UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sageview Partners L.P. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
GILHULY EDWARD A C/O SAGEVIEW CAPITAL LP 245 LYTTON AVENUE, SUITE 250 PALO ALTO, CA 94301 |
 X |  |  |  |
STUART SCOTT M C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 X |  X |  |  |
SAGEVIEW CAPITAL MASTER, L.P. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital Partners (A), LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital Partners (B), LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Partners (C) (Master), LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital GenPar, Ltd. C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 |  X |  |  |
Sageview Capital GenPar, LP C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 X |  |  |  |
Sageview Capital MGP, LLC C/O SAGEVIEW CAPITAL LP 55 RAILROAD AVENUE GREENWICH, CT 06830 |
 X |  |  |  |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Partners, L.P. | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Edward Gilhuly | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Scott M. Stuart | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Capital Master, L.P. | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Capital Partners (A), L.P. | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Capital Partners (B), L.P. | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Partners (C) (Master), L.P. | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Capital GenPar, Ltd. | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Capital GenPar, L.P. | 05/02/2012 | |
**Signature of Reporting Person | Date | |
/s/Jean Marc Corredor as Attorney-in-Fact for Sageview Capital MGP, LLC | 05/02/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: The securities reported on this Form 3 give effect to the reorganization transactions described in EverBank Financial Corp's Registration Statement on Form S-1 (File No. 333-169824), which will occur prior to the consummation of the offering contemplated therein. This Form 3 is filed on behalf of Sageview Partners, L.P. ("Sageview Partners"), Sageview Capital Master, L.P. ("Sageview Master"), Sageview Capital Partners (A), L.P. ("Sageview A"), Sageview Capital Partners (B), L.P. ("Sageview B"), Sageview Partners (C) (Master), L.P. ("Sageview C"), Sageview Capital GenPar, Ltd. ("Sageview Ltd"), Sageview Capital GenPar, L.P. ("Sageview GenPar"), Sageview Capital MGP, LLC ("Sageview MGP"), Mr. Edward A. Gilhuly and Mr. Scott M. Stuart.  Sageview Master, Sageview A, Sageview B and Sageview C are the sole shareholders of Sageview Partners.  Sageview A, Sageview B and Sageview C are the sole shareholders of Sageview Master.  Sageview Ltd is the sole general partner of each of Sageview A, Sageview B and Sageview C.  Sageview GenPar is the sole shareholder of Sageview Ltd.  Sageview MGP is the sole general partner of Sageview GenPar.  Messrs. Gilhuly and Stuart are managing and controlling persons of Sageview MGP. Each of Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart may be deemed to be the indirect beneficial owners of any securities beneficially owned or deemed to be owned by Sageview Partners.  However, each of Sageview Ltd, Sageview GenPar, Sageview MGP and Messrs. Gilhuly and Stuart disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein, if any. |