UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 24, 2018
COLLECTORS UNIVERSE, INC.
(Exact name of registrant as specified in its charter)
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Delaware |
1-34240 |
33-0846191 |
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(State or other jurisdiction of incorporation) |
(Commission File Number) |
(IRS Employer Identification No.) |
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1610 East Saint Andrew Place, Santa Ana, California |
92705 |
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(Address of principal executive offices) |
(Zip Code) |
Registrant’s telephone number, including area code: (949) 567-1234
N/A
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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Item 5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
Amendment to Bylaws
On September 24, 2018, the Board of Directors of Collectors Universe, Inc. (the “Company”) approved an amendment to the Company’s Amended and Restated Bylaws, as then in effect. That Bylaw amendment sets forth, in Section 7 of Article III of the Bylaws, additional methods for providing notice of special Board meetings to the Directors. The foregoing description of the Bylaw amendment is a summary only, does not purport to be complete, and is qualified in its entirety by reference to Section 7 of Article III of the Company’s Third Amended and Restated Bylaws, a copy of which is attached as Exhibit 3.3B to and is incorporated herein by reference into this Current Report on Form 8-K.
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Item 9.01 |
Financial Statements and Exhibits. |
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(d) |
Exhibits. |
The following exhibit is filed as part of this report:
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Exhibit No. |
Description of Exhibit |
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3.3B |
Third Amended & Restated Bylaws adopted and effective September 24, 2018 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Current Report to be signed on its behalf by the undersigned hereunto duly authorized.
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COLLECTORS UNIVERSE, INC. |
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Dated: September 26, 2018 |
By: |
/s/ JOSEPH J. WALLACE |
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Joseph J. Wallace, Chief Financial Officer |
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EXHIBIT INDEX
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Exhibit No. |
Description of Exhibit |
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3.3B |
Third Amended & Restated Bylaws adopted and effective September 24, 2018 |
E-1