U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): June 3, 2014
ADVANCED EMISSIONS SOLUTIONS, INC.
(Name of registrant as specified in its charter)
| Delaware | 000-54992 | 27-5472457 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (I.R.S. Employer Identification Number) |
| 9135 South Ridgeline Boulevard, Suite 200, Highlands Ranch, Colorado |
80129 | |||
| (Address of principal executive offices) | (Zip Code) | |||
Registrant’s telephone number, including area code: (303) 734-1727
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
| Item 7.01 | Regulation FD Disclosure |
Michael Durham, President and CEO, Mark McKinnies, Senior Vice President and CFO, and other officers of Advanced Emissions Solutions, Inc. (“ADES”) will give a presentation to analysts and investors in St. Louis, Missouri on June 3, 2014, at 7:30am Central Time (the “Investor Presentation”). A copy of the slides to be used at the Investor Presentation is available via the Investor Information section of ADES’ website at www.advancedemissionssolutions.com and is furnished as Exhibit 99.1 to this Report.
On May 6, 2014, we issued a press release announcing the Investor Presentation and furnished a copy of presentation slides as Exhibit 99.1 to our Current Report on Form 8-K filed on May 12, 2014 with the Securities and Exchange Commission, which slides we expected to use at the Investor Presentation. We have since revised the slides and the presentation slides furnished as Exhibit 99.1 to this Report will be used at the Investor Presentation.
In accordance with General Instruction B.2 on Form 8-K, the information set forth in this Item 7.01 and the investor presentation attached to this report as Exhibit 99.1 are “furnished” and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that Section, nor shall such information be deemed incorporated by reference in any filing under the Exchange Act or the Securities Act of 1933, as amended.
| Item 9.01. | Financial Statements and Exhibits |
| (d) | The following items are furnished as exhibits to this report: |
| 99.1 | June 3, 2014 Investor Presentation. | |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
Date: June 3, 2014
| Advanced Emissions Solutions, Inc. | ||||
| Registrant | ||||
| /s/ Michael D. Durham | ||||
| Michael D. Durham | ||||
| President and Chief Executive Officer | ||||
INDEX TO EXHIBITS
| Exhibit No. | Description | |
| 99.1 | June 3, 2014 Investor Presentation. | |