|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GREIG THOMAS G C/O LIBERTY PARTNERS 1370 AVENUE OF THE AMERICAS NEW YORK, NY 10019 |
X |
By: Robert A. Koch For: Thomas G. Greig | 08/27/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This filing amends the Form 4 filed on May 26, 2010 (the "Original Form 4") to report a transaction in securities held by Liberty Partners Holdings 11, LLC. Liberty Partners, L.P. is the manager of Liberty Partners Holdings 11, LLC and PEB Associates, Inc. d/b/a Liberty Capital Partners, Inc. is the general partner of Liberty Partners, LP. Reporting Person is an officer, director and shareholder of Liberty Capital Partners, Inc. Reporting Person disclaims beneficial ownership to the extent it exceeds his pecuniary interest in the securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. |
(2) | The Original Form 4 is being amended (i) to include the Reporting Person's direct beneficial holdings of issuer securities as a line item in Table I and (ii) to provide the correct total number of securities beneficially owned by Reporting Person following the transaction referred to above. |
(3) | Distribution of shares to certain of its members (see note (1) above). These 25,000 shares represent the Reporting Person's proportionate interest in the distribution. |
(4) | Certain Forms 4 previously filed by the Reporting Person have incorrectly reported the total number of securities beneficially owned by the Reporting Person following the transactions reported thereon. As a result of grants of restricted stock units to the Reporting Person on 7/28/05, 7/27/06, 7/26/07, 10/23/08 and 7/30/09 (which were reported on Form 4) the Reporting Person directly beneficially held 25,500 restricted stock units prior to the distribution of shares reported here. Following the distribution, the Reporting Person directly beneficially holds a total of 50,500 shares and restricted stock units as reported above in column 5. |