UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21948
NAME OF REGISTRANT: Cohen & Steers Closed-End
Opportunity Fund, Inc.
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 280 Park Avenue
10th Floor
New York, NY 10017
NAME AND ADDRESS OF AGENT FOR SERVICE: Dana DeVivo
280 Park Avenue
10th Floor
New York, NY 10017
REGISTRANT'S TELEPHONE NUMBER: 212-832-3232
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2017 - 06/30/2018
Cohen & Steers Closed-End Opportunity Fund, Inc.
--------------------------------------------------------------------------------------------------------------------------
ADAMS NATURAL RESOURCES FUND, INC Agenda Number: 934730549
--------------------------------------------------------------------------------------------------------------------------
Security: 00548F105
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: PEO
ISIN: US00548F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Enrique R. Arzac Mgmt Split 96% For 4% Withheld Split
Kenneth J. Dale Mgmt Split 97% For 3% Withheld Split
Frederic A. Escherich Mgmt Split 97% For 3% Withheld Split
Roger W. Gale Mgmt Split 96% For 4% Withheld Split
Lauriann C. Kloppenburg Mgmt Split 97% For 3% Withheld Split
Kathleen T. McGahran Mgmt Split 97% For 3% Withheld Split
Craig R. Smith Mgmt Split 96% For 4% Withheld Split
Mark E. Stoeckle Mgmt Split 97% For 3% Withheld Split
2. The selection of PricewaterhouseCoopers LLP Mgmt Split 98% For 1% Against 1% AbstainSplit
as independent public auditors.
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME Agenda Number: 934642213
--------------------------------------------------------------------------------------------------------------------------
Security: 018828103
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: NCV
ISIN: US0188281036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADFORD K. GALLAGHER Mgmt Split 97% For 3% Withheld Split
DAVEY S. SCOON Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI CONVERTIBLE & INCOME II Agenda Number: 934642225
--------------------------------------------------------------------------------------------------------------------------
Security: 018825109
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: NCZ
ISIN: US0188251096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
DEBORAH A. DECOTIS Mgmt Split 95% For 5% Withheld Split
BRADFORD K. GALLAGHER Mgmt Split 95% For 5% Withheld Split
DAVEY S. SCOON Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST Agenda Number: 934642263
--------------------------------------------------------------------------------------------------------------------------
Security: 01883A107
Meeting Type: Annual
Meeting Date: 13-Jul-2017
Ticker: NFJ
ISIN: US01883A1079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
F. FORD DRUMMOND Mgmt Split 97% For 3% Withheld *
ALAN RAPPAPORT Mgmt Split 97% For 3% Withheld *
DAVEY S. SCOON Mgmt Split 97% For 3% Withheld *
--------------------------------------------------------------------------------------------------------------------------
ALTABA INC. Agenda Number: 934677874
--------------------------------------------------------------------------------------------------------------------------
Security: 021346101
Meeting Type: Annual
Meeting Date: 24-Oct-2017
Ticker: AABA
ISIN: US0213461017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: TOR R. BRAHAM Mgmt Split 99% For 1% Against Split
1.2 ELECTION OF DIRECTOR: ERIC K. BRANDT Mgmt Split 98% For 2% Against Split
1.3 ELECTION OF DIRECTOR: CATHERINE J. FRIEDMAN Mgmt Split 99% For 1% Against Split
1.4 ELECTION OF DIRECTOR: RICHARD L. KAUFFMAN Mgmt Split 99% For 1% Against Split
1.5 ELECTION OF DIRECTOR: THOMAS J. MCINERNEY Mgmt Split 83% For 17% Against Split
2. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt For For
AGREEMENT BETWEEN THE FUND AND BLACKROCK
ADVISORS LLC.
3. TO APPROVE A NEW INVESTMENT ADVISORY Mgmt For For
AGREEMENT BETWEEN THE FUND AND MORGAN
STANLEY SMITH BARNEY LLC.
4. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE FUND'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
5. TO APPROVE A LONG-TERM DEFERRED Mgmt Split 89% For 11% Against Split
COMPENSATION INCENTIVE PLAN FOR THE FUND'S
MANAGEMENT AND DIRECTORS.
6. TO VOTE UPON A STOCKHOLDER PROPOSAL Shr Split 39% For 61% Against Split
REGARDING STOCKHOLDER ACTION BY WRITTEN
CONSENT.
7. TO VOTE UPON A STOCKHOLDER PROPOSAL Shr Split 1% For 98% Against 1% AbstainSplit
REGARDING THE YAHOO HUMAN RIGHTS FUND.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK ENHANCED CAPITAL & INCOME FUND Agenda Number: 934647655
--------------------------------------------------------------------------------------------------------------------------
Security: 09256A109
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: CII
ISIN: US09256A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 87% For 13% Withheld Split
CYNTHIA L. EGAN Mgmt Split 87% For 13% Withheld Split
CATHERINE A. LYNCH Mgmt Split 87% For 13% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK FL INSURED MUNICIPAL INCOME TR Agenda Number: 934647643
--------------------------------------------------------------------------------------------------------------------------
Security: 09250G102
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: BAF
ISIN: US09250G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 94% For 6% Withheld Split
R. GLENN HUBBARD Mgmt Split 94% For 6% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK GLOBAL FUND Agenda Number: 934647631
--------------------------------------------------------------------------------------------------------------------------
Security: 091941104
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: BGT
ISIN: US0919411043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 98% For 2% Withheld Split
R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split
W. CARL KESTER Mgmt Split 98% For 2% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK INVESTMENT QUALITY MUNI TR INC Agenda Number: 934647643
--------------------------------------------------------------------------------------------------------------------------
Security: 09247D105
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: BKN
ISIN: US09247D1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split
R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNI ENHANCED FD INC Agenda Number: 934648366
--------------------------------------------------------------------------------------------------------------------------
Security: 09253Y100
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MEN
ISIN: US09253Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 98% For 2% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split
CYNTHIA L. EGAN Mgmt Split 98% For 2% Withheld Split
JERROLD B. HARRIS Mgmt Split 96% For 4% Withheld Split
R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split
CATHERINE A. LYNCH Mgmt Split 98% For 2% Withheld Split
BARBARA G. NOVICK Mgmt Split 98% For 2% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 98% For 2% Withheld Split
KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS FA INSD FD INC Agenda Number: 934648380
--------------------------------------------------------------------------------------------------------------------------
Security: 09254P108
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MFL
ISIN: US09254P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL J. CASTELLANO Mgmt Split 97% For 1% Against 2% AbstainSplit
1B. ELECTION OF DIRECTOR: RICHARD E. CAVANAGH Mgmt Split 96% For 2% Against 2% AbstainSplit
1C. ELECTION OF DIRECTOR: CYNTHIA L. EGAN Mgmt Split 97% For 1% Against 2% AbstainSplit
1E. ELECTION OF DIRECTOR: JERROLD B. HARRIS Mgmt Split 96% For 2% Against 2% AbstainSplit
1F. ELECTION OF DIRECTOR: R. GLENN HUBBARD Mgmt Split 96% For 2% Against 2% AbstainSplit
1H. ELECTION OF DIRECTOR: CATHERINE A. LYNCH Mgmt Split 97% For 1% Against 2% AbstainSplit
1I. ELECTION OF DIRECTOR: BARBARA G. NOVICK Mgmt Split 97% For 1% Against 2% AbstainSplit
