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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LORBERBAUM MARK 7599 ISLA VERDE WAY DELRAY BEACH, FL 33446 |
X |
/s/ Mark Lorberbaum | 07/20/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reporting Person has previously reported an indirect interest in 2,379,322 shares (although he disclaimed beneficial ownership in an unspecified number of those shares) held by JMS Group Limited Partnership ("JMS"), a family limited partnership. On July 20, 2010, JMS made a pro rata distribution of 548,202 shares to the Mark Lorberbaum Family Perpetual Asset Shield Trust f/b/o Mark Lorberbaum (the "Trust") in connection with a redemption of the limited partnership interest in JMS held by the Trust. Reporting Person is deemed to have a pecuniary interst in the shares held by the Trust. |
(2) | Reporting Person resigned as a member of the general partner of JMS on the distribution date. Thus, Reporting Person no longer has any investment control over the remaining shares held by JMS. Because of the continuing family relationships, Reporting Person may be considered part of a "group" with certain family members; however, Reporting Person disclaims existence of such a "group" and disclaims beneficial ownership of any shares not reported herein. |