UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date
of report (Date of earliest event reported): February 11, 2009
MetLife, Inc.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
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1-15787
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13-4075851 |
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(Commission File Number)
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(IRS Employer Identification No.) |
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200 Park Avenue, New York, New York
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10166-0188 |
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(Address of Principal Executive Offices)
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(Zip Code) |
212-578-2211
(Registrants Telephone Number, Including Area Code)
N/A
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c)) |
TABLE OF CONTENTS
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ITEM 3.03. |
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MATERIAL MODIFICATION TO RIGHTS OF SECURITY HOLDERS. |
The
information set forth and the exhibits identified in Item 8.01(i) are incorporated herein by
reference.
(i) On February 11, 2009, MetLife, Inc., a Delaware corporation (the Company), entered into a
Pricing Agreement (the Pricing Agreement) with Citigroup Global Markets Inc. and the other
institutions named therein (the Remarketing Agents) and The Bank of New York Mellon Trust
Company, N.A., as Purchase Contract Agent (the Purchase Contract Agent), relating to the
remarketing of debt securities constituting part of the Companys 6.375% Common Equity Units (the
Units). The Pricing Agreement was entered into pursuant to the Remarketing Agreement dated
January 12, 2009, among the Company, the Remarketing Agents and the Purchase Contract Agent and
sets forth the terms upon which $1,034,999,000 aggregate principal amount of such debt securities
were remarketed on behalf of the holders of Units. The Pricing Agreement is attached hereto as
Exhibit 99.1 and is incorporated herein by reference. On February 17, 2009, the remarketing was
successfully concluded, and the debt securities were denominated the Companys 7.717% Senior Debt
Securities, Series B, Due 2019 (the Series B Debentures). A form of the securities certificate
representing the Series B Debentures is attached hereto as Exhibit 4.1 and is incorporated herein
by reference. The Series B Debentures were issued pursuant to an Indenture and Second Supplemental
Indenture dated as of June 21, 2005 between the Company and the Bank of New York Mellon Trust
Company, N.A. (as successor in interest to J.P. Morgan Trust Company, National Association), as
Trustee (the Trustee), as supplemented by the Seventh Supplemental Indenture, dated as of
February 6, 2009, between the Company and the Trustee, and having terms described in the Companys
Prospectus Supplement relating to the remarketing dated February 11, 2009, filed with the
Securities and Exchange Commission on February 13, 2009 pursuant to Rule 424(b)(5) under the
Securities Act of 1933, as amended.
(ii) Separate
and unrelated to the transaction described above, on
February 18, 2009, the Company issued a press release announcing
the declaration of first quarter 2009 dividends of $0.2500000 per
share on the Companys floating rate non-cumulative preferred
stock, Series A, and $0.4062500 per share on the Companys
6.50% non-cumulative preferred
stock, Series B. A copy of the press release is attached hereto
as Exhibit 99.2 and is incorporated herein by reference.
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ITEM 9.01. |
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FINANCIAL STATEMENTS AND EXHIBITS. |
(a) Not applicable
(b) Not applicable
(c) Not applicable
(d) Exhibits
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4.1 |
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Form of security certificate representing MetLife, Inc.s 7.717% Senior Debt Securities, Series B, Due 2019. |
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99.1 |
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Pricing Agreement dated February 11, 2009, among MetLife, Inc., Citigroup Global Markets Inc. and the
other Remarketing Agents named therein and The Bank of New York Mellon Trust Company, N.A., as Purchase
Contract Agent. |
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99.2 |
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Press release of MetLife, Inc.,
dated February 18, 2009, announcing the declaration of first
quarter 2009 dividends on its floating rate non-cumulative preferred
stock, Series A, and its 6.50% non-cumulative preferred stock,
Series B. |