1J. ELECTION OF DIRECTOR: JOHN M. PERLOWSKI Mgmt Split 97% For 1% Against 2% AbstainSplit
1K. ELECTION OF DIRECTOR: KAREN P. ROBARDS Mgmt Split 97% For 1% Against 2% AbstainSplit
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIHOLDINGS INSD FD II INC Agenda Number: 934648366
--------------------------------------------------------------------------------------------------------------------------
Security: 09254C107
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MUE
ISIN: US09254C1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 95% For 5% Withheld Split
CYNTHIA L. EGAN Mgmt Split 97% For 3% Withheld Split
JERROLD B. HARRIS Mgmt Split 95% For 5% Withheld Split
R. GLENN HUBBARD Mgmt Split 95% For 5% Withheld Split
CATHERINE A. LYNCH Mgmt Split 97% For 3% Withheld Split
BARBARA G. NOVICK Mgmt Split 97% For 3% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 96% For 4% Withheld Split
KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIVEST FUND INC Agenda Number: 934648366
--------------------------------------------------------------------------------------------------------------------------
Security: 09253R105
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MVF
ISIN: US09253R1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split
CYNTHIA L. EGAN Mgmt Split 97% For 3% Withheld Split
JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split
R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split
CATHERINE A. LYNCH Mgmt Split 97% For 3% Withheld Split
BARBARA G. NOVICK Mgmt Split 97% For 3% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 97% For 3% Withheld Split
KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD FUND Agenda Number: 934648366
--------------------------------------------------------------------------------------------------------------------------
Security: 09253W104
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MYD
ISIN: US09253W1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split
CYNTHIA L. EGAN Mgmt Split 96% For 4% Withheld Split
JERROLD B. HARRIS Mgmt Split 95% For 5% Withheld Split
R. GLENN HUBBARD Mgmt Split 96% For 4% Withheld Split
CATHERINE A. LYNCH Mgmt Split 96% For 4% Withheld Split
BARBARA G. NOVICK Mgmt Split 96% For 4% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 96% For 4% Withheld Split
KAREN P. ROBARDS Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD INSURED FUND Agenda Number: 934648366
--------------------------------------------------------------------------------------------------------------------------
Security: 09254E103
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MYI
ISIN: US09254E1038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 97% For 3% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 97% For 3% Withheld Split
CYNTHIA L. EGAN Mgmt Split 98% For 2% Withheld Split
JERROLD B. HARRIS Mgmt Split 97% For 3% Withheld Split
R. GLENN HUBBARD Mgmt Split 97% For 3% Withheld Split
CATHERINE A. LYNCH Mgmt Split 97% For 3% Withheld Split
BARBARA G. NOVICK Mgmt Split 98% For 2% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 97% For 3% Withheld Split
KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND Agenda Number: 934648366
--------------------------------------------------------------------------------------------------------------------------
Security: 09254F100
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MQY
ISIN: US09254F1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 98% For 2% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 98% For 2% Withheld Split
CYNTHIA L. EGAN Mgmt Split 99% For 1% Withheld Split
JERROLD B. HARRIS Mgmt Split 98% For 2% Withheld Split
R. GLENN HUBBARD Mgmt Split 98% For 2% Withheld Split
CATHERINE A. LYNCH Mgmt Split 99% For 1% Withheld Split
BARBARA G. NOVICK Mgmt Split 99% For 1% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 98% For 2% Withheld Split
KAREN P. ROBARDS Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK MUNIYIELD QUALITY FUND II Agenda Number: 934648366
--------------------------------------------------------------------------------------------------------------------------
Security: 09254G108
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: MQT
ISIN: US09254G1085
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 96% For 4% Withheld Split
RICHARD E. CAVANAGH Mgmt Split 96% For 4% Withheld Split
CYNTHIA L. EGAN Mgmt Split 97% For 3% Withheld Split
JERROLD B. HARRIS Mgmt Split 95% For 5% Withheld Split
R. GLENN HUBBARD Mgmt Split 95% For 5% Withheld Split
CATHERINE A. LYNCH Mgmt Split 97% For 3% Withheld Split
BARBARA G. NOVICK Mgmt Split 97% For 3% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 96% For 4% Withheld Split
KAREN P. ROBARDS Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK STRATEGIC MUNICIPAL TRUST Agenda Number: 934647643
--------------------------------------------------------------------------------------------------------------------------
Security: 09248T109
Meeting Type: Annual
Meeting Date: 25-Jul-2017
Ticker: BSD
ISIN: US09248T1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. CASTELLANO Mgmt Split 95% For 5% Withheld Split
R. GLENN HUBBARD Mgmt Split 95% For 5% Withheld Split
JOHN M. PERLOWSKI Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CALAMOS STRATEGIC TOTAL RETURN FUND Agenda Number: 934830197
--------------------------------------------------------------------------------------------------------------------------
Security: 128125101
Meeting Type: Annual
Meeting Date: 28-Jun-2018
Ticker: CSQ
ISIN: US1281251017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
John E. Neal Mgmt Split 97% For 3% Withheld Split
David D. Tripple Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CBRE CLARION SECURITIES Agenda Number: 934680237
--------------------------------------------------------------------------------------------------------------------------
Security: 12504G100
Meeting Type: Annual
Meeting Date: 16-Oct-2017
Ticker: IGR
ISIN: US12504G1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T. RITSON FERGUSON Mgmt Split 97% For 3% Withheld Split
FREDERICK S. HAMMER Mgmt Split 64% For 36% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
CENTRAL FUND OF CANADA LIMITED Agenda Number: 934699806
--------------------------------------------------------------------------------------------------------------------------
Security: 153501101
Meeting Type: Special
Meeting Date: 30-Nov-2017
Ticker: CEF
ISIN: CA1535011011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Passing a special resolution (the Mgmt For For
"Arrangement Resolution") of Class A
Shareholders, the full text of which is set
forth as Appendix A-1 to the Circular, to
approve an arrangement under section 193 of
the Business Corporations Act (Alberta)
involving Central Fund and its
shareholders, The Central Group Alberta
Ltd. and its shareholders, 2070140 Alberta
Ltd., Sprott Inc. and Sprott Physical Gold
and Silver Trust, on the terms and subject
to the Plan of Arrangement attached as
Appendix D to the Circular.
--------------------------------------------------------------------------------------------------------------------------
CLOUGH GLOBAL OPPORTUNITIES FUND Agenda Number: 934646312
--------------------------------------------------------------------------------------------------------------------------
Security: 18914E106
Meeting Type: Annual
Meeting Date: 03-Aug-2017
Ticker: GLO
ISIN: US18914E1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
ROBERT BUTLER Mgmt No vote
KAREN DIGRAVIO Mgmt No vote
KEVIN MCNALLY Mgmt No vote
02 BE IT RESOLVED, THAT THE SHAREHOLDERS OF Mgmt No vote
CLOUGH GLOBAL DIVIDEND AND INCOME TRUST
{SIC*} (THE "TRUST") HEREBY REQUEST THAT
THE BOARD OF TRUSTEES OF THE TRUST (THE
"BOARD") TAKE ALL NECESSARY STEPS IN ITS
POWER TO DECLASSIFY THE BOARD SO THAT ALL
DIRECTORS ARE ELECTED ON AN ANNUAL BASIS
STARTING AT THE NEXT ANNUAL MEETING OF
SHAREHOLDERS. SUCH DECLASSIFICATION SHALL
BE COMPLETED IN A MANNER THAT DOES NOT
AFFECT THE UNEXPIRED TERMS OF THE
PREVIOUSLY ELECTED TRUSTEES.
