1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Obligation to exchange shares of MacDermid, Incorporated
|
Â
(1)
|
Â
(1)
|
Common Stock, par value $0.01 per share
|
878,762
|
$
11
|
I
|
By MacDermid, Incorporated Profit Sharing and Employee Savings Plan
(1)
|
Convertible Shares of Platform Delaware Holdings, Inc.
|
Â
(2)
|
Â
(2)
|
Common Stock, par value $0.01 per share
|
7,468,466
|
$
(2)
|
I
|
By Tartan Holdings, LLC
(2)
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents a beneficial ownership interest in shares of common stock and preferred stock of MacDermid, Incorporated, an indirect subsidiary of the Issuer, held by the MacDermid, Incorporated Profit Sharing and Employee Savings Plan ("Plan") which will be exchanged for shares of the Issuer's Common Stock upon consummation of the transactions contemplated by an Exchange Agreement between the Issuer and the Plan fiduciaries pursuant to an irrevocable election by Mr. Leever. |
(2) |
Represents shares of common stock of Platform Delaware Holdings, Inc., a direct wholly-owned subsidiary of the Issuer ("PDH"), held by Tartan Holdings, LLC ("Tartan"). The shares of PDH common stock are convertible, at the option of the holder, into a like number of shares of Common Stock of the Issuer at any time after the earlier of (i) October 31, 2014 or (ii) a change of control of the Issuer. Mr. Leever is the sole manager of Tartan and may be considered to have beneficial ownership of Tartan's interests in PDH. Mr. Leever disclaims beneficial ownership of any shares in which he does not have a pecuniary interest. |