6-K

 

 

FORM 6-K

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16

of the Securities Exchange Act of 1934

 

For the month of: July, 2013   Commission File Number: 001-133354

 

 

BANK OF MONTREAL

(Name of Registrant)

 

 

 

100 King Street West

1 First Canadian Place

Toronto, Ontario

Canada, M5X 1A1

  

129 rue Saint-Jacques

Montreal, Quebec

Canada, H2Y 1L6

(Executive Offices)   (Head Office)

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:

Form 20-F  ¨            Form 40-F  x            

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ¨

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.    Yes  ¨    No  x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-            .

 

 

 

INCORPORATION BY REFERENCE

The information contained in this Form 6-K and any exhibits hereto shall be deemed filed with the Securities and Exchange Commission (“SEC”) solely for purposes of incorporation by reference into and as part of the following registration statements of the registrant on file with and declared effective by the SEC:

 

  1. Registration Statement – Form F-3 – File No. 333-173924

 

  2. Registration Statement – Form F-3 – File No. 33-96354

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

   

BANK OF MONTREAL

    By:  

/s/ Thomas E. Flynn

    Name:   Thomas E. Flynn
    Title:   Executive Vice-President and Chief Financial Officer
    By:  

/s/ Barbara M. Muir

Date: July 23, 2013     Name:   Barbara M. Muir
    Title:   Senior Vice-President, Deputy General Counsel, Corporate Affairs and Corporate Secretary

EXHIBIT INDEX

 

Exhibit

   

Description of Exhibit

99.1    Press Release – Bank of Montreal Announces Conversion Privilege of $300,000,000 Non-Cumulative 5-year Rate Reset Class B Preferred Shares, Series 16