Blueprint
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

FORM 8-K
 

CURRENT REPORT
 
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
July 31, 2018
Date of Report (Date of earliest event reported)
 

LIGHTPATH TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
 

Delaware
 
000-27548
 
86-0708398
(State or other jurisdiction of
incorporation or organization)
 
(Commission File Number)
 
(I.R.S. Employer
Identification Number)
 
2603 Challenger Tech Court, Suite 100
Orlando, Florida 32826
(Address of principal executive office, including zip code)
 
(407) 382-4003
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
[  ]   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[  ]   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[  ]   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
[  ]   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
 
Emerging growth company [__]
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [__]

 
 
 
LightPath Technologies, Inc.
Form 8-K
 
Item 7.01. Regulation FD Disclosure
 
On July 31, 2018, LightPath Technologies, Inc. (the “Company”) announced its plans to relocate the manufacturing facility of its wholly-owned subsidiary, ISP Optics Company, from Westchester County, New York to the Company’s corporate headquarters and manufacturing facility in Orlando, Florida and its manufacturing facility in Riga, Latvia. The Company expects the relocation to be completed in phases through the end of fiscal 2019. A copy of the Press Release is attached as Exhibit 99.1 hereto and incorporated herein by reference.
 
The information furnished in Item 7.01 and in Exhibit 99.1 shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any of the Company’s filings under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in a filing.
  
Item 9.01.    Financial Statements and Exhibits
 
(d) Exhibits
 
Exhibit No.         
Description                                                                                                 
99.1
Press Release dated July 31, 2018
 
 

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this Report to be signed in its behalf by the undersigned, thereunto duly authorized.
 
 
LIGHTPATH TECHNOLOGIES, INC.
 
 
 
 
 
Dated: July 31, 2018
By:  
/s/ Donald O. Retreage, Jr.
 
 
 
Donald O. Retreage, Jr. 
 
 
 
Chief Financial Officer 
 
 
 
 
 
 
 
 
 
 

 
 
Exhibit Index
 
Exhibit No.
  
Description
  
Press Release dated July 31, 2018