UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)
Hyster-Yale Materials Handling, Inc,
(Name of Issuer)
Class B Common Stock, par value $0.01 per share
(Title of Class of Securities)
449172204
(CUSIP Number)
Alfred M. Rankin, Jr.
5875 Landerbrook Drive Cleveland, Ohio 44124-4017
(440) 449-9600
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
February 2014
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-l(e), 240.13d-l(f) or 240.13d-l(g), check the following box. ¨
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(continued on following pages)
Schedule 13D/A
CUSIP No. 449172204 | Page 2 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alfred M. Rankin, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
273,043 | ||||
8 | SHARED VOTING POWER
1,411,442 | |||||
9 | SOLE DISPOSITIVE POWER
273,043 | |||||
10 | SHARED DISPOSITIVE POWER
1,411,442 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,684,485 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
41.9% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 3 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Clara L.T. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 4 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Victoire G. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
21,006 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
21,006 | |||||
10 | SHARED DISPOSITIVE POWER
1,663,479 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,684,485 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
41.9% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 5 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Helen R. Butler | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
45,641 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
45,641 | |||||
10 | SHARED DISPOSITIVE POWER
1,368,692 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,414,333 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.1% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 6 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Clara T. Rankin Williams | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
48,460 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
48,460 | |||||
10 | SHARED DISPOSITIVE POWER
1,346,613 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,395,073 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
34.7% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 7 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas T. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
145,919 | ||||
8 | SHARED VOTING POWER
1,356,412 | |||||
9 | SOLE DISPOSITIVE POWER
145,919 | |||||
10 | SHARED DISPOSITIVE POWER
1,356,412 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,502,331 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
37.3% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 8 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Matthew M. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
500 | ||||
8 | SHARED VOTING POWER
10,439 | |||||
9 | SOLE DISPOSITIVE POWER
500 | |||||
10 | SHARED DISPOSITIVE POWER
348,734 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
349,234 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.7% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 9 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Elizabeth B. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
722 | ||||
8 | SHARED VOTING POWER
10,217 | |||||
9 | SOLE DISPOSITIVE POWER
722 | |||||
10 | SHARED DISPOSITIVE POWER
348,512 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
349,234 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.7% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 10 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Claiborne R. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
123,760 | ||||
8 | SHARED VOTING POWER
1,362,363 | |||||
9 | SOLE DISPOSITIVE POWER
123,760 | |||||
10 | SHARED DISPOSITIVE POWER
1,362,363 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,486,123 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
36.9% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 11 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Chloe O. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
2,783 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
2,783 | |||||
10 | SHARED DISPOSITIVE POWER
1,483,340 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,486,123 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
36.9% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 12 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Claiborne R. Rankin, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
10,027 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
10,027 | |||||
10 | SHARED DISPOSITIVE POWER
338,295 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
348,322 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.7% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 13 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Roger F. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
193,760 | ||||
8 | SHARED VOTING POWER
1,353,393 | |||||
9 | SOLE DISPOSITIVE POWER
193,760 | |||||
10 | SHARED DISPOSITIVE POWER
1,353,393 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,547,153 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
38.4% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 14 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Bruce T. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
747 | ||||
8 | SHARED VOTING POWER
1,344,281 | |||||
9 | SOLE DISPOSITIVE POWER
747 | |||||
10 | SHARED DISPOSITIVE POWER
1,344,281 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,345,028 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
33.4% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 15 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Martha S. Kelly | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 16 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Susan Sichel | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
100 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
100 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 17 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
David F. Taplin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
29,481 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
29,481 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
29,481 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 18 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Beatrice B. Taplin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
654,273 | ||||
8 | SHARED VOTING POWER
26,250 | |||||
9 | SOLE DISPOSITIVE POWER
654,273 | |||||
10 | SHARED DISPOSITIVE POWER
26,250 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
