UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | 04/24/2010 | 04/24/2019 | Common Stock | 5,250 (2) | $ 7.95 | D | Â |
Employee Stock Option (right to buy) | 07/21/2010 | 07/21/2019 | Common Stock | 5,250 (2) | $ 11.21 | D | Â |
Employee Stock Option (right to buy) | 10/27/2010 | 10/27/2019 | Common Stock | 5,250 (2) | $ 12.77 | D | Â |
Employee Stock Option (right to buy) | 02/16/2011 | 02/16/2020 | Common Stock | 10,500 (2) | $ 15.65 | D | Â |
Employee Stock Option (right to buy) | 04/20/2011 | 04/20/2020 | Common Stock | 5,250 (2) | $ 16.25 | D | Â |
Employee Stock Option (right to buy) | 07/20/2011 | 07/20/2020 | Common Stock | 5,250 (2) | $ 13.85 | D | Â |
Employee Stock Option (right to buy) | 10/26/2011 | 10/26/2020 | Common Stock | 5,250 (2) | $ 14.5 | D | Â |
Employee Stock Option (right to buy) | 02/15/2012 | 02/15/2021 | Common Stock | 6,250 (2) | $ 14.52 | D | Â |
Employee Stock Option (right to buy) | 04/28/2012 | 04/28/2021 | Common Stock | 6,250 (2) | $ 14.21 | D | Â |
Employee Stock Option (right to buy) | 07/22/2012 | 07/22/2021 | Common Stock | 6,250 (2) | $ 12.44 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCGIMPSEY THOMAS O 1625 SHARP POINT DRIVE FORT COLLINS, CO 80525 |
 |  |  EVP Gen Counsel & Corp Sec |  |
/s/ Thomas O. McGimpsey | 10/26/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents 8,451 shares of Restricted Stock units (RSUs) and 218 shares of Employee Stock Purchase Plan Shares. The RSUs vest in four equal annual installments beginning on the first anniversary of the grant date. Mr. McGimpsey has been granted the following: 4/24/2009 750 shares, 7/21/2009 750 shares, 10/27/2009 750 shares, 2/16/2010 1,500 shares, 4/20/2010 750 shares, 7/20/2010 750 shares, 10/26/2010 750 shares, 2/15/2011 1,000 shares, 4/28/2011 1,000 shares, and 7/22/2011 1,000 shares. As of 8/8/2011, 1,135 shares of the RSUs are sellable. |
(2) | Represents Employee Stock Options granted (right to buy). Each grant will vest in four equal installments beginning on the anniversary of the grant date. |