brad Postema
  
Vice President—Fixed Income
Don Duncan
  
Vice President—Money Market Investment
Michael J. Caufield
  
Senior Vice President—Municipal Bonds
 

Page 19 of 39


 
Craig M. Varrelman
  
Vice President—Fixed Income Product Manager
Susan M. Courtney
  
Vice President—Municipal Bonds
Stella V. Lou DeLucia
  
Vice President—Municipal Bonds
Brian Hopkinson
  
Senior Vice President—International Equity Portfolios
Daizo Motoyoshi
  
Senior Vice President—International Equity Portfolios
Jonathan L. Passmore
  
Senior Vice President—International Equity Portfolios
Michael J. Solecki
  
Senior Vice President—International Equity Portfolios
Judith A. Studer
  
Senior Vice President—International Equity Portfolios
T. Brent Jones
  
Vice President—International Equity Portfolios
Peter Gillespie
  
Vice President—International Equity Portfolios
Christian Langevin
  
Vice President—International Equity Portfolios
Paul Nestro
  
Vice President—International Equity Portfolios
Makoto F. Sumino
  
Vice President—International Equity Portfolios
Gail Snyder
  
Senior Vice President—Fixed Income Investment Product Management
Deborah C. Towner
  
Senior Vice President—Fixed Income Real Estate Finance
Philip A. Riordan
  
Senior Vice President—Real Estate
Jon M. Lucia
  
Senior Vice President—Fixed Income Private Placement
Morian C. Mooers
  
Vice President—Private Investments
Thomas Mockler
  
Vice President—Private Investments
Robert McCorkle
  
Vice President—Private Investments
John Endres
  
Vice President—Private Investments
Stephen De Motto
  
Vice President—Private Investments
Colin Elder
  
Vice President—Real Estate
Dan Sheehan
  
Vice President—Real Estate
Curt Dawson
  
Vice President—Real Estate
B. Bradford Barrett
  
Vice President—Real Estate
Robert P. Gigliotti
  
Vice President—Real Estate
Gerald Karr
  
Vice President—Real Estate
James M. Mara
  
Senior Vice President—International Private Equities
Wolfe H. Bragin
  
Vice President—Private Equities
Andreas T. Hildebrand
  
Vice President—Private Equities
Patrick J. McNeela
  
Vice President—Private Equities
 

Page 20 of 39


 
James Mitchell, Jr.
  