680,523 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16.9% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 19 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas E. Taplin, Jr. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
90,440 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
90,440 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
90,440 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.2% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 20 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Theodore D. Taplin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
15,180 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
15,180 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,180 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.4% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 21 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Frank F. Taplin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 22 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Rankin Associates I, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
605,986 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.1% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 23 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Corbin K. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
3,622 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
3,622 | |||||
10 | SHARED DISPOSITIVE POWER
1,498,709 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,502,331 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
37.3% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 24 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alison A. Rankin | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
9,112 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
9,112 | |||||
10 | SHARED DISPOSITIVE POWER
1,538,041 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,547,153 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
38.4% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 25 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
John C. Butler | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
24,411 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
24,411 | |||||
10 | SHARED DISPOSITIVE POWER
1,389,922 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,414,333 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.1% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 26 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
David B. Williams | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
2,332 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
2,332 | |||||
10 | SHARED DISPOSITIVE POWER
1,392,741 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,395,073 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
34.7% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 27 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
5,272 | ||||
8 | SHARED VOTING POWER
338,535 | |||||
9 | SOLE DISPOSITIVE POWER
5,272 | |||||
10 | SHARED DISPOSITIVE POWER
338,535 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
343,807 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.5% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 28 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Alfred M. Rankin, Jr.s 2011 Grantor Retained Annuity Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 29 of 37 Pages |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Jennifer Dickerman | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3 | SEC USE ONLY
| |||||
4 | SOURCE OF FUNDS*
OO See Item 3 | |||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)
¨ | |||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7 | SOLE VOTING POWER
0 | ||||
8 | SHARED VOTING POWER
0 | |||||
9 | SOLE DISPOSITIVE POWER
0 | |||||
10 | SHARED DISPOSITIVE POWER
0 | |||||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 | |||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
¨ | |||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% | |||||
14 | TYPE OF REPORTING PERSON*
IN |
Schedule 13D/A
CUSIP No. 449172204 | Page 30 of 37 Pages |
Part II to Schedule 13D/A
This Amendment No. 2 to Schedule 13D (this Amendment No. 2) is hereby filed to update and supplement certain information with respect to beneficial ownership of shares of Class B Common Stock (Class B Common) of Hyster-Yale Materials Handling, Inc. (the Issuer) held by certain signatories to the Stockholders Agreement, dated as of September 12, 2012, among the stockholders party thereto and the Issuer (the Stockholders Agreement), that appeared in the Schedule 13D filed by the Reporting Persons on October 9, 2012 (the Initial Filing) and as amended by Amendment No. 1 filed on February 14, 2013 (Amendment No. 1 and, together with the Initial Filing, the Filings). This Amendment No. 2 (a) updates certain information with respect to certain Reporting Persons under the Filings and (b) reflects the acquisition and/or disposition of shares of Class B Common by certain Reporting Persons. Capitalized terms used herein but not defined herein have the meanings assigned to them in the Initial Filing.
Item 2. Identity and Background.
(a) (c) Item 2 of the Filings is hereby amended as follows:
The statements under the heading Claiborne R. Rankin, Jr., which appear in the Initial Filing, are hereby deleted and replaced by the following:
Claiborne R. Rankin, Jr. Mr. Rankins address is 600 W. Drummond #308, Chicago, IL 60619. He is employed in software sales at BrokerSavant, Inc.
Item 5. Interest in Securities of the Issuer.
(a)-(b) Although each Reporting Person disclaims beneficial ownership of any shares of Class B Common beneficially owned by each other Reporting Person, pursuant to the Act and regulations thereunder the Reporting Persons may be deemed as a group to have acquired beneficial ownership of 3,302,756 shares of Class B Common, the aggregate number of shares of Class B Common which are subject to the terms of the Stockholders Agreement, representing 82.1% of the outstanding Class B Common as of December 31, 2013.
The statements under the heading Alfred M. Rankin Jr., which appear in Amendment No. 1, are hereby deleted and replaced in their entirety by the following:
Alfred M. Rankin, Jr. Mr. Rankin has the sole power to vote and dispose of 273,043 shares of Class B Common and shares the power to vote and dispose of 1,411,442 shares of Class B Common. Collectively, the 1,684,485 shares of Class B Common beneficially owned by Mr. Rankin constitute approximately 41.9% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Clara L.T. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Clara L.T. Rankin. Mrs. Rankin has no power to vote or dispose of any shares of Class B Common.
