1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Appreciation Rights
|
03/28/2009 |
03/28/2014 |
Common Stock
|
1,250
|
$
22.96
|
D
|
Â
|
Stock Appreciation Rights
|
03/28/2010 |
03/28/2014 |
Common Stock
|
1,625
|
$
22.96
|
D
|
Â
|
Stock Appreciation Rights
|
03/28/2011 |
03/28/2014 |
Common Stock
|
1,625
|
$
22.96
|
D
|
Â
|
Stock Appreciation Rights
|
03/27/2013 |
03/27/2016 |
Common Stock
|
3,000
|
$
9.77
|
D
|
Â
|
Stock Appreciation Rights
|
03/26/2013 |
03/26/2017 |
Common Stock
|
3,000
|
$
15.5
|
D
|
Â
|
Stock Appreciation Rights
|
03/26/2014 |
03/26/2017 |
Common Stock
|
3,000
|
$
15.5
|
D
|
Â
|
Stock Appreciation Rights
|
03/29/2013 |
03/29/2018 |
Common Stock
|
1,450
|
$
18.84
|
D
|
Â
|
Stock Appreciation Rights
|
03/29/2014 |
03/29/2018 |
Common Stock
|
1,450
|
$
18.84
|
D
|
Â
|
Stock Appreciation Rights
|
03/29/2015 |
03/29/2018 |
Common Stock
|
1,450
|
$
18.84
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 16,388 non-vested restricted shares, of which 2,288 shares were granted on March 29, 2011, 4,100 shares were granted on March 28, 2012, and 10,000 shares were granted on July 23, 2012. The shares will vest 25% per year on the first four anniversary dates from the date of grant. Also includes 1,699 shares acquired pursuant to the Stage Stores Deferred Compensation Plan (the "Plan"), that may not be transferred to an alternative investment within the Plan or liquidated by the reporting person and will remain in the reporting person's account until such date as the reporting person is no longer an employee of the issuer and for a period of six months thereafter, at which time they will be transferred to the reporting person. |