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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.3478 | 12/30/2004 | 04/24/2007 | Common Stock | 17,308 | 17,308 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.3478 | 12/30/2004 | 05/30/2008 | Common Stock | 2,091 | 2,091 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.3478 | 12/30/2004 | 05/29/2009 | Common Stock | 2,091 | 2,091 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.3478 | 06/03/2005(2) | 06/03/2010 | Common Stock | 2,091 | 2,091 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.3478 | 06/02/2005(3) | 06/02/2011 | Common Stock | 2,091 | 2,091 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.4016 | 10/30/2004 | 11/23/2006 | Common Stock | 390 | 390 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.716 | 10/30/2004 | 11/23/2006 | Common Stock | 390 | 390 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 6.5217 | 05/21/2005(4) | 05/21/2012 | Common Stock | 2,091 | 2,091 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 6.5217 | 05/31/2005(5) | 05/31/2013 | Common Stock | 6,273 | 6,273 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 9.7986 | 05/29/2005 | 05/29/2006(6) | Common Stock | 391 | 391 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 13.18 | 07/20/2005(7) | 07/20/2014 | Common Stock | 6,000 | 6,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 24.21 | 07/29/2006(8) | 07/29/2015 | Common Stock | 6,000 | 6,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MEYERS DAVID P 603 QUEENSBURY AVE. QUEENSBURY, NY 12804 |
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By: Ronald F. Lamy For: David P. Meyers | 03/27/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Transaction executed pursuant to an approved selling plan established under SEC rule 10b5-1. |
(2) | Options for 80% of the shares are exercisable on 12/30/04. Options for 20% of the shares are exercisable on 6/3/2005. |
(3) | Options for 60% of the shares are exercisable on 12/30/2004. Options for 20% of the shares are exercisable on 6/2/2005. Options for 20% of the shares will become exercisable on 6/2/2006. |
(4) | Options for 40% of the shares are exercisable on 12/30/04. Options for 20% of the shares are each exercisable on 5/21/05, 5/21/2006 and 5/21/2007, respectively. |
(5) | Options for 20% of the shares are exercisable on 12/30/04. Options for 20% of the shares are each exercisable on 5/31/2005, 5/31/2006, 5/31/2007, and 5/31/2008 respectively. |
(6) | Options for 50% of the shares each expire on May 29, 2006 and May 29, 2007, respectively. |
(7) | Options for 25% of the shares are each exercisable on 7/20/05, 7/20/06, 7/20/07, 7/20/08, respectively. |
(8) | Options for 33 1/3% of the shares are each exercisable on 7/29/06, 7/29/07, and 7/29/08, respectively. |