The statements under the heading Victoire G. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Victoire G. Rankin. Mrs. Rankin has the sole power to vote and dispose of 21,006 shares of Class B Common and shares the power to dispose of 1,663,479 shares of Class B Common. Collectively, the 1,684,485 shares of Class B Common beneficially owned by Mrs. Rankin constitute approximately 41.9% of the Class B Common outstanding as of December 31, 2013.
Schedule 13D/A
CUSIP No. 449172204 | Page 31 of 37 Pages |
The statements under the heading Helen R. Butler, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Helen R. Butler. Ms. Butler has the sole power to vote and dispose of 45,641 shares of Class B Common and shares the power to dispose of 1,368,692 shares of Class B Common. Collectively, the 1,414,333 shares of Class B Common beneficially owned by Ms. Butler constitute approximately 35.1% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Clara T. Rankin Williams, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Clara T. Rankin Williams. Ms. Williams has the sole power to vote and dispose of 48,460 shares of Class B Common and shares the power to dispose of 1,346,613 shares of Class B Common. Collectively, the 1,395,073 shares of Class B Common beneficially owned by Ms. Williams constitute approximately 34.7% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Thomas T. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Thomas T. Rankin. Mr. Rankin has the sole power to vote and dispose of 145,919 shares of Class B Common and shares the power to vote and dispose of 1,356,412 shares of Class B Common. Collectively, the 1,502,331 shares of Class B Common beneficially owned by Mr. Rankin constitute approximately 37.3% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Matthew M. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Matthew M. Rankin. Mr. Rankin has the sole power to vote and dispose of 500 shares of Class B Common, shares the power to vote 10,439 shares of Class B Common and shares the power to dispose of 348,734 shares of Class B Common. Collectively, the 349,234 shares of Class B Common beneficially owned by Mr. Rankin constitute approximately 8.7% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Elizabeth B. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Elizabeth B. Rankin. Ms. Rankin has the sole power to vote and dispose of 722 shares of Class B Common and shares the power to vote 10,217 shares of Class B Common and dispose of 348,512 shares of Class B Common. Collectively, the 349,234 shares of Class B Common beneficially owned by Ms. Rankin constitute approximately 8.7% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Claiborne R. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Claiborne R. Rankin. Mr. Rankin has the sole power to vote and dispose of 123,760 shares of Class B Common and shares the power to vote and dispose of 1,362,363 shares of Class B Common. Collectively, the 1,486,123 shares of Class B Common beneficially owned by Mr. Rankin constitute approximately 36.9% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Chloe O. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Chloe O. Rankin. Ms. Rankin has the sole power to vote and dispose of 2,783 shares of Class B Common and shares the power to dispose of 1,483,340 shares of Class B Common. Collectively, the 1,486,123 shares of Class B Common beneficially owned by Ms. Rankin constitute approximately 36.9% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Claiborne R. Rankin Jr., which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Claiborne R. Rankin, Jr. Mr. Rankin has the sole power to vote and dispose of 10,027 shares of Class B Common and shares the power to dispose of 338,295 shares of Class B Common. Collectively, the 348,322 shares of Class B Common beneficially owned by Mr. Rankin constitute approximately 8.7% of the Class B Common outstanding as of December 31, 2013.
Schedule 13D/A
CUSIP No. 449172204 | Page 32 of 37 Pages |
The statements under the heading Roger F. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Roger F. Rankin. Mr. Rankin has the sole power to vote and dispose of 193,760 shares of Class B Common and shares the power to vote and dispose of 1,353,393 shares of Class B Common. Collectively, the 1,547,153 shares of Class B Common beneficially owned by Mr. Rankin constitute approximately 38.4% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Bruce T. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Bruce T. Rankin. Mr. Rankin has the sole power to vote and dispose of 747 shares of Class B Common and shares the power to dispose of 1,344,281 shares of Class B Common. Collectively, the 1,345,028 shares of Class B Common beneficially owned by Mr. Rankin constitute approximately 33.4% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Martha S. Kelly, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Martha S. Kelly. Ms. Kelly has no power to vote or dispose of any shares of Class B Common.
