1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Option to purchase Common Stock, $.001 par value per share
|
03/02/2012 |
03/02/2017 |
Common Stock, par value $.001
|
4,000
|
$
7.25
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value per share
|
01/28/2013 |
01/28/2018 |
Common Stock, par value $.001
|
5,000
|
$
7.45
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value per share
|
07/21/2013 |
07/21/2018 |
Common Stock, par value $.001
|
5,000
|
$
8.11
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value per share
|
02/29/2016 |
02/28/2021 |
Common Stock, par value $.001
|
2,000
|
$
2.69
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value per share
|
Â
(2)
|
02/09/2022 |
Common Stock, par value $.001
|
6,000
|
$
4.02
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value per share
|
Â
(3)
|
02/25/2023 |
Common Stock, par value $.001
|
15,000
|
$
3.6
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value per share
|
Â
(4)
|
02/25/2024 |
Common Stock, par value $.001
|
20,000
|
$
3.78
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value per share
|
Â
(5)
|
02/17/2025 |
Common Stock, par value $.001
|
20,000
|
$
5.23
|
D
|
Â
|
Option to purchase Common Stock, $.001 par value
|
Â
(6)
|
02/24/2026 |
Common Stock, par value $.001
|
19,355
|
$
3.31
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This contains 3,021 Restricted Stock Awards that will vest as to 1,007 shares on each of 2/24/2017, 2/24/2018 and 2/24/2019. |
(2) |
Consist of 3,000 fully vested and exercisable options and 3,000 unvested options that will vest and become exercisable on 2/9/2017. |
(3) |
Consist of 9,000 fully vested and exercisable options and 6,000 unvested options that will vest and become exercisable as to 3,000 shares on each of 2/25/2017 and 2/25/2018. |
(4) |
Consist of 8,000 fully vested and exercisable options and 12,000 unvested options that will vest and become exercisable as to 4,000 shares on each of 2/25/2017, 2/25/2018 and 2/25/2019. |
(5) |
Consist of 4,000 fully vested and exercisable options and 16,000 unvested options that will vest and become exercisable as to 4,000 shares on each of 2/17/2017, 2/17/2018, 2/17/2019 and 2/17/2020. |
(6) |
This option will become exercisable as to 3,871 shares on each of 2/24/2017, 2/24/2018, 2/24/2019, 2/24/2020 and 2/24/2021. |