UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Market Priced Employee Stock Options (2) (3) | 12/06/2007 | 12/06/2016 | Common Stock | 12,251 | $ 48.375 | D | Â |
Market Priced Employee Stock Options (2) (3) | 12/05/2008 | 12/05/2017 | Common Stock | 10,312 | $ 88.82 | D | Â |
Market Priced Employee Stock Options (2) (3) | 12/17/2009 | 12/17/2018 | Common Stock | 14,374 | $ 39.665 | D | Â |
Market Priced Employee Stock Options (2) (3) | 12/09/2010 | 12/09/2019 | Common Stock | 26,090 | $ 52.25 | D | Â |
Market Priced Employee Stock Options (2) (3) | 12/08/2011 | 12/08/2020 | Common Stock | 7,174 | $ 80.61 | D | Â |
Market Priced Employee Stock Options (2) (3) | 12/14/2012 | 12/14/2021 | Common Stock | 8,551 | $ 74.24 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Guinn Max A DEERE & COMPANY ONE JOHN DEERE PLACE MOLINE, IL 61265 |
 |  |  Senior Vice President |  |
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney | 10/03/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 16,741 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and to be settled solely in shares. |
(2) | All options include the ability to withhold shares upon the exercise of the option to satisfy minimum required income tax obligations. |
(3) | The options become exercisable in three approximately equal annual installments one, two and three years after grant. The date listed is the initial exercisable installment date. |