The statements under the heading Susan Sichel, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Susan Sichel. Ms. Sichel has the sole power to vote and dispose of 100 shares of Class B Common. Collectively, the 100 shares of Class B Common beneficially owned by Ms. Sichel constitute less than 0.1% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading David F. Taplin, which appear in Amendment No. 1, are hereby deleted and replaced in their entirety by the following:
David F. Taplin. Mr. Taplin has the sole power to vote and dispose of 29,481 shares of Class B Common. Collectively, the 29,481 shares of Class B Common beneficially owned by Mr. Taplin constitute approximately 0.7% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Beatrice B. Taplin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Beatrice B. Taplin. Ms. Taplin has the sole power to vote and dispose of 654,273 shares of Class B Common and shares the power to vote and dispose of 26,250 shares of Class B Common. Collectively, the 680,523 shares of Class B Common beneficially owned by Ms. Taplin constitute approximately 16.9% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Thomas E. Taplin, Jr., which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Thomas E. Taplin, Jr. Mr. Taplin has the sole power to vote and dispose of 90,440 shares of Class B Common. Collectively, the 90,440 shares of Class B Common beneficially owned by Mr. Taplin constitute approximately 2.2% of the Class B Common outstanding as of December 31, 2013.
Schedule 13D/A
CUSIP No. 449172204 | Page 33 of 37 Pages |
The statements under the heading Theodore D. Taplin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Theodore D. Taplin. Mr. Taplin has the sole power to vote and dispose of 15,180 shares of Class B Common. Collectively, the 15,180 shares of Class B Common beneficially owned by Mr. Taplin constitute approximately 0.4% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Frank F. Taplin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Frank F. Taplin. Mr. Taplin has no power to vote or dispose of any shares of Class B Common.
The statements under the heading Rankin Associates I, L.P., which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Rankin Associates I, L.P. Rankin I and the trusts holding limited partnership interests in Rankin I may be deemed to be a group as defined under the Exchange Act and therefore may be deemed as a group to beneficially own 605,986 shares of the Class B Common held by Rankin I. Although Rankin I holds the 605,986 shares of Class B Common, it does not have any power to vote or dispose of such shares of Class B Common. Alfred M. Rankin, Jr., Thomas T. Rankin, Claiborne R. Rankin and Roger F. Rankin, as trustees and primary beneficiaries of trusts acting as general partners of Rankin I, share the power to vote such shares of Class B Common. Voting actions are determined by the general partners owning at least a majority of the general partnership interests of Rankin I. Collectively, the 605,986 shares of Class B Common beneficially owned by Rankin I constitute approximately 15.1% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Corbin K. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Corbin K. Rankin. Ms. Rankin has the sole power to vote and dispose of 3,622 shares of Class B Common and shares the power to dispose of 1,498,709 shares of Class B Common. Collectively, the 1,502,331 shares of Class B Common beneficially owned by Ms. Rankin constitute approximately 37.3% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Alison A. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Alison A. Rankin. Mrs. Rankin has the sole power to vote and dispose of 9,112 shares of Class B Common and shares the power to dispose of 1,538,041 shares of Class B Common. Collectively, the 1,547,153 shares of Class B Common beneficially owned by Mrs. Rankin constitute approximately 38.4% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading John C. Butler, Jr., which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
John C. Butler, Jr. Mr. Butler has the sole power to vote and dispose of 24,411 shares of Class B Common and shares the power to dispose of 1,389,922 shares of Class B Common. Collectively, the 1,414,333 shares of Class B Common beneficially owned by Mr. Butler constitute approximately 35.1% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading David B. Williams, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
David B. Williams. Mr. Williams has the sole power to vote and dispose of 2,332 shares of Class B Common and shares the power to dispose of 1,392,741 shares of Class B Common. Collectively, the 1,395,073 shares of Class B Common beneficially owned by Mr. Williams constitute approximately 34.7% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin. The trust has the sole power to vote and dispose of 5,272 shares of Class B
Schedule 13D/A
CUSIP No. 449172204 | Page 34 of 37 Pages |
Common and shares the power to dispose of 338,535 shares of Class B Common. Collectively, the 343,807 shares of Class B Common beneficially owned by the trust constitute approximately 8.5% of the Class B Common outstanding as of December 31, 2013.