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FLOATING-RATE INCOME TRUST Agenda Number: 934723936
--------------------------------------------------------------------------------------------------------------------------
Security: 278279104
Meeting Type: Annual
Meeting Date: 09-Apr-2018
Ticker: EFT
ISIN: US2782791048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William H. Park Mgmt Split 98% For 2% Withheld Split
Susan J. Sutherland Mgmt Split 98% For 2% Withheld Split
Harriett Tee Taggart Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE FUNDS Agenda Number: 934732151
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Y108
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: ETV
ISIN: US27828Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 97% For 3% Withheld Split
Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split
Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE LIMITED DURATION INCOME FD Agenda Number: 934708718
--------------------------------------------------------------------------------------------------------------------------
Security: 27828H105
Meeting Type: Annual
Meeting Date: 18-Jan-2018
Ticker: EVV
ISIN: US27828H1059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
HELEN FRAME PETERS Mgmt Split 98% For 2% Withheld Split
SUSAN J. SUTHERLAND Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE MUNICIPAL INCOME TRUST Agenda Number: 934723897
--------------------------------------------------------------------------------------------------------------------------
Security: 27826U108
Meeting Type: Annual
Meeting Date: 22-Mar-2018
Ticker: EVN
ISIN: US27826U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Cynthia E. Frost Mgmt Split 92% For 8% Withheld Split
Valerie A. Mosley Mgmt Split 92% For 8% Withheld Split
Susan J. Sutherland Mgmt Split 92% For 8% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 934654662
--------------------------------------------------------------------------------------------------------------------------
Security: 27828Q105
Meeting Type: Annual
Meeting Date: 17-Aug-2017
Ticker: EFR
ISIN: US27828Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 95% For 5% Withheld Split
MARK R. FETTING Mgmt Split 95% For 5% Withheld Split
WILLIAM H. PARK Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE SENIOR INCOME TRUST Agenda Number: 934672420
--------------------------------------------------------------------------------------------------------------------------
Security: 27826S103
Meeting Type: Annual
Meeting Date: 19-Oct-2017
Ticker: EVF
ISIN: US27826S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 99% For 1% Withheld Split
CYNTHIA E. FROST Mgmt Split 99% For 1% Withheld Split
SUSAN J. SUTHERLAND Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED DIV INCOME FD Agenda Number: 934808722
--------------------------------------------------------------------------------------------------------------------------
Security: 27828G107
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: EVT
ISIN: US27828G1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark R. Fetting Mgmt Split 98% For 2% Withheld Split
George J. Gorman Mgmt Split 98% For 2% Withheld Split
Helen Frame Peters Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED FUND Agenda Number: 934716284
--------------------------------------------------------------------------------------------------------------------------
Security: 27828U106
Meeting Type: Annual
Meeting Date: 15-Feb-2018
Ticker: ETO
ISIN: US27828U1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 98% For 2% Withheld Split
MARK R. FETTING Mgmt Split 98% For 2% Withheld Split
WILLIAM H. PARK Mgmt Split 98% For 2% Withheld Split
HARRIETT TEE TAGGART Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-ADVANTAGED GLOBAL DIV FD Agenda Number: 934654078
--------------------------------------------------------------------------------------------------------------------------
Security: 27828S101
Meeting Type: Annual
Meeting Date: 17-Aug-2017
Ticker: ETG
ISIN: US27828S1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
THOMAS E. FAUST JR. Mgmt Split 97% For 3% Withheld Split
MARK R. FETTING Mgmt Split 97% For 3% Withheld Split
WILLIAM H. PARK Mgmt Split 97% For 3% Withheld Split
HARRIETT TEE TAGGART Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANAGED FUND Agenda Number: 934731731
--------------------------------------------------------------------------------------------------------------------------
Security: 27828X100
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: ETB
ISIN: US27828X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split
Cynthia E. Frost Mgmt Split 98% For 2% Withheld Split
Scott E. Wennerholm Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANAGED GLOBAL Agenda Number: 934732163
--------------------------------------------------------------------------------------------------------------------------
Security: 27829C105
Meeting Type: Annual
Meeting Date: 19-Apr-2018
Ticker: ETW
ISIN: US27829C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas E. Faust Jr. Mgmt Split 98% For 2% Withheld Split
Cynthia E. Frost Mgmt Split 97% For 3% Withheld Split
Scott E. Wennerholm Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EATON VANCE TAX-MANGD GLB DIV EQ INC FD Agenda Number: 934654674
--------------------------------------------------------------------------------------------------------------------------
Security: 27829F108
Meeting Type: Annual
Meeting Date: 17-Aug-2017
Ticker: EXG
ISIN: US27829F1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE J. GORMAN Mgmt Split 98% For 2% Withheld Split
WILLIAM H. PARK Mgmt Split 97% For 3% Withheld Split
SUSAN J. SUTHERLAND Mgmt Split 98% For 2% Withheld Split
HARRIETT TEE TAGGART Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
EV TAX-MANAGED DIVERSIFIED EQUITY INCOME Agenda Number: 934653521
--------------------------------------------------------------------------------------------------------------------------
Security: 27828N102
Meeting Type: Annual
Meeting Date: 17-Aug-2017
Ticker: ETY
ISIN: US27828N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
GEORGE J. GORMAN Mgmt Split 98% For 2% Withheld Split
WILLIAM H. PARK Mgmt Split 98% For 2% Withheld Split
SUSAN J. SUTHERLAND Mgmt Split 98% For 2% Withheld Split
HARRIETT TEE TAGGART Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIDELITY INVESTMENT TRUST - FIDELITY EUROPEAN VALU Agenda Number: 709158061
--------------------------------------------------------------------------------------------------------------------------
Security: G3401M145
Meeting Type: AGM
Meeting Date: 14-May-2018
Ticker:
ISIN: GB00BK1PKQ95
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE ANNUAL REPORT AND Mgmt For For
FINANCIAL STATEMENTS FOR THE YEAR ENDED 31
DECEMBER 2017
2 TO APPROVE A FINAL DIVIDEND OF 4.35 PENCE Mgmt For For
PER ORDINARY SHARE
3 TO RE-ELECT MR VIVIAN BAZALGETTE AS A Mgmt For For
DIRECTOR
4 TO ELECT MS FLEUR MEIJS AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DR ROBIN NIBLETT AS A DIRECTOR Mgmt For For
6 TO RE-ELECT MS MARION SEARS AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR PAUL YATES AS A DIRECTOR Mgmt For For
8 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 DECEMBER 2017
9 TO REAPPOINT ERNST AND YOUNG LLP AS AUDITOR Mgmt For For
OF THE COMPANY
10 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITOR'S REMUNERATION
11 TO RENEW THE DIRECTORS' AUTHORITY TO ALLOT Mgmt For For
SHARES
12 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
13 TO RENEW THE COMPANY'S AUTHORITY TO MAKE Mgmt For For
MARKET PURCHASES OF SHARES IN THE CAPITAL
OF THE COMPANY
14 TO APPROVE CHANGES TO THE COMPANY'S Mgmt For For
INVESTMENT OBJECTIVE AND INVESTMENT POLICY
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST Agenda Number: 934745297
--------------------------------------------------------------------------------------------------------------------------
Security: 33738G104
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: FEN
ISIN: US33738G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Erickson Mgmt Split 97% For 3% Withheld Split
Thomas R. Kadlec Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 934745297
--------------------------------------------------------------------------------------------------------------------------