Vice President—Private Equities
David W. Wiederecht
  
Vice President—Private Equities
Christopher D. Brown
  
Senior Vice President—Equity Portfolios
David B. Carlson
  
Senior Vice President—Equity Portfolios
Peter J. Hathaway
  
Senior Vice President—Equity Portfolios
Damian J. Maroun
  
Senior Vice President—Equity Trading
Paul C. Reinhardt
  
Senior Vice President—Equity Portfolios
Nancy A. Ward
  
Senior Vice President—Equity Portfolios
Ralph E. Whitman
  
Senior Vice President—Equity Portfolios
Christopher W. Smith
  
Senior Vice President—Equity Investments
Richard L. Sanderson
  
Senior Vice President—Equity Research
Diane M. Wehner
  
Senior Vice President—Equity Portfolios
Gerald L. Igou
  
Vice President—Equity Investments
Mark A. Mitchell
  
Vice President—Equity Investments
Sandra J. O’Keefe
  
Vice President—Equity Investments
John H. Schaetzl
  
Vice President—Equity Investments
Steven M. Fierstein
  
Vice President—Equity Investments
Thomas R. Lincoln
  
Vice President—Equity Investments
Anthony J. Mariani
  
Vice President—Equity Investments
Walter P. Ruane
  
Vice President—Equity Investments
Ravi K. Pamnani
  
Vice President—Equity Investments
Mary R. Stone
  
Vice President—Trade Operations
Ronald Gilbert
  
Vice President—Risk
Gareth J. Davies
  
Vice President—Risk Management
Thomas R. Kinsley
  
Vice President—Finance
Sheri F. West
  
Vice President—Financial Planning & Analysis
Lowell E. Haims
  
Vice-President—Controller
John Robbins
  
Vice President—Compliance
Jane E. Hackney
  
Vice President—Equity Portfolio Management
Robert M. Jarnutowski
  
Vice President—Private Placements Relationship Manager
Erica K. Evans
  
Vice President—Client Portfolio Management
Michael J. Tansley
  
Vice President—Finance Integration Quality
 

Page 21 of 39


Patricia Merrill
  
Vice President—Assoc. Gen. Counsel & Asst. Secretary
Diane S. Dix
  
Vice President—Assoc. Gen. Counsel Private Equities & Asst. Secretary
Leanne R. Dunn
  
Vice President—Assoc. Gen. Counsel Real Estate & Asst. Secretary
Jeanne M. La Porta
  
Vice President—Assoc. Gen. Counsel & Asst. Secretary
Michael M. Pastore
  
Vice President—Assoc. Gen. Counsel Private Equities & Real Estate & Asst. Secretary
Scott A. Silberstein
  
Vice President—Assoc. Gen. Counsel & Asst. Secretary
Matthew J. Simpson
  
Senior Vice President, Gen. Counsel—Investment Services & Asst. Secretary
Christopher J. Costello
  
Vice President—Assoc. Gen. Counsel & Asst. Secretary
Margarette Shim
  
Vice President—Assoc. Gen. Counsel & Asst. Secretary
David M. Maryles
  
Vice President—Tax Counsel
 
Citizenship of all Officers
 
U.S.A

Page 22 of 39


 
Schedule IV
 
General Electric Company
 
The names and principal occupations of the Directors of General Electric Company are as follows:
 
NAME

 
PRESENT
BUSINESS ADDRESS

 
PRESENT
PRINCIPAL OCCUPATION

J.I. Cash, Jr.
 
Harvard Business School
Morgan Hall
Soldiers Field Road
Boston, MA 02163
 
Professor of Business
Administration—Graduate
School of Business
Administration, Harvard
University
D.D. Dammerman
 
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431.
 
Vice Chairman of the Board and
Executive Officer, General
Electric Company; Chairman,
General Electric Capital
Services, Inc.
P. Fresco
 
Fiat SpA
via Nizza 250
10126 Torino, Italy
 
Chairman of the Board,
Fiat SpA
A. M. Fudge
 
555 South Broadway
Tarrytown, NY 10591
 
Executive Vice President,
Kraft Foods, Inc.
C.X. Gonzalez
 
Kimberly-Clark de Mexico,
S.A. de C.V.
Jose Luis Lagrange 103,
Tercero Piso
Colonia Los Morales
Mexico, D.F. 11510, Mexico
 
Chairman of the Board and Chief Executive Officer, Kimberly-Clark de Mexico, S.A. de C.V.
J.R. Immelt
 
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
 
President
General Electric Company
A. Jung
 
Avon Products, Inc.
1345 Avenue of the Americas
New York, NY 10105
 
President and Chief
Executive Officer,
Avon Products, Inc.
K.G. Langone
 
Invemed Associates, Inc.
375 Park Avenue
New York, NY 10152
 
Chairman, President and Chief
Executive Officer,
Invemed Associates, Inc.
R.B. Lazarus
 
