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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 6.08 | 10/22/2010 | D | 16,447 | (2) | 03/07/2016 | Common Stock | 16,447 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $ 6.08 | 10/22/2010 | D | 58,553 | (6) | 03/07/2016 | Common Stock | 58,553 | (7) | 0 | D | ||||
Stock Option (Right to Buy) | $ 6.08 | 10/22/2010 | D | 3,687 | (2) | 06/04/2016 | Common Stock | 3,687 | (2) | 0 | D | ||||
Stock Option (Right to Buy) | $ 10 | 10/22/2010 | D | 22,750 | (3)(8) | 08/06/2017 | Common Stock | 22,750 | (3) | 0 | D | ||||
Stock Option (Right to Buy) | $ 10 | 10/22/2010 | D | 1,302 | (4)(9) | 10/15/2017 | Common Stock | 1,302 | (4) | 0 | D | ||||
Stock Option (Right to Buy) | $ 10 | 10/22/2010 | D | 11,198 | (9) | 10/15/2017 | Common Stock | 11,198 | (10) | 0 | D | ||||
Stock Option (Right to Buy) | $ 8.5 | 10/22/2010 | D | 19,500 | (11) | 06/17/2018 | Common Stock | 19,500 | (12) | 0 | D | ||||
Stock Option (Right to Buy) | $ 18 | 10/22/2010 | D | 34,160 | (13) | 06/08/2019 | Common Stock | 34,160 | (14) | 0 | D | ||||
Stock Option (Right to Buy) | $ 21.63 | 10/22/2010 | D | 17,500 | (15) | 05/18/2020 | Common Stock | 17,500 | (16) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Phi Tram T C/O ARCSIGHT, INC. 5 RESULTS WAY CUPERTINO, CA 95014 |
VP, General Counsel & Sec. |
/s/ Tram T. Phi | 10/25/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Pursuant to the terms of the tender offer by Priam Acquisition Corporation, a Delaware corporation ("Purchaser") and a wholly-owned, direct or indirect, subsidiary of Hewlett-Packard Company, a Delaware corporation ("HP"), to purchase all outstanding shares of Issuer Common Stock, disclosed in the Tender Offer Statement on Schedule TO filed with the Securities and Exchange Commission (the "Tender Offer"), Purchaser accepted for payment of $43.50 per share all shares validly tendered on or prior to October 20, 2010. |
(2) | The option was fully vested and exercisable and all shares under this option were exercised pursuant to a conditional exercise program effective on the satisfaction of the closing conditions to the merger (the "Merger") contemplated by that certain Agreement and Plan of Merger by and among the Issuer, HP and Purchaser, dated as of September 13, 2010 (the "Merger Agreement"), and such shares were converted into the right to receive $43.50 in cash per share in connection with the Merger. |
(3) | Pursuant to the terms of the Merger, 19,432 shares under this option were exercised pursuant to a conditional exercise program at the closing of the Merger and such shares were converted into the right to receive $43.50 per share and the remaining shares under the option were assumed and exchanged for an option to purchase 3,369 shares of HP Common Stock at an exercise price per share of $9.85. |
(4) | Pursuant to the terms of the Merger, 976 shares under this option were exercised pursuant to a conditional exercise program at the closing of the Merger and such shares were converted into the right to receive $43.50 per share and the remaining shares under the option were assumed and exchanged for an option to purchase 331 shares of HP Common Stock at an exercise price per share of $9.85. |
(5) | All shares issued and outstanding immediately prior to the effectiveness of the Merger and not tendered in the Tender Offer were converted into the right to receive $43.50 in cash per share. |
(6) | The option is fully vested and exercisable. |
(7) | Pursuant to the terms of the Merger, this option was cancelled in exchange for a cash payment to the Reporting Person equal to the difference between the offer price per share of $43.50 and the exercise price per share of the option. |
(8) | The option vests and becomes exercisable as to 1/4th of the shares on May 1, 2008 and vests and becomes exercisable as to 1/48th of the shares at the end of each full month thereafter. |
(9) | The option vests and becomes exercisable as to 1/4th of the shares on October 16, 2008 and vests and becomes exercisable as to 1/48th of the shares at the end of each full month thereafter. |
(10) | Pursuant to the terms of the Merger, 8,398 shares under this option were cancelled in exchange for a cash payment to the Reporting Person equal to the difference between the offer price per share of $43.50 and the exercise price per share of the option and the remaining shares under the option were assumed and exchanged for an option to purchase 2,843 shares of HP Common Stock at an exercise price per share of $9.85. |
(11) | The option vests and becomes exercisable as to 1/4th of the shares on May 1, 2009 and vests and becomes exercisable as to 1/48th of the shares at the end of each full month thereafter. |
(12) | Pursuant to the terms of the Merger, 11,781 shares under this option were cancelled in exchange for a cash payment to the Reporting Person equal to the difference between the offer price per share of $43.50 and the exercise price per share of the option and the remaining shares under the option were assumed and exchanged for an option to purchase 7,837 shares of HP Common Stock at an exercise price per share of $8.38. |
(13) | The option vests and becomes exercisable as to 1/4th of the shares on May 1, 2010 and vests and becomes exercisable as to 1/48th of the shares at the end of each full month thereafter. |
(14) | Pursuant to the terms of the Merger, 12,098 shares under this option were cancelled in exchange for a cash payment to the Reporting Person equal to the difference between the offer price per share of $43.50 and the exercise price per share of the option and the remaining shares under the option were assumed and exchanged for an option to purchase 22,401 shares of HP Common Stock at an exercise price per share of $17.73. |
(15) | The option vests and becomes exercisable as to 1/4th of the shares on May 1, 2011 and vests and becomes exercisable as to 1/48th of the shares at the end of each full month thereafter. |
(16) | Pursuant to the terms of the Merger, this option was assumed and exchanged for an option to purchase 17,769 shares of HP Common Stock at an exercise price per share of $21.31. |