1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Class A Common Stock (Right to Buy)
(1)
|
12/14/2007 |
12/14/2016 |
Class A Common Stock
|
40,000
|
$
40.33
|
D
|
Â
|
Class A Common Stock (Right to Buy)
(2)
|
08/14/2009 |
08/14/2018 |
Class A Common Stock
|
10,000
|
$
31.06
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(3)
|
Class A Common Stock
|
1,417
|
$
(4)
|
D
|
Â
|
Restricted Stock Units
|
Â
(5)
|
Â
(5)
|
Class A Common Stock
|
11,459
|
$
(4)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Such options were granted on December 14, 2006 pursuant to the Company's Amended and Restated 1999 Incentive Compensation Plan. Such options were fully vested on December 14, 2010. The Date Exercisable above reflects the first anniversary date of such option. |
(2) |
Such options were granted on August 14, 2008 pursuant to the Company's Amended and Restated 1999 Incentive Compensation Plan. Such options have the following vesting schedule: 25% on August 14, 2009; 25% on August 14, 2010; 25% on August 14, 2011; and 25% on August 14, 2012. The Date Exercisable above reflects the first anniversary date of such option. |
(3) |
The restricted stock units were granted on July 15, 2009 under the Cognizant Technology Solutions 2009 Incentive Compensation Plan and vest as follows: 1/2 of the stock units vest on April 15, 2012 and 1/2 of the stock units vest on July 15, 2012. The restricted stock units will be fully vested on July 15, 2012. |
(4) |
Each restricted stock unit represents a contingent right to receive one share of the Company's Class A common stock. |
(5) |
The restricted stock units were granted on March 21, 2011 under the Cognizant Technology Solutions 2009 Incentive Compensation Plan and vest in equal quarterly installments over the next 11 quarters beginning on May 1, 2012, so that the stock units will be fully vested on November 1, 2014. |