The statements under the heading Alfred M. Rankin, Jr.s 2011 Grantor Retained Annuity Trust, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Alfred M. Rankin, Jr.s 2011 Grantor Retained Annuity Trust. The trust has no power to vote or dispose of any shares of Class B Common.
The statements under the heading Jennifer Dickerman, which appear in the Initial Filing, are hereby deleted and replaced in their entirety by the following:
Jennifer Dickerman. Ms. Dickerman has no power to vote or dispose of any shares of Class B Common.
[Signatures begin on the next page.]
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Schedule 13D/A
CUSIP No. 449172204 | Page 35 of 37 Pages |
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct.
Date: February 14, 2014
/s/ Alfred M. Rankin, Jr. | ||
Name: |
Alfred M. Rankin, Jr., on behalf of himself, and as: | |
Attorney-in-Fact for Clara L. T. Rankin* | ||
Attorney-in-Fact for Victoire G. Rankin* | ||
Attorney-in-Fact for Helen R. Butler* | ||
Attorney-in-Fact for Clara T. Rankin Williams* | ||
Attorney-in-Fact for Thomas T. Rankin* | ||
Attorney-in-Fact for Matthew M. Rankin* | ||
Attorney-in-Fact for James T. Rankin* | ||
Attorney-in-Fact for Claiborne R. Rankin* | ||
Attorney-in-Fact for Chloe O. Rankin* | ||
Attorney-in-Fact for Chloe R. Seelbach* | ||
Attorney-in-Fact for Claiborne R. Rankin, Jr.* | ||
Attorney-in-Fact for Roger F. Rankin* | ||
Attorney-in-Fact for Bruce T. Rankin* | ||
Attorney-in-Fact for Martha S. Kelly* | ||
Attorney-in-Fact for Susan Sichel* | ||
Attorney-in-Fact for Jennifer T. Jerome* | ||
Attorney-in-Fact for Caroline T. Ruschell* | ||
Attorney-in-Fact for David F. Taplin* | ||
Attorney-in-Fact for Beatrice B. Taplin* | ||
Attorney-in-Fact for Thomas E. Taplin, Jr.* | ||
Attorney-in-Fact for Theodore D. Taplin* | ||
Attorney-in-Fact for Britton T. Taplin* | ||
Attorney-in-Fact for Frank F. Taplin* | ||
Attorney-in-Fact for Rankin Management, Inc.* | ||
Attorney-in-Fact for Rankin Associates I, L.P.* | ||
Attorney-in-Fact for Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. Rankin* | ||
Attorney-in-Fact for Corbin K. Rankin* | ||
Attorney-in-Fact for Alison A. Rankin* | ||
Attorney-in-Fact for Alison A. Rankin, as trustee fbo A. Farnham Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, Grantor* | ||
Attorney-in-Fact for Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, Grantor* | ||
Attorney-in-Fact for Rankin Associates II, L.P.* | ||
Attorney-in-Fact for John C. Butler, Jr.* | ||
Attorney-in-Fact for John C. Butler, Jr., as Custodian for Clara Rankin Butler* | ||
Attorney-in-Fact for David B. Williams* | ||
Attorney-in-Fact for John C. Butler, Jr., as Custodian for Griffin B. Butler* | ||
Attorney-in-Fact for Claiborne R. Rankin, Jr. Revocable Trust dated August 25, 2000* |
Schedule 13D/A
CUSIP No. 449172204 | Page 36 of 37 Pages |
Attorney-in-Fact for Alison A. Rankin as Trustee under Irrevocable Trust, dated September 11, 2000, for the benefit of A. Farnham Rankin* | ||
Attorney-in-Fact for Alison A. Rankin as Trustee under Irrevocable Trust, dated September 11, 2000, for the benefit of Elisabeth M. Rankin* | ||
Attorney-in-Fact for Scott W. Seelbach* | ||
Attorney-in-Fact for Clara Rankin Williams, as Custodian for Margo Jamison Victoire Williams* | ||
Attorney-in-Fact for Clara Rankin Butler 2002 Trust DTD 11/5/2002* | ||
Attorney-in-Fact for Griffin Bedwell Butler 2002 Trust DTD 11/5/2002* | ||
