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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock UInits | $ 0 | 12/07/2018 | D(1) | 2,032 | (1) | (1) | Common Stock | 2,032 | $ 43.5 | 0 | D | ||||
Nonqualified stock options (right to buy) | $ 31.29 | 12/07/2018 | D(1) | 4,780 | (1) | 01/29/2022 | Common Stock | 4,780 | $ 43.5 | 0 | D | ||||
Nonqualified stock options (right to buy) | $ 29.37 | 12/07/2018 | D(1) | 5,136 | (1) | 01/28/2023 | Common Stock | 5,136 | $ 43.5 | 0 | D | ||||
Nonqualified stock options (right to buy) | $ 25.4 | 12/07/2018 | D(1) | 6,675 | (1) | 01/19/2024 | Common Stock | 6,675 | $ 43.5 | 0 | D | ||||
Nonqualified stock options (right to buy) | $ 25.84 | 12/07/2018 | D(1) | 8,237 | (1) | 01/31/2025 | Common Stock | 8,237 | $ 43.5 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Lavelle Kate S 300 JOHNNY BENCH DRIVE OKLAHOMA CITY, OK 73104 |
X |
Carolyn C. Cummins for Kate S. Lavelle | 12/07/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated September 24, 2018, by and among the issuer, Inspire Brands, Inc. and SSK Merger Sub, Inc. (the "Merger Agreement"). At the effective time of the merger as contemplated in the merger agreement, (i) each outstanding share of Company Common Stock, was cancelled and automatically converted into the right to receive $43.50 in cash and (ii) each Company Restricted Stock Unit and each Company Stock Option Award, vested and accelerated in full and was converted into the right to receive $43.50 in cash (or in the case of Company Stock Option Awards, the difference between the exercise price and $43.50). |