Ogilvy & Mather Worldwide
309 West 49th Street
New York, NY 10019-7316
 
Chairman and Chief Executive
Officer, Ogilvy & Mather Worldwide

Page 23 of 39


 
NAME

 
PRESENT
BUSINESS ADDRESS

 
PRESENT
PRINCIPAL OCCUPATION

S.G. McNealy
 
Sun Microsystems, Inc.
901 San Antonio Road
Palo Alto, CA 94303-4900
 
Chairman, President and Chief
Executive Officer,
Sun Microsystems, Inc.
S. Nunn
 
King & Spalding
191 Peachtree Street, N.E.
Atlanta, Georgia 30303
 
Partner, King & Spalding
R.S. Penske
 
Penske Corporation
13400 Outer Drive, West
Detroit, MI 48239-4001
 
Chairman of the Board and President, Penske Corporation
G. L. Rogers
 
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
 
Vice Chairman of the Board and Executive Officer, General Electric Company
A.C. Sigler
 
Champion International
Corporation
1 Champion Plaza
Stamford, CT 06921
 
Retired Chairman of the Board and CEO and former Director, Champion International Corporation
D.A. Warner III
 
J. P. Morgan & Co., Inc.
& Morgan Guaranty Trust Co.
60 Wall Street
New York, NY 10260
 
Chairman of the Board, President,
and Chief Executive Officer,
J.P. Morgan & Co.
Incorporated and Morgan
Guaranty Trust Company
R. C. Wright
 
National Broadcasting Company, Inc.
30 Rockefeller Plaza
New York, NY 10112
 
Vice Chairman of the Board and Executive Officer, General
Electric Company; President
and Chief Executive Officer,
National Broadcasting Company, Inc.
 
 
Citizenship of Directors

P. Fresco
  
Italy
C. X. Gonzalez
  
Mexico
Andrea Jung
  
Canada
All Others
  
U.S.A.

Page 24 of 39


 
The names and principal occupations of the officers of General Electric Company are as follows:
 
NAME

  
PRESENT
BUSINESS ADDRESS

  
PRESENT
PRINCIPAL OCCUPATION

J.R. Immelt
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Chairman of the Board and Chief Executive Officer, General Electric Company
P.D. Ameen
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Vice President and Comptroller
J.R. Bunt
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Vice President and Treasurer
D.C. Calhoun
  
General Electric Company
1 Neumann Way
Cincinnati, OH 05215
  
Senior Vice President—
GE Aircraft Engines
J.P. Campbell
  
General Electric Company
Appliance Park
Louisville, KY 40225
  
Vice President—
GE Appliances
W.J. Conaty
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Senior Vice President—
Human Resources
D.D. Dammerman
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Vice Chairman of the Board and Executive Officer, General
Electric Company; Chairman,
General Electric Capital
Services, Inc.
S. C. Donnelly
  
General Electric Company
P. O. Box 8
Schenectady, NY 12301
  
Senior Vice President—Corporate Research and Development
M. J. Espe
  
General Electric Company
Nela Park
Cleveland, OH 44112
  
Senior Vice President—
GE Lighting
Y. Fujimori
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Senior Vice President—
General Counsel and Secretary
B.W. Heineman, Jr.
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Senior Vice President—
General Counsel and Secretary

Page 25 of 39


 
J.M. Hogan
  
General Electric Company
P.O. Box 414
Milwaukee, WI 53201
  
Senior Vice President—
GE Medical Systems
Robert A. Jeffe
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Senior Vice President—
Business Development
J. Krenicki, Jr.
  
General Electric Company
2901 East Lake Road
Erie, PA 16531
  
Vice President—
GE Transportation Systems
R.W. Nelson
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Vice President—
Corporate Financial Planning
and Analysis
G.M. Reiner
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Senior Vice President—
Chief Information Officer
J. G. Rice
  
General Electric Company
1 River Road
Schenectady, NY 12345
  
Senior Vice President—
GE Power Systems
G.L. Rogers
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Vice Chairman of the Board
and Executive Officer
K.S. Sherin
  
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
  
Senior Vice President—Finance
and Chief Financial Officer
L.G. Trotter
  
General Electric Company
41 Woodford Avenue
Plainville, CT 06062
  
Senior Vice President—
GE Industrial Systems
W. A. Woodburn
  
General Electric Company
41 Woodford Avenue
Plainville, CT 06062
  
Senior Vice President—
GE Specialty Chemicals
R. C. Wright
  
National Broadcasting Company, Inc.
30 Rockefeller Plaza
New York, NY 10112
  
Vice Chairman of the Board and
Executive Officer, General
Electric Company; President
and Chief Executive Officer,
National Broadcasting
 
Citizenship of All Executive Officers
 
Yoshiaki Fujimori
 
Japan

Page 26 of 39


 
 
.
All Others
  
U.S.A.
 