Security: 33739B104
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: FEI
ISIN: US33739B1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Erickson Mgmt Split 98% For 2% Withheld Split
Thomas R. Kadlec Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST ADVISORS Agenda Number: 934745297
--------------------------------------------------------------------------------------------------------------------------
Security: 33739M100
Meeting Type: Annual
Meeting Date: 23-Apr-2018
Ticker: FPL
ISIN: US33739M1009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Richard E. Erickson Mgmt Split 96% For 4% Withheld Split
Thomas R. Kadlec Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FIRST TRUST/FOUR CORNERS SR FLOATING Agenda Number: 934667099
--------------------------------------------------------------------------------------------------------------------------
Security: 33733U108
Meeting Type: Annual
Meeting Date: 11-Sep-2017
Ticker: FCT
ISIN: US33733U1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RICHARD E. ERICKSON Mgmt Split 98% For 2% Withheld Split
THOMAS R. KADLEC Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
FRANKLIN TEMPLETON LTD DURATION INC TR Agenda Number: 934671911
--------------------------------------------------------------------------------------------------------------------------
Security: 35472T101
Meeting Type: Annual
Meeting Date: 05-Oct-2017
Ticker: FTF
ISIN: US35472T1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TERRENCE J. CHECKI Mgmt Split 97% For 3% Withheld Split
MARY C. CHOKSI Mgmt Split 98% For 2% Withheld Split
LARRY D. THOMPSON Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GABELLI DIVIDEND & INCOME TRUST Agenda Number: 934764843
--------------------------------------------------------------------------------------------------------------------------
Security: 36242H104
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: GDV
ISIN: US36242H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Salvatore M. Salibello Mgmt Split 97% For 3% Withheld Split
Edward T. Tokar Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 934767495
--------------------------------------------------------------------------------------------------------------------------
Security: 31647Q106
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: FMO
ISIN: US31647Q1067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class II Trustee to serve until Mgmt Split 97% For 2% Against 1% AbstainSplit
2021 annual meeting: Jerry B. Farley
1b. Election of Class II Trustee to serve until Mgmt Split 97% For 2% Against 1% AbstainSplit
2021 annual meeting: Roman Friedrich III
1c. Election of Class II Trustee to serve until Mgmt Split 97% For 2% Against 1% AbstainSplit
2021 annual meeting: Ronald A. Nyberg
--------------------------------------------------------------------------------------------------------------------------
GUGGENHEIM FUNDS Agenda Number: 934767522
--------------------------------------------------------------------------------------------------------------------------
Security: 40167F101
Meeting Type: Annual
Meeting Date: 26-Apr-2018
Ticker: GOF
ISIN: US40167F1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Class I Trustee to serve until Mgmt Split 97% For 2% Against 1% AbstainSplit
2020 annual meeting: Randall C. Barnes
1b. Election of Class I Trustee to serve until Mgmt Split 97% For 2% Against 1% AbstainSplit
2020 annual meeting: Donald A. Chubb, Jr.
1c. Election of Class I Trustee to serve until Mgmt Split 95% For 3% Against 2% AbstainSplit
2020 annual meeting: Roman Friedrich III
1d. Election of Class I Trustee to serve until Mgmt Split 96% For 2% Against 2% AbstainSplit
2020 annual meeting: Amy J. Lee
--------------------------------------------------------------------------------------------------------------------------
HENDERSON EUROTRUST PLC Agenda Number: 708625338
--------------------------------------------------------------------------------------------------------------------------
Security: G43985111
Meeting Type: AGM
Meeting Date: 15-Nov-2017
Ticker:
ISIN: GB0004199294
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT FOR THE YEAR Mgmt For For
ENDED 31 JULY 2017
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 JULY 2017
4 TO APPROVE A FINAL DIVIDEND OF 18.0P PER Mgmt For For
SHARE
5 TO ELECT MRS EKATERINA THOMSON AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 TO RE-ELECT MR DAVID MARSH AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
8 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
REMUNERATION OF THE AUDITORS
9 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
10 TO AUTHORISE THE COMPANY TO DISAPPLY Mgmt For For
PRE-EMPTION RIGHTS
11 TO AUTHORISE THE COMPANY TO MAKE MARKET Mgmt For For
PURCHASES OF ITS OWN SHARES
12 TO AUTHORISE A GENERAL MEETING OTHER THAN Mgmt For For
AN AGM BE CALLED ON NOT LESS THAN 14 DAYS'
--------------------------------------------------------------------------------------------------------------------------
INVESCO Agenda Number: 934664067
--------------------------------------------------------------------------------------------------------------------------
Security: 46132R104
Meeting Type: Annual
Meeting Date: 08-Sep-2017
Ticker: VTA
ISIN: US46132R1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
TERESA M. RESSEL Mgmt Split 99% For 1% Withheld Split
LARRY SOLL Mgmt Split 99% For 1% Withheld Split
PHILIP A. TAYLOR Mgmt Split 99% For 1% Withheld Split
CHRISTOPHER L. WILSON Mgmt Split 99% For 1% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JAPAN SMALLER CAPITALIZATION FUND, INC. Agenda Number: 934690694
--------------------------------------------------------------------------------------------------------------------------
Security: 47109U104
Meeting Type: Annual
Meeting Date: 15-Nov-2017
Ticker: JOF
ISIN: US47109U1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
YUTAKA ITABASHI Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK FINANCIAL OPPORTUNITIES FD Agenda Number: 934711688
--------------------------------------------------------------------------------------------------------------------------
Security: 409735206
Meeting Type: Annual
Meeting Date: 02-Feb-2018
Ticker: BTO
ISIN: US4097352060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW G. ARNOTT Mgmt Split 97% For 3% Withheld Split
CHARLES L. BARDELIS Mgmt Split 97% For 3% Withheld Split
PETER S. BURGESS Mgmt Split 97% For 3% Withheld Split
THERON S. HOFFMAN Mgmt Split 98% For 2% Withheld Split
WARREN A. THOMSON Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK PREFERRED INCOME FUND III Agenda Number: 934711715
--------------------------------------------------------------------------------------------------------------------------
Security: 41021P103
Meeting Type: Annual
Meeting Date: 02-Feb-2018
Ticker: HPS
ISIN: US41021P1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW G. ARNOTT Mgmt Split 97% For 3% Withheld Split
CHARLES L. BARDELIS Mgmt Split 97% For 3% Withheld Split
PETER S. BURGESS Mgmt Split 97% For 3% Withheld Split
THERON S. HOFFMAN Mgmt Split 97% For 3% Withheld Split
WARREN A. THOMSON Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
JOHN HANCOCK TAX-ADVANTAGED DIV INC FUND Agenda Number: 934711739
--------------------------------------------------------------------------------------------------------------------------
Security: 41013V100
Meeting Type: Annual
Meeting Date: 02-Feb-2018
Ticker: HTD
ISIN: US41013V1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ANDREW G. ARNOTT Mgmt Split 98% For 2% Withheld Split
CHARLES L. BARDELIS Mgmt Split 98% For 2% Withheld Split
PETER S. BURGESS Mgmt Split 98% For 2% Withheld Split
THERON S. HOFFMAN Mgmt Split 98% For 2% Withheld Split
WARREN A. THOMSON Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
KAYNE ANDERSON MLP INVESTMENT CO Agenda Number: 934844312
--------------------------------------------------------------------------------------------------------------------------
Security: 486606106
Meeting Type: Annual
Meeting Date: 28-Jun-2018
Ticker: KYN
ISIN: US4866061066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. THE ELECTION OF ALBERT L. RICHEY AS Mgmt Split 98% For 1% Against 1% AbstainSplit
DIRECTOR FOR A TERM OF ONE YEAR AND UNTIL
HIS SUCCESSOR IS ELECTED AND QUALIFIED.
