UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VV Value Vals AG MITTLAGADA VALS, V8 7132 |
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Priora Holding AG KANTONSSTRASSE 150 FREIENBACH, V8 8807 |
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Profectio Beteiligungen AG C/O DR. IUR. MARCO TOLLER BAHNHOFSTRASSE 7 CHUR, V8 7000 |
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STOFFELpart Asset AG BAHNHOFSTRASSE 21 CHUR, V8 7001 |
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Stoffel Remo C/O STOFFELPART ASSET AG BAHNHOFSTRASSE 21 CHUR, V8 7001 |
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XO Holding AG BAHNHOFSTRASSE 21 CHUR, V8 7001 |
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/s/ Remo Stoffel, Director of VV Value Vals AG | 03/29/2018 | |
**Signature of Reporting Person | Date | |
/s/ Hans-Peter Domanig, Director of VV Value Vals AG | 03/29/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each of XO Holding AG, as the sole stockholder of VV Value Vals AG, Priora Holding AG, as the sole stockholder of XO Holding AG, Profectio Beteiligungen AG, as the sole stockholder of Priora Holding AG, STOFFELpart Asset AG, as the sole stockholder of Profectio Beteiligungen AG, and Remo Stoffel, as the sole stockholder of STOFFELpart Asset AG, may be deemed to share voting and dispositive power over, and may be deemed to beneficially own, the 9,125,000 Shares owned by VV Value Vals AG. As a result, each of the Reporting Persons may be deemed to have become a 10% Owner of Dean Foods Company (the "Issuer"). |
(2) | Each of the Reporting Persons disclaims beneficial ownership of the Shares reported herein, except to the extent of its, his or her pecuniary interest. |
 Remarks: Exhibit 99.1 (Joint Filer Information) is incorporated herein by reference. This amendment is being filed solely to add the EDGAR CIK of XO Holding AG. No other changes have been made to the Form 3 as originally filed on March 1, 2018. |