UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549



FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934


Date of Report (Date of earliest event reported):
November 13, 2014 (November 13, 2014)


DGSE COMPANIES, INC.
(Exact name of registrant as specified in its charter)

Nevada

 

1-11048

 

88-0097334

 

(State or Other

Jurisdiction of

Incorporation)

(Commission

File Number)

(IRS Employer

Identification No.)



15850 Dallas Parkway, Suite 140
Dallas, Texas 75248
(Address of Principal Executive Offices) (Zip Code)

(972) 587-4049
(Registrant’s telephone number, including area code)

(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))



Item 2.02 Results of Operations and Financial Condition

 On November 13, 2014, DGSE Companies, Inc. (the “Registrant”) issued a press release disclosing their financial results for the fiscal quarter ended September 30, 2014 (the “Press Release”).  The Press Release is attached hereto as Exhibit 99.1.

Item 7.01 Regulation FD Disclosure

The Registrant will hold a telephone conference regarding the Press Release on November 13, 2014 at 3:30 p.m. Central Time (4:30 p.m. Eastern Time) to discuss the Registrant’s financial results for the fiscal quarter ended September 30, 2014.  To participate in the teleconference, please dial +877-407-9039 for U.S. callers and +201-689-8470 for international callers and reference the “DGSE conference call” when prompted.  A replay will be available after completion of the call through November 20, 2014.  To access the replay, please dial +877-870-5176 (U.S. callers) or +858-384-5517 (international callers) and reference passcode 13594851.  The webcast and archived replay can also be accessed on the Company’s website at http://public.viavid.com/index.php?id=111814.

Item 9.01 Financial Statements and Exhibits

(a) Not applicable.

 (b) Not applicable.

 (c) Not applicable.

 (d) Exhibits.

 The following exhibit is filed as part of this report:

 

Exhibit

 

Number

Description of Exhibit

 

99.1

Press Release, dated November 13, 2014.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

DGSE COMPANIES, INC.

(Registrant)

 
 
Date: November 13, 2014 By:

/s/ JAMES D. CLEM

James D. Clem

Chief Executive Officer

(Principal Executive Officer)


EXHIBIT INDEX

Exhibit

Number

Description of Exhibit

 

99.1

Press Release, dated November 13, 2014