1b. THE ELECTION OF WILLIAM R. CORDES AS Mgmt Split 98% For 1% Against 1% AbstainSplit
DIRECTOR FOR A TERM OF TWO YEARS AND UNTIL
HIS SUCCESSOR IS ELECTED AND QUALIFIED.
1c. THE ELECTION OF BARRY R. PEARL AS DIRECTOR Mgmt Split 97% For 2% Against 1% AbstainSplit
FOR A TERM OF TWO YEARS AND UNTIL HIS
SUCCESSOR IS ELECTED AND QUALIFIED.
1d. THE ELECTION OF KEVIN S. MCCARTHY AS Mgmt Split 97% For 2% Against 1% AbstainSplit
DIRECTOR FOR A TERM OF THREE YEARS AND
UNTIL HIS SUCCESSOR IS ELECTED AND
QUALIFIED.
1e. THE ELECTION OF WILLIAM L. THACKER AS Mgmt Split 97% For 2% Against 1% AbstainSplit
DIRECTOR FOR A TERM OF THREE YEARS AND
UNTIL HIS SUCCESSOR IS ELECTED AND
QUALIFIED.
2. THE RATIFICATION OF THE SELECTION OF Mgmt Split 98% For 1% Against 1% AbstainSplit
PRICEWATERHOUSECOOPERS LLP AS KYN'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2018.
--------------------------------------------------------------------------------------------------------------------------
LEGG MASON PARTNERS CAPITAL AND INCOME Agenda Number: 934738747
--------------------------------------------------------------------------------------------------------------------------
Security: 50208A102
Meeting Type: Annual
Meeting Date: 06-Apr-2018
Ticker: SCD
ISIN: US50208A1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol L. Colman Mgmt Split 96% For 4% Withheld Split
Daniel P. Cronin Mgmt Split 96% For 4% Withheld Split
Paolo M. Cucchi Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
LIBERTY ALL-STAR EQUITY FUND Agenda Number: 934799620
--------------------------------------------------------------------------------------------------------------------------
Security: 530158104
Meeting Type: Special
Meeting Date: 31-May-2018
Ticker: USA
ISIN: US5301581048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To approve new fund management agreements Mgmt Split 94% For 3% Against 3% AbstainSplit
between each Fund and ALPS Advisors.
2c. To approve new portfolio management Mgmt Split 94% For 3% Against 3% AbstainSplit
agreements among each Fund, ALPS Advisors
and each of the current portfolio managers
of the Funds, as follows: Sustainable
Growth Advisers, LP
2d. To approve new portfolio management Mgmt Split 94% For 3% Against 3% AbstainSplit
agreements among each Fund, ALPS Advisors
and each of the current portfolio managers
of the Funds, as follows: Aristotle Capital
Management, LLC
2e. To approve new portfolio management Mgmt Split 94% For 3% Against 3% AbstainSplit
agreements: Macquarie Investment Management
2f. To approve new portfolio management Mgmt Split 94% For 3% Against 3% AbstainSplit
agreements among each Fund, ALPS Advisors
and each of the current portfolio managers
of the Funds, as follows: Pzena Investment
Management, LLC
2g. To approve new portfolio management Mgmt Split 94% For 3% Against 3% AbstainSplit
agreements among each Fund, ALPS Advisors
and each of the current portfolio managers
of the Funds, as follows: TCW Investment
Management Company
3. To approve a new portfolio management Mgmt Split 94% For 3% Against 3% AbstainSplit
agreement among each Fund, ALPS Advisors
and Sustainable Growth Advisers, LP, a
current portfolio manager of the Funds.
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN Agenda Number: 934668495
--------------------------------------------------------------------------------------------------------------------------
Security: 64129H104
Meeting Type: Annual
Meeting Date: 07-Sep-2017
Ticker: NML
ISIN: US64129H1041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA C. GOSS Mgmt Split 97% For 3% Withheld Split
JAMES G. STAVRIDIS Mgmt Split 97% For 3% Withheld Split
CANDACE L. STRAIGHT Mgmt Split 97% For 3% Withheld Split
JOSEPH V. AMATO Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NEUBERGER BERMAN REAL ESTATE SEC INC FD Agenda Number: 934668495
--------------------------------------------------------------------------------------------------------------------------
Security: 64190A103
Meeting Type: Annual
Meeting Date: 07-Sep-2017
Ticker: NRO
ISIN: US64190A1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARTHA C. GOSS Mgmt Split 96% For 4% Withheld Split
JAMES G. STAVRIDIS Mgmt Split 96% For 4% Withheld Split
CANDACE L. STRAIGHT Mgmt Split 96% For 4% Withheld Split
JOSEPH V. AMATO Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN CORE EQUITY ALPHA FUND Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67090X107
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JCE
ISIN: US67090X1072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 88% For 12% Withheld Split
Jack B. Evans Mgmt Split 88% For 12% Withheld Split
Albin F. Moschner Mgmt Split 88% For 12% Withheld Split
William J. Schneider Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DIVIDEND ADVANTAGE MUNI FD Agenda Number: 934654737
--------------------------------------------------------------------------------------------------------------------------
Security: 67066V101
Meeting Type: Annual
Meeting Date: 02-Aug-2017
Ticker: NAD
ISIN: US67066V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
DAVID J. KUNDERT Mgmt Split 95% For 5% Withheld Split
JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
ROBERT L. YOUNG Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FD 3 Agenda Number: 934654737
--------------------------------------------------------------------------------------------------------------------------
Security: 67070X101
Meeting Type: Annual
Meeting Date: 02-Aug-2017
Ticker: NZF
ISIN: US67070X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split
JOHN K. NELSON Mgmt Split 98% For 2% Withheld Split
TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split
ROBERT L. YOUNG Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN EQUITY PREMIUM INCOME FUND Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 6706ER101
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: BXMX
ISIN: US6706ER1015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 98% For 2% Withheld Split
Jack B. Evans Mgmt Split 96% For 4% Withheld Split
Albin F. Moschner Mgmt Split 98% For 2% Withheld Split
William J. Schneider Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME FUND Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 67072T108
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JFR
ISIN: US67072T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt Split 98% For 2% Withheld Split
Jack B. Evans Mgmt Split 96% For 4% Withheld Split
Albin F. Moschner Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FLOATING RATE INCOME OPPORTUNITY Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 6706EN100
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JRO
ISIN: US6706EN1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt Split 97% For 3% Withheld Split
Jack B. Evans Mgmt Split 96% For 4% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FUNDS Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67073G105
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JTD
ISIN: US67073G1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 97% For 3% Withheld Split
Jack B. Evans Mgmt Split 96% For 4% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
William J. Schneider Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN FUNDS Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67075A106
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JPI
ISIN: US67075A1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 97% For 3% Withheld Split
Jack B. Evans Mgmt Split 97% For 3% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
William J. Schneider Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INS TAX-FREE ADV MUNI FUND Agenda Number: 934654737
--------------------------------------------------------------------------------------------------------------------------
Security: 670657105
Meeting Type: Annual
Meeting Date: 02-Aug-2017
Ticker: NEA
ISIN: US6706571055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
DAVID J. KUNDERT Mgmt Split 94% For 6% Withheld Split
JOHN K. NELSON Mgmt Split 95% For 5% Withheld Split
TERENCE J. TOTH Mgmt Split 95% For 5% Withheld Split
ROBERT L. YOUNG Mgmt Split 95% For 5% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN INSURED DIVIDEND ADV MUNI FUND Agenda Number: 934654737
