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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Porter Orlin LLC 666 FIFTH AVENUE 34TH FLOOR NEW YORK, NY 10103 |
X | |||
PORTER A ALEX C/O PORTER ORLIN LLC 666 FIFTH AVENUE, 34TH FLOOR NEW YORK, NY 10103 |
X | |||
HULME GEOFFREY C/O PORTER ORLIN LLC 666 FIFTH AVENUE, 34TH FLOOR NEW YORK, NY 10103 |
X | |||
FRIEDLAND JONATHAN W C/O PORTER ORLIN LLC 666 FIFTH AVENUE, 34TH FLOOR NEW YORK, NY 10103 |
X | |||
ORLIN PAUL E C/O PORTER ORLIN LLC 666 FIFTH AVENUE, 34TH FLOOR NEW YORK, NY 10103 |
X |
Porter Orlin LLC, By: /s/ A. Alex Porter, Principal | 05/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ A. Alex Porter | 05/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Geoffrey Hulme | 05/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jonathan W. Friedland | 05/06/2009 | |
**Signature of Reporting Person | Date | |
/s/ Paul Orlin | 05/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This constitutes the weighted average purchase price. The prices range from $3.33 to $3.42. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. |
(2) | Each of the Reporting Persons (each, a "Reporting Person" and collectively, the "Reporting Persons") disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The Reporting Persons affirmatively disclaim being a "group" for purposes of Section 16 of the Securities Exchange Act of 1934, as amended. |
(3) | The securities reported on this filing are held in the accounts of unregistered investment companies and managed accounts over which the Reporting Persons exercise investment discretion. |