Page 27 of 39


Schedule V
 
 
Orbital Holdings, Ltd.
 
DIRECTORS
 
NAME

  
PRESENT
BUSINESS ADDRESS

  
PRESENT
PRINCIPAL OCCUPATION

Barbara J. Gould
  
GE Capital Equity Investments, Inc.
260 Long Ridge Road
Stamford, CT 06927
  
Managing Director, GE Capital Equity
Investments, Inc.
Ian Sharpe
  
GE Capital Equity Investments, Inc.
260 Long Ridge Road
Stamford, CT 06927
  
Tax Director, GE Capital Equity
Investments, Inc.
Ade Omisore
  
GE Capital Equity Investments, Inc.
260 Long Ridge Road
Stamford, CT 06927
  
Vice president, GE Capital Equity
Investments, Inc.
 
 
Citizenship of all Directors
U.S.A.

Page 28 of 39


 
Schedule VI
 
GE Capital Equity Investments, Ltd.
 
DIRECTORS
 
NAME

    
PRESENT
BUSINESS ADDRESS

    
PRESENT
PRINCIPAL OCCUPATION

Stephen S. Charles
    
GE Capital Equity Investments, Inc.
260 Long Ridge Road
Stamford, CT 06927
    
Managing Director, GE Capital Equity Investments, Inc.
Daniel Janki
    
GE Capital Equity Investments, Inc.
260 Long Ridge Road
Stamford, CT 06927
    
Senior Vice President, Chief Financial Officer, GE Capital Equity Investments, Inc.
Jonathan K. Sprole
    
GE Capital Equity Investments, Inc.
260 Long Ridge Road
Stamford, CT 06927
    
Managing Director, General Counsel, GE Capital Equity Investments, Inc.
Gordon Chan
    
GE Capital International Finance
(Bermuda) Ltd.,
Falconer House, 108 Pitts Bay Road
PO Box HM 403
Hamilton, HM BX, Bermuda
    
Manager of Accounting and Finance,
GE Capital International Finance
(Bermuda) Ltd.
 
Citizenship of all Directors
U.S.A.

Page 29 of 39


 
Schedule VII
 
General Electric Capital Corporation
 
Directors
 
Principal Occupation
Nancy E. Barton
Director
 
Senior Vice President, General Counsel and
Secretary
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Ferdinando Beccalli
Director
 
Executive Vice President
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
James R. Bunt
Director
 
Vice President and Treasurer
GE Company
3135 Eastern Turnpike
Fairfield, CT 06431
David L. Calhoun
Director
 
Chief Executive Officer
GE Aircraft Engines
1 Neumann Way
Cincinnati, OH 45215
Dennis D. Dammerman
Director
 
Vice Chairman and Executive Officer
GE Company
3135 Easton Turnpike
Fairfield, CT 06431
Scott C. Donnelly
Director
 
Senior Vice President
General Electric CR&D
One Research Circle
Niskayuna, Ny
Michael D. Fraizer
Director
 
President & CEO
GE Financial Assurance
6604 W. Broad Street
Richmond, VA 23230
Benjamin W. Heineman
Director
 
Senior Vice President, General Counsel
and Secretary
GE Company
3135 Easton Turnpike
Fairfield, CT 06431
Jeffrey R. Immelt
 