--------------------------------------------------------------------------------------------------------------------------
Security: 67071L106
Meeting Type: Annual
Meeting Date: 02-Aug-2017
Ticker: NVG
ISIN: US67071L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1C. DIRECTOR
DAVID J. KUNDERT Mgmt Split 96% For 4% Withheld Split
JOHN K. NELSON Mgmt Split 96% For 4% Withheld Split
TERENCE J. TOTH Mgmt Split 96% For 4% Withheld Split
ROBERT L. YOUNG Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN MUNICIPAL VALUE FUND, INC. Agenda Number: 934654725
--------------------------------------------------------------------------------------------------------------------------
Security: 670928100
Meeting Type: Annual
Meeting Date: 02-Aug-2017
Ticker: NUV
ISIN: US6709281009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
DAVID J. KUNDERT Mgmt Split 97% For 3% Withheld Split
JOHN K. NELSON Mgmt Split 97% For 3% Withheld Split
TERENCE J. TOTH Mgmt Split 97% For 3% Withheld Split
ROBERT L. YOUNG Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67073D102
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JQC
ISIN: US67073D1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 97% For 3% Withheld Split
Jack B. Evans Mgmt Split 96% For 4% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
William J. Schneider Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN PREFERRED AND CONVERTIBLE INCOME Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67073B106
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JPC
ISIN: US67073B1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 97% For 3% Withheld Split
Jack B. Evans Mgmt Split 96% For 4% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
William J. Schneider Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN REAL ESTATE INCOME FUND Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67071B108
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JRS
ISIN: US67071B1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 97% For 3% Withheld Split
Jack B. Evans Mgmt Split 97% For 3% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
William J. Schneider Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN SENIOR INCOME FUND Agenda Number: 934734511
--------------------------------------------------------------------------------------------------------------------------
Security: 67067Y104
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: NSL
ISIN: US67067Y1047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
Margo L. Cook Mgmt Split 97% For 3% Withheld Split
Jack B. Evans Mgmt Split 96% For 4% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
NUVEEN TAX-ADV TOTAL RETURN STRATEGY FD Agenda Number: 934734523
--------------------------------------------------------------------------------------------------------------------------
Security: 67090H102
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: JTA
ISIN: US67090H1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1B. DIRECTOR
Margo L. Cook Mgmt Split 98% For 2% Withheld Split
Jack B. Evans Mgmt Split 98% For 2% Withheld Split
Albin F. Moschner Mgmt Split 97% For 3% Withheld Split
William J. Schneider Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO Agenda Number: 934750363
--------------------------------------------------------------------------------------------------------------------------
Security: 72202D106
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PCI
ISIN: US72202D1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Dawson Mgmt Split 98% For 2% Withheld Split
Bradford K. Gallagher Mgmt Split 98% For 2% Withheld Split
James A. Jacobson Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO CORPORATE OPPORTUNITY FUND Agenda Number: 934750349
--------------------------------------------------------------------------------------------------------------------------
Security: 72201B101
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PTY
ISIN: US72201B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig A. Dawson Mgmt Split 96% For 4% Withheld Split
Deborah A. DeCotis Mgmt Split 96% For 4% Withheld Split
Hans W. Kertess Mgmt Split 95% For 5% Withheld Split
John C Maney Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO DYNAMIC INCOME FUND Agenda Number: 934831480
--------------------------------------------------------------------------------------------------------------------------
Security: 72201Y101
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: PDI
ISIN: US72201Y1010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deborah A. DeCotis Mgmt Split 98% For 2% Withheld Split
Hans W. Kertess Mgmt Split 97% For 3% Withheld Split
John C. Maney Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO FLOATING RATE STRATEGY FUND Agenda Number: 934831531
--------------------------------------------------------------------------------------------------------------------------
Security: 72201J104
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: PFN
ISIN: US72201J1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Craig Dawson Mgmt Split 98% For 2% Withheld *
Alan Rappaport Mgmt Split 97% For 3% Withheld *
--------------------------------------------------------------------------------------------------------------------------
PIMCO HIGH INCOME FUND Agenda Number: 934831480
--------------------------------------------------------------------------------------------------------------------------
Security: 722014107
Meeting Type: Annual
Meeting Date: 29-Jun-2018
Ticker: PHK
ISIN: US7220141078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deborah A. DeCotis Mgmt Split 95% For 5% Withheld Split
Hans W. Kertess Mgmt Split 95% For 5% Withheld Split
John C. Maney Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO INCOME OPPORTUNITY FD Agenda Number: 934750325
--------------------------------------------------------------------------------------------------------------------------
Security: 72202B100
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PKO
ISIN: US72202B1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Deborah A. DeCotis Mgmt Split 97% For 3% Withheld Split
Hans W. Kertess Mgmt Split 97% For 3% Withheld Split
William B. Ogden, IV Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIMCO MUNICIPAL INCOME FUND II Agenda Number: 934697244
--------------------------------------------------------------------------------------------------------------------------
Security: 72200W106
Meeting Type: Annual
Meeting Date: 19-Dec-2017
Ticker: PML
ISIN: US72200W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BRADFORD K. GALLAGHER Mgmt Split 97% For 3% Withheld Split
WILLIAM B. OGDEN, IV Mgmt Split 96% For 4% Withheld Split
CRAIG A DAWSON Mgmt Split 97% For 3% Withheld Split
JOHN C. MANEY Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIONEER FLOATING RATE TRUST Agenda Number: 934667431
--------------------------------------------------------------------------------------------------------------------------
Security: 72369J102
Meeting Type: Annual
Meeting Date: 21-Sep-2017
Ticker: PHD
ISIN: US72369J1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BENJAMIN M. FRIEDMAN Mgmt Split 98% For 2% Withheld Split
MARGARET B.W. GRAHAM Mgmt Split 98% For 2% Withheld Split
KENNETH J. TAUBES Mgmt Split 98% For 2% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PIONEER MUNICIPAL HIGH INCOME TRUST Agenda Number: 934667467
--------------------------------------------------------------------------------------------------------------------------
Security: 723763108
Meeting Type: Annual
Meeting Date: 21-Sep-2017
Ticker: MHI
ISIN: US7237631087
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BENJAMIN M. FRIEDMAN Mgmt Split 91% For 9% Withheld Split
MARGARET B.W. GRAHAM Mgmt Split 91% For 9% Withheld Split
KENNETH J. TAUBES Mgmt Split 91% For 9% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
PUTNAM MANAGED MUNICIPAL INCOME TRUST Agenda Number: 934747152
--------------------------------------------------------------------------------------------------------------------------
Security: 746823103
Meeting Type: Annual
Meeting Date: 27-Apr-2018
Ticker: PMM
ISIN: US7468231037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Fixing the number of Trustees at 12. Mgmt Split 93% For 5% Against 2% AbstainSplit
1B. DIRECTOR
Liaquat Ahamed Mgmt Split 94% For 6% Withheld Split