Attorney-in-Fact for Elizabeth B. Rankin* | ||
Attorney-in-Fact for David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 Trust* | ||
Attorney-in-Fact for David BH Williams, Trustee UAD The Helen Charles Williams 2004 Trust* | ||
Attorney-in-Fact for David B.H. Williams as Custodian for Helen Charles Williams* | ||
Attorney-in-Fact for Julia L. Rankin Kuipers* | ||
Attorney-in-Fact for Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. Rankin* | ||
Attorney-in-Fact for Thomas Parker Rankin* | ||
Attorney-in-Fact for Scott Seelbach, as Custodian for Taplin Elizabeth Seelbach* | ||
Attorney-in-Fact for Chloe R. Seelbach, Trustee UAD 2/2/05 The Taplin Elizabeth Seelbach Trust* | ||
Attorney-in-Fact for Rankin Associates IV, L.P.* | ||
Attorney-in-Fact for Marital Trust, dated January 21, 1966, National City Bank & Beatrice Taplin, as Trustees, fbo Beatrice B. Taplin* | ||
Attorney-in-Fact for Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007* | ||
Attorney-in-Fact for Matthew M. Rankin & James T. Rankin Co-Trustees for William Alexander Rankin U/A/D May 10, 2007* | ||
Attorney-in-Fact for Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Isabelle Scott Seelbach* | ||
Attorney-in-Fact for Lynne T. Rankin* | ||
Attorney-in-Fact for Jacob A. Kuipers* | ||
Attorney-in-Fact for Alfred M. Rankin, Jr.s 2011 Grantor Retained Annuity Trust* | ||
Attorney-in-Fact for Matthew M. Rankin, as Custodian for Mary Marshall Rankin* | ||
Attorney-in-Fact for Matthew M. Rankin, as Custodian for William Alexander Rankin* |
Schedule 13D/A
CUSIP No. 449172204 | Page 37 of 37 Pages |
Attorney-in-Fact for Matthew M. Rankin, as Custodian for Margaret Pollard Rankin* | ||
Attorney-in-Fact for Chloe R. Seelbach, Trustee under Claiborne Rankin Trust for Children of Chloe R. Seelbach DTD 12/21/04 FBO Thomas Wilson Seelbach* | ||
Attorney-in-Fact for Chloe R. Seelbach, as Custodian for Isabelle Seelbach* | ||
Attorney-in-Fact for Alison A. Rankin, as Custodian for Elisabeth M. Rankin* | ||
Attorney-in-Fact for A. Farnham Rankin* | ||
Attorney-in-Fact for Cory Freyer* | ||
Attorney-in-Fact for Jennifer Dickerman* | ||
Attorney-in-Fact for Trust dated January 11, 1965, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees, for the benefit of grandchildren* | ||
Attorney-in-Fact for Trust dated 12/28/1978, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees, for the benefit of grandchildren* | ||
Attorney-in-Fact for Thomas E. Taplin Exempt Family Trust u/a dated January 21, 1966* | ||
Attorney-in-Fact for DiAhn Taplin* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Chloe R. Seelbach* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Thomas P. Rankin* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Helen R. Butler* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Elisabeth M. Rankin* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Julia R. Kuipers* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Clara R. Williams* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Matthew M. Rankin* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Claiborne R. Rankin, Jr.* | ||
Attorney-in-Fact for BTR 2012 GST Trust for James T. Rankin* | ||
Attorney-in-Fact for BTR 2012 GST Trust for Anne F. Rankin* |
* | The power of attorney authorizing the above named individual to act on behalf of each of the foregoing Reporting Persons is included as Exhibit 7 to the Schedule 13D, filed February 14, 2013. |