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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LONGE KEVIN T C/O LYDALL, INC. ONE COLONIAL ROAD, P.O. BOX 151 MANCHESTER, CT 06045-0151 |
Pres, Lydall Filtration/Separ |
Paul G. Igoe, Attorney-in-fact for Kevin T. Longe | 12/08/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In conjunction with the vesting on December 7, 2009 of 1,500 shares of restricted stock from the restricted stock award granted on December 7, 2006, 397 shares of common stock were surrendered to satisfy tax obligations of the reporting person. |
(2) | In conjunction with the vesting on December 7, 2009 of 2,000 shares of restricted stock from the restricted stock award granted on December 3, 2007, 529 shares of common stock were surrendered to satisfy tax obligations of the reporting person. |
(3) | In conjunction with the vesting on December 7, 2009 of 1,250 shares of restricted stock from the restricted stock award granted on December 9, 2008, 331 shares of common stock were surrendered to satisfy tax obligations of the reporting person. |
(4) | Includes 149 shares acquired by the reporting person under the Issuer's Employee Stock Purchase Plan since the last Form 4 was filed on August 26, 2009. |