Chairman and Chief Executive Officer

Page 30 of 39


Director
 
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
John H. Myers
Director
 
Chairman and President
GE Investment Corporation
3003 Summer Street, 7th Fl.
Stamford, CT 06905
Denis J. Nayden
Director
 
Chairman and CEO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Michael A. Neal
Director
 
President and COO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
James A. Parke
Director
 
Vice Chairman & Chief Financial Officer
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Ronald R. Pressman
Director
 
Chairman, President & CEO
Employers Reinsurance Corporation
5200 Metcalf
Overland Park, KS 66204
Gary M. Reiner
Director
 
Sr. Vice President & Chief Information Officer
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
John M. Samuels
Director
 
Vice President and Senior Counsel,
Corporate Taxes
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
Keith S. Sherin
Director
 
Senior Vice President, Finance &
Chief Financial Officer
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431

Page 31 of 39


Edward D. Stewart
Director
 
Executive Vice President
GE Capital Corporation
1600 Summer Street
Stamford, CT 06927
Robert C. Wright
Director
 
President and Chief Executive Officer
NBC
30 Rockefeller Plaza, 52nd Floor
New York, NY 10112

Page 32 of 39


Executive Officers
 
Principal Occupation
Denis J. Nayden
Chairman and Chief Executive Officer
 
Chairman and CEO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Michael A. Neal
President and Chief Operating Officer
 
President and COO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
James A. Parke
Vice Chairman and Chief Financial
 
Vice Chairman & Chief
Financial Officer
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Ferdinando Beccalli
Executive Vice President
 
Executive Vice President
General Electric Capital
260 Long Ridge Road
Stamford, CT 06927
Edward D. Stewart
Executive Vice President
 
Executive Vice President
GE Capital Corporation
1600 Summer Street
Stamford, CT 06927
Nancy E. Barton
Senior Vice President,
General Counsel and Secretary
 
Senior Vice President, General
Counsel and Secretary
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
James A. Colica
Senior Vice President
 
Senior Vice President, Global Risk
Management
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Richard D’Avino
Senior Vice President, Taxes
 
Senior Vice President, Taxes
GE Capital Corporation
777 Long Ridge Road
Stamford, CT 06927
Robert L. Lewis
Senior Vice President
 
Senior Vice President, Structured
Finance Group
GE Capital Corporation
120 Long Ridge Road

Page 33 of 39


   
Stamford, CT 06927
David R. Nissen
Senior Vice President
 
Senior Vice President, Global
Consumer Finance
GE Capital Corporation
1600 Summer Street
Stamford, CT 06927
Marc J. Saperstein
Senior Vice President
 
Senior Vice President, Human
Resources
General Electric Capital
260 Long Ridge Road
Stamford, CT 06927
Jeffrey S. Werner
Senior Vice President
 
Sr. Vice President, Corp. Treasury &
Global Funding Op.
GE Capital Corporation
201 High Ridge Road
Stamford, CT 06927
Joan C. Amble
Vice President and Controller
 
Vice President and Controller
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927

Page 34 of 39


 
Schedule VIII
 
General Electric Capital Services, Inc.
 

Directors
 
Principal Occupation
Nancy E. Barton
Director
 
Senior Vice President, General
Counsel and Secretary
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Ferdinando Beccalli
Director
 
Executive Vice President
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
James R. Bunt
Director
 
Vice President and Treasurer
GE Company
3135 Easton Turnpike
Fairfield, CT 06431
David L. Calhoun
Director
 
Chief Executive Officer
GE Aircraft Engines
1 Neumann Way
Cincinnati, OH 45215
Dennis D. Dammerman
Director
 
Vice Chairman and Executive
Officer
GE Company
3135 Easton Turnpike
Fairfield, CT 06431
Scott C. Donnelly
Director
 
Senior Vice President
General Electric CR&D
One Research Circle
Niskayuna, NY
Michael D. Fraizer
Director
 
President & CEO
GE Financial Assurance
6604 W. Broad Street
Richmond, VA 23230
Benjamin W. Heineman,
Director
 
