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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OCIP HOLDING LLC C/O OCI USA INC. 660 MADISON AVENUE, 19TH FLOOR NEW YORK, NY 10065 |
X | See Remarks | ||
OCI USA INC. 660 MADISON AVENUE, 19TH FLOOR NEW YORK, NY 10065 |
X | X | ||
OCI N.V. HONTHORSTSTRAAT 19 1071 DC AMSTERDAM, P7 |
X | X |
/s/ Kevin Struve, Manager of OCIP Holding LLC | 07/05/2018 | |
**Signature of Reporting Person | Date | |
/s/ Kevin Struve, President of OCI USA Inc. | 07/05/2018 | |
**Signature of Reporting Person | Date | |
/s/ Nassef Sawiris, Chief Executive Officer of OCI N.V. | 07/05/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 76,774,139 common units representing limited partnership interests ("Common Units") held of record by OCIP Holding LLC ("Holding") and 895,064 Common Units held of record by OCIP Holding II LLC (Holding II"). OCI N.V. is a Dutch public limited liability company ("OCI NV"). OCI USA Inc. ("OCI USA") is an indirect wholly owned subsidiary of OCI NV. OCI USA owns all of the membership interests in OCI GP LLC, a Delaware limited liability company and the general partner of the Issuer. Each of Holding and Holding II are wholly owned subsidiaries of OCI USA. OCI NV and OCI USA may be deemed to indirectly own the securities of the Issuer held of record by Holding and Holding II, but disclaim beneficial ownership except to the extent of their respective pecuniary interest therein. |
Remarks: OCI N.V. is a Dutch public limited liability company ("OCI NV"). OCI USA Inc. ("OCI USA") is an indirect wholly owned subsidiary of OCI NV. OCI USA owns all of the membership interests in OCI GP LLC, a Delaware limited liability company and the general partner of the Issuer. OCIP Holding LLC the direct owner of the securities reported herein, is a wholly owned subsidiary of OCI USA. OCI NV and OCI USA may be deemed to indirectly own the securities of the Issuer held by OCIP Holding LLC but disclaim beneficial ownership except to the extent of their respective pecuniary interest therein. |