UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Rights | 11/01/2008 | 10/31/2015 | Common Stock | 4,000 | $ 53.51 | D | Â |
Stock Appreciation Right | 10/31/2009 | 10/30/2016 | Common Stock | 8,200 | $ 60.92 | D | Â |
Stock Appreciation Right | 10/30/2010 | 10/29/2017 | Common Stock | 4,800 | $ 66.15 | D | Â |
Stock Appreciation Right | 10/28/2009(1) | 10/27/2018 | Common Stock | 4,800 | $ 36.6 | D | Â |
Stock Appreciation Right | 10/27/2010(2) | 10/26/2019 | Common Stock | 4,500 | $ 55.63 | D | Â |
Stock Appreciation Right | 11/02/2011(3) | 11/01/2020 | Common Stock | 3,400 | $ 79.68 | D | Â |
Restricted Stock Units | 01/01/2013 | 01/01/2013 | Common Stock | 1,980 | $ (4) | D | Â |
Restricted Stock Units | 01/01/2014 | 01/01/2014 | Common Stock | 5,730 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Motte Godefroy AFE 200 S. WILCOX DRIVE KINGSPORT, TN 37660 |
 |  |  SVP, Chf. Reg. & Sus. Officer |  |
Brian L. Henry by Power of Attorney | 01/11/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | One-third of the stock appreciation right became exercisable on each of October 28, 2009 and October 28, 2010 and one-third becomes exercisable on October 28, 2011. |
(2) | One-third of the stock appreciation right became exercisable on October 27, 2010 and one-third becomes exercisable on each of October 27, 2011 and October 27, 2012. |
(3) | One-third of the stock appreciation right becomes exercisable on each of November 2, 2011, November 2, 2012, and November 2, 2013. |
(4) | Each restricted stock unit represents a contingent right to receive one share of issuer common stock. |
 Remarks: Exhibit 24 - Power of Attorney |