UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | Â (3) | 01/28/2023 | Common Stock | 6,979 | $ 29.37 | D | Â |
Incentive Stock Option (right to buy) | Â (3) | 01/19/2024 | Common Stock | 4,965 | $ 25.4 | D | Â |
Non-qualified Stock Option (