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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
SAR (2) | $ 35.12 | 10/31/2008 | A | 20,500 | (3) | 10/31/2018 | Class A Common | 20,500 | $ 0 | 20,500 | D | ||||
Option to Buy (4) | $ 12.53 | (5) | 11/26/2012 | Class A Common | 18,310 | 18,310 | D | ||||||||
Option to Buy (4) | $ 19.74 | (6) | 12/02/2013 | Class A Common | 20,250 | 20,250 | D | ||||||||
Option to Buy (4) | $ 28.01 | 03/02/2011 | 11/30/2014 | Class A Common | 20,250 | 20,250 | D | ||||||||
Option to Buy (4) | $ 28.94 | 03/02/2011 | 11/29/2015 | Class A Common | 20,250 | 20,250 | D | ||||||||
Option to Buy (4) | $ 36.67 | 11/28/2009 | 11/28/2016 | Class A Common | 20,250 | 20,250 | D | ||||||||
Option to Buy (4) | $ 42.45 | 11/26/2010 | 11/26/2017 | Class A Common | 20,250 | 20,250 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GREEN JOE C 228 RIVERMIST DRIVE BUFFALO, NY 14202 |
EVP, CAO, Director |
Timothy P. Balkin | 11/04/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects shares held in Moog Inc. Retirement Savings Plan as of the most recent annual report to participants, September 30, 2008. |
(2) | Stock Appreciation Rights (SAR) granted under the 2008 Stock Appreciation Rights Plan. |
(3) | Stock Appreciation Rights exercisable as follows: 6,834 on 10/31/09, 6,833 on 10/31/10 and 6,833 on 10/31/11. |
(4) | Options granted under 1998 and/or 2003 Incentive Stock Option Plans. |
(5) | Options exercisable as follows: 7,979 on 11/26/08, 7,979 on 11/26/09 and 2,352 on 11/26/10. |
(6) | Options exercisable as follows: 3,572 on 12/2/10 and 16,678 on 3/2/11. |