UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
New Vernon Aegir Master Fund Ltd. 799 CENTRAL AVENUE, SUITE 350 HIGHLAND PARK, IL 60035 |
 |  X |  |  |
NEW VERNON PARTNERS LLC 799 CENTRAL AVENUE, SUITE 350 HIGHLAND PARK, IL 60035 |
 |  X |  |  |
NEW VERNON INVESTMENT MANAGEMENT LLC 799 CENTRAL AVENUE, SUITE 350 HIGHLAND PARK, IL 60035 |
 |  X |  |  |
Stedman Trent 799 CENTRAL AVE, SUITE 350 HIGHLAND, IL 60035 |
 |  X |  |  |
PATRICK THOMAS H 799 CENTRAL AVE, SUITE 350 HIGHLAND, IL 60035 |
 |  X |  |  |
/s/_Trent Stedman, authorized signatory and attorney-in-fact | 04/12/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of shares held by or issuable to New Vernon Aegir Master Fund Ltd., Trent Stedman and/or Thomas Patrick. New Vernon Investment Management LLC is the investment advisor of New Vernon Aegir Master Fund Ltd. New Vernon Partners LLC is the investment manager of New Vernon Aegir Master Fund Ltd. Trent Stedman is a portfolio manager of New Vernon Investment Management LLC. Thomas Patrick is a member of the New Vernon Investment Management LLC. The Reporting Persons disclaim beneficial ownership of the shares held by New Vernon Aegir Master Fund Ltd., Trent Stedman and Thomas Patrick except to the extent of each Reporting Person's own pecuniary interest therein. |
(2) | Consists of 1,135,462 shares held by New Vernon Aegir Master Fund Ltd., 72,394 shares held by Trent Stedman and 378,906 shares held by Thomas Patrick. |