UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Farburn Holdings Ltd 1601 BEVERLY HOUSE 93-107 LOCKHART ROAD WANCHAI, K3 00000 |
 |  X |  |  |
Cheng Ho Fun 1601 BEVERLY HOUSE, 93-107 LOCKHART ROAD WANCHAI, K3 00000 |
 |  X |  |  |
/s/ Hofun Cheng Farbun Holdings Limited | 02/08/2013 | |
**Signature of Reporting Person | Date | |
/s/ Hofun Cheng | 02/08/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This report is filed jointly by Mr. Hofun Cheng and Farbun Holdings Limited. The shares are owned directly by Farbun Holdings Limited and indirectly by Hofun Cheng through his equity ownership in Farbun Holdings Limited . In addition, Mr. Hofun Cheng is the sole director of Farbun Holdings Limited, and may be deemed as beneficial owner of these shares. The reporting persons acquired these shares from ACL Semiconductors Inc. pursuant to certain Amended and Restated Finder and Consulting Agreement dated October 15, 2012, |