Himax Technologies, Inc.
|
(Name of Issuer)
|
Ordinary Shares, par value US$0.3 per share
|
(Title of Class of Securities)
|
43289P106
|
(CUSIP Number)
|
December 31, 2012
|
(Date of Event Which Requires Filing of this Statement)
|
[ ] | Rule 13d – 1(b) | |
[ ] | Rule 13d – 1(c) | |
[x] | Rule 13d – 1(d) |
CUSIP No. 43289P106
|
Page 2 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Jordan Wu
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
|||
(b) [ ]
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Republic of China
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING POWER
|
||
733,358 (See item 4)
|
||||
6
|
SHARED VOTING POWER
|
|||
27,377,398 (See item 4)
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|||
733,358 (See item 4)
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|||
27,377,398 (See item 4)
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
28,110,756 (See item 4)
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
8.3% (See item 4)
|
||||
12
|
TYPE OF REPORTING PERSON
|
|||
IN
|
CUSIP No. 43289P106
|
Page 3 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Arch Finance Ltd.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
|
||
(b) [ ]
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
British Virgin Islands
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING POWER
|
||
0
|
||||
6
|
SHARED VOTING POWER
|
|||
21,929,068
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|||
21,929,068
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
21,929,068
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
6.5%
|
||||
12
|
TYPE OF REPORTING PERSON
|
|||
CO
|
CUSIP No. 43289P106
|
Page 4 of 9 Pages
|
1
|
NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
|
|||
Shu Chuan Investment Co., Ltd.
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) [ ]
|
||
(b) [ ]
|
||||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|||
Republic of China
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING POWER
|
||
0
|
||||
6
|
SHARED VOTING POWER
|
|||
4,780,730
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|||
0
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|||
4,780,730
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|||
4,780,730
|
||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
|
|||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|||
1.4%
|
||||
12
|
TYPE OF REPORTING PERSON
|
|||
CO
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
|
|
(c) [ ]
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
|
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
|
|
(g) [ ]
|
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
|
|
(h) [ ]
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3);
|
|
(j) [ ]
|
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J);
|
|
(k) [ ]
|
Group, in accordance with § 240.13d-1(b)(1)(ii)(K).
|
Item 4.
|
Ownership.
|
Item 5.
|
Ownership of Five Percent or Less of the Class.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Item 9.
|
Notice of Dissolution of Group.
|
Item 10.
|
Certification.
|
By:
|
/s/ Jordan Wu
|
||
Name:
|
Jordan Wu
|
||
ARCH FINANCE LTD.
|
|||
By:
|
/s/ Jordan Wu
|
||
Name:
|
Jordan Wu
|
||
Title:
|
Director
|
SHU CHUAN INVESTMENT CO., LTD.
|
|
|||
By:
|
/s/ Jordan Wu
|
|||
Name: |
Jordan Wu
|
|||
Title: |
Director
|
|
By:
|
/s/ Jordan Wu
|
||
Name:
|
Jordan Wu
|
||
ARCH FINANCE LTD.
|
|||
By:
|
/s/ Jordan Wu
|
||
Name:
|
Jordan Wu
|
||
Title:
|
Director
|
SHU CHUAN INVESTMENT CO., LTD.
|
|
|||
By:
|
/s/ Jordan Wu
|
|||
Name: |
Jordan Wu
|
|||
Title: |
Director
|
|