Senior Vice President, General
Counsel and Secretary
GE Company
3135 Easton Turnpike
Fairfield, CT 06431

Page 35 of 39


 

Directors
 
Principal Occupation
Jeffrey R. Immelt
Director
 
Chairman and Chief Executive Officer
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
John H. Myers
Director
 
Chairman and President
GE Investment Corporation
3003 Summer Street, 7th Fl.
Stamford, CT 06905
Denis J. Nayden
Director
 
Chairman and CEO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Michael A. Neal
Director
 
President and COO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
James A. Parke
Director
 
Vice Chairman & Chief Financial
Officer
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Ronald R. Pressman
Director
 
Chairman, President & CEO
Employers Reinsurance Corporation
5200 Metcalf
Overland Park, KS 66204
Gary M. Reiner
Director
 
Sr. Vice President & Chief Information Officer
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
John M. Samuels
Director
 
Vice President and Senior Counsel,
Corporate Taxes
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431
Keith S. Sherin
Director
 
Senior Vice President, Finance &
Chief Financial Officer
General Electric Company
3135 Easton Turnpike
Fairfield, CT 06431

Page 36 of 39


 

Directors
 
Principal Occupation
Edward D. Stewart
Director
 
Executive Vice President
GE Capital Corporation
1600 Summer Street
Stamford, CT 06927
Robert C. Wright
Director
 
President and Chief Executive
Officer
NBC
30 Rockefeller Plaza, 52nd Floor
New York, NY 10112

Page 37 of 39


Executive Officers
 
Principal Occupation
Dennis D. Dammerman
Chairman of the Board
 
Vice Chairman and Executive Officer
GE Company
3135 Easton Turnpike
Fairfield, CT 06431
Denis J. Nayden
President
 
Chairman and CEO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
James A. Parke
Executive Vice President and
Chief Financial Officer
 
Vice Chairman & Chief Financial Officer
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Ferdinando Beccalli
Executive Vice President
 
Executive Vice President
General Electric Capital
260 Long Ridge Road
Stamford, CT 06927
Michael D. Fraizer
Executive Vice President
 
President & CEO
GE Financial Assurance
6604 W. Broad Street
Richmond, VA 23230
Michael A. Neal
Executive Vice President
 
President and COO
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Ronald R. Pressman
Executive Vice President
 
Chairman, President & CEO
Employers Reinsurance Corporation
5200 Metcalf
Overland Park, KS 66204
Edward D. Stewart
Executive Vice President
 
Executive Vice President
GE Capital Corporation
1600 Summer Street
Stamford, CT 06927
Nancy E. Barton
Senior Vice President,
General Counsel and Secretary
 
Senior Vice President, General Counsel and Secretary
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927

Page 38 of 39


 
James A. Colica
Senior Vice President
 
Senior Vice President, Global Risk
Management
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Richard D’Avino
Senior Vice President, Taxes
 
Senior Vice President, Taxes
GE Capital Corporation
777 Long Ridge Road
Stamford, CT 06927
Marc J. Saperstein
Senior Vice President
 
Senior Vice President, Human Resources
General Electric Capital
260 Long Ridge Road
Stamford, CT 06927
Jeffrey S. Werner
Senior Vice President
 
Sr. Vice President, Corp. Treasury & Senior
Global
Funding Op.
GE Capital Corporation
201 High Ridge Road
Stamford, CT 06927
Joan C. Amble
Vice President and Controller
 
Vice President and Controller
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Barbara E. Daniele
Vice President and Senior Litigation Counsel
 
Vice President and Senior Litigation
Counsel
GE Capital Corporation
260 Long Ridge Road
Stamford, CT 06927
Steven F. Kluger
Vice President
 
Vice President, Capital Markets
Services
GE Capital Corporation
3001 Summer Street
Stamford, CT 06927

Page 39 of 39