Ravi Akhoury Mgmt Split 94% For 6% Withheld Split
Barbara M. Baumann Mgmt Split 95% For 5% Withheld Split
Jameson A. Baxter Mgmt Split 93% For 7% Withheld Split
Katinka Domotorffy Mgmt Split 94% For 6% Withheld Split
Catharine Bond Hill Mgmt Split 95% For 5% Withheld Split
Paul L. Joskow Mgmt Split 93% For 7% Withheld Split
Kenneth R. Leibler Mgmt Split 94% For 6% Withheld Split
Robert L. Reynolds Mgmt Split 95% For 5% Withheld Split
Manoj P. Singh Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
REAVES UTILITY INCOME FUND Agenda Number: 934737822
--------------------------------------------------------------------------------------------------------------------------
Security: 756158101
Meeting Type: Annual
Meeting Date: 11-Apr-2018
Ticker: UTG
ISIN: US7561581015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
E. Wayne Nordberg Mgmt Split 95% For 5% Withheld Split
Larry W. Papasan Mgmt Split 94% For 6% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
SOURCE CAPITAL, INC. Agenda Number: 934777181
--------------------------------------------------------------------------------------------------------------------------
Security: 836144105
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: SOR
ISIN: US8361441053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Atwood Mgmt Split 96% For 4% Withheld Split
Brown Mgmt Split 97% For 3% Withheld Split
Lipson Mgmt Split 97% For 3% Withheld Split
Osborne Mgmt Split 96% For 4% Withheld Split
Pisano Mgmt Split 96% For 4% Withheld Split
Purcell Mgmt Split 97% For 3% Withheld Split
Rudnick Mgmt Split 97% For 3% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL FUNDS Agenda Number: 934807085
--------------------------------------------------------------------------------------------------------------------------
Security: 87911K100
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: HQL
ISIN: US87911K1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Daniel R. Omstead, Ph.D Mgmt Split 95% For 5% Withheld Split
Lucinda H. Stebbins CPA Mgmt Split 94% For 6% Withheld Split
2. The ratification or rejection of the Mgmt Split 96% For 1% Against 3% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2018.
3. Shareholder proposal requesting that the Shr Split 35% For 59% Against 6% AbstainSplit
Fund take the steps necessary to reorganize
the Board of Trustees into one class with
each Trustee subject to election each year,
if properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 934803417
--------------------------------------------------------------------------------------------------------------------------
Security: 879105104
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: THQ
ISIN: US8791051043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Oleg M. Pohotsky MBA JD Mgmt Split 95% For 5% Withheld Split
William S. Reardon Mgmt Split 95% For 5% Withheld Split
2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
TEKLA CAPITAL MANAGEMENT LLC Agenda Number: 934803405
--------------------------------------------------------------------------------------------------------------------------
Security: 87911J103
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: HQH
ISIN: US87911J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas M. Kent, CPA Mgmt Split 96% For 4% Withheld Split
Daniel R. Omstead Ph.D. Mgmt Split 93% For 7% Withheld Split
2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
TEKLA WORLD HEALTHCARE FD Agenda Number: 934803429
--------------------------------------------------------------------------------------------------------------------------
Security: 87911L108
Meeting Type: Annual
Meeting Date: 14-Jun-2018
Ticker: THW
ISIN: US87911L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael W. Bonney. Mgmt Split 56% For 44% Withheld Split
Thomas M. Kent, CPA Mgmt Split 97% For 3% Withheld Split
2. The ratification or rejection of the Mgmt Split 98% For 1% Against 1% AbstainSplit
selection of Deloitte & Touche LLP as the
independent registered public accountants
of the Fund for the fiscal year ending
September 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS FUND Agenda Number: 934716020
--------------------------------------------------------------------------------------------------------------------------
Security: 880191101
Meeting Type: Annual
Meeting Date: 29-Mar-2018
Ticker: EMF
ISIN: US8801911012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ann Torre Bates Mgmt Split 82% For 18% Withheld Split
David W. Niemiec Mgmt Split 82% For 18% Withheld Split
Larry D. Thompson Mgmt Split 83% For 17% Withheld Split
Robert E. Wade Mgmt Split 82% For 18% Withheld Split
2. To approve an amended fundamental Mgmt Split 80% For 19% Against 1% AbstainSplit
investment restriction regarding
investments in commodities
3. To approve an amended fundamental Mgmt Split 79% For 19% Against 2% AbstainSplit
investment restriction regarding lending
4. To approve a change to the Fund's status Mgmt Split 75% For 24% Against 1% AbstainSplit
from diversified to non-diversified
5. The ratification of the selection of Mgmt Split 96% For 3% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the Fund for the fiscal year
ending August 31, 2018
--------------------------------------------------------------------------------------------------------------------------
TEMPLETON EMERGING MARKETS INVESTMENT TRUST PLC, E Agenda Number: 708302841
--------------------------------------------------------------------------------------------------------------------------
Security: G87546100
Meeting Type: AGM
Meeting Date: 13-Jul-2017
Ticker:
ISIN: GB0008829292
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS AND Mgmt For For
AUDITORS' REPORTS AND FINANCIAL STATEMENTS
FOR THE YEAR ENDED 31 MARCH 2017
2 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
REPORT FOR THE YEAR ENDED 31 MARCH 2017
4 TO DECLARE A DIVIDEND OF 8.25 PENCE PER Mgmt For For
SHARE
5 TO ELECT DAVID GRAHAM AS A DIRECTOR Mgmt For For
6 TO RE-ELECT PAUL MANDUCA AS A DIRECTOR Mgmt For For
7 TO RE-ELECT HAMISH N BUCHAN AS A DIRECTOR Mgmt For For
8 TO RE-ELECT BEATRICE HOLLOND AS A DIRECTOR Mgmt For For
9 TO RE-ELECT SIMON JEFFREYS AS A DIRECTOR Mgmt For For
10 TO RE-ELECT GREGORY E JOHNSON AS A DIRECTOR Mgmt For For
11 TO RE-APPOINT DELOITTE LLP AS AUDITOR OF Mgmt For For
THE COMPANY, TO ACT UNTIL THE CONCLUSION OF
THE NEXT GENERAL MEETING OF THE COMPANY AT
WHICH AUDITED ACCOUNTS ARE LAID BEFORE THE
MEMBERS
12 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Mgmt For For
AUDITORS REMUNERATION
13 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
14 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ALLOTMENT OF SHARES BY THE DIRECTORS
15 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
16 THAT A GENERAL MEETING OTHER THAN AN ANNUAL Mgmt For For
GENERAL MEETING MAY BE CALLED ON NOT LESS
THAN 14 CLEAR DAYS NOTICE
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI EQUITY TRUST INC. Agenda Number: 934764867
--------------------------------------------------------------------------------------------------------------------------
Security: 362397101
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: GAB
ISIN: US3623971013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael J. Ferrantino Mgmt Split 88% For 12% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
THE GABELLI HEALTHCARE & WELLNESS RX Agenda Number: 934762712
--------------------------------------------------------------------------------------------------------------------------
Security: 36246K103
Meeting Type: Annual
Meeting Date: 14-May-2018
Ticker: GRX
ISIN: US36246K1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert C. Kolodny Mgmt Split 75% For 25% Withheld Split
Salvatore J. Zizza Mgmt Split 74% For 26% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
TORTOISE ENERGY INFRASTRUCTURE CORP. Agenda Number: 934699337
--------------------------------------------------------------------------------------------------------------------------
Security: 89147L100
Meeting Type: Special
Meeting Date: 21-Dec-2017
Ticker: TYG
ISIN: US89147L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF A NEW INVESTMENT ADVISORY Mgmt Split 97% For 1% Against 2% AbstainSplit
AGREEMENT BETWEEN THE COMPANY AND TORTOISE
CAPITAL ADVISORS, L.L.C.
--------------------------------------------------------------------------------------------------------------------------
TORTOISE ENERGY INFRASTRUCTURE CORP. Agenda Number: 934782550
--------------------------------------------------------------------------------------------------------------------------
Security: 89147L100
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: TYG
ISIN: US89147L1008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rand C. Berney Mgmt Split 99% For 1% Withheld Split
2. Ratification of Ernst & Young LLP as the Mgmt Split 98% For 1% Against 1% AbstainSplit
Company's independent registered public
accounting firm to audit the financial
statements of the Company for the fiscal
year ending November 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
TORTOISE MLP FUND INC Agenda Number: 934699337
--------------------------------------------------------------------------------------------------------------------------
Security: 89148B101
Meeting Type: Special
Meeting Date: 21-Dec-2017
Ticker: NTG
ISIN: US89148B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF A NEW INVESTMENT ADVISORY Mgmt Split 91% For 7% Against 2% AbstainSplit
AGREEMENT BETWEEN THE COMPANY AND TORTOISE
CAPITAL ADVISORS, L.L.C.
--------------------------------------------------------------------------------------------------------------------------
TORTOISE MLP FUND INC Agenda Number: 934782550
--------------------------------------------------------------------------------------------------------------------------
Security: 89148B101
Meeting Type: Annual
Meeting Date: 18-May-2018
Ticker: NTG
ISIN: US89148B1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rand C. Berney Mgmt Split 98% For 2% Withheld Split
2. Ratification of Ernst & Young LLP as the Mgmt Split 98% For 1% Against 1% AbstainSplit
Company's independent registered public
accounting firm to audit the financial
statements of the Company for the fiscal
year ending November 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
TRI-CONTINENTAL CORPORATION Agenda Number: 934740451
--------------------------------------------------------------------------------------------------------------------------
Security: 895436103
Meeting Type: Annual
Meeting Date: 16-Apr-2018
Ticker: TY
ISIN: US8954361031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
George S. Batejan Mgmt Split 86% For 14% Withheld Split
Kathleen Blatz Mgmt Split 86% For 14% Withheld Split
Edward J. Boudreau, Jr. Mgmt Split 86% For 14% Withheld Split
Pamela G. Carlton Mgmt Split 86% For 14% Withheld Split
2. To ratify the selection of Mgmt Split 87% For 12% Against 1% AbstainSplit
PricewaterhouseCoopers LLP as the
Corporation's independent registered public
accounting firm.
--------------------------------------------------------------------------------------------------------------------------
VAN KAMPEN FUNDS Agenda Number: 934664067
--------------------------------------------------------------------------------------------------------------------------
Security: 46131J103
Meeting Type: Annual
Meeting Date: 08-Sep-2017
Ticker: VKQ
ISIN: US46131J1034
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. DIRECTOR
TERESA M. RESSEL Mgmt Split 96% For 4% Withheld Split
LARRY SOLL Mgmt Split 96% For 4% Withheld Split
PHILIP A. TAYLOR Mgmt Split 97% For 3% Withheld Split
CHRISTOPHER L. WILSON Mgmt Split 96% For 4% Withheld Split
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922908363
Meeting Type: Special
Meeting Date: 15-Nov-2017
Ticker: VOO
ISIN: US9229083632
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt Split 97% For 3% Withheld Split
EMERSON U. FULLWOOD Mgmt Split 97% For 3% Withheld Split
AMY GUTMANN Mgmt Split 97% For 3% Withheld Split
JOANN HEFFERNAN HEISEN Mgmt Split 97% For 3% Withheld Split
F. JOSEPH LOUGHREY Mgmt Split 97% For 3% Withheld Split
MARK LOUGHRIDGE Mgmt Split 97% For 3% Withheld Split
SCOTT C. MALPASS Mgmt Split 97% For 3% Withheld Split
F. WILLIAM MCNABB III Mgmt Split 96% For 4% Withheld Split
DEANNA MULLIGAN Mgmt Split 97% For 3% Withheld Split
ANDRE F. PEROLD Mgmt Split 96% For 4% Withheld Split
SARAH BLOOM RASKIN Mgmt Split 97% For 3% Withheld Split
PETER F. VOLANAKIS Mgmt Split 97% For 3% Withheld Split
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt Split 96% For 3% Against 1% AbstainSplit
WITH THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT Mgmt Split 97% For 2% Against 1% AbstainSplit
WITH WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE Shr Split 7% For 91% Against 2% AbstainSplit
TRANSPARENT PROCEDURES TO AVOID HOLDING
INVESTMENTS IN COMPANIES THAT, IN
MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST
HUMANITY, THE MOST EGREGIOUS VIOLATIONS OF
HUMAN RIGHTS. SUCH PROCEDURES MAY INCLUDE
TIME-LIMITED ENGAGEMENT WITH PROBLEM
COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
WESTERN ASSET MUNI PARTNERS FD INC. Agenda Number: 934734472
--------------------------------------------------------------------------------------------------------------------------
Security: 95766P108
Meeting Type: Annual
Meeting Date: 26-Mar-2018
Ticker: MNP
ISIN: US95766P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carol L. Colman Mgmt Split 96% For 4% Withheld Split
Leslie H. Gelb Mgmt Split 95% For 5% Withheld Split
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Cohen & Steers Closed-End Opportunity Fund, Inc.
By (Signature) /s/ Dana DeVivo
Name Dana DeVivo
Title Assistant Secretary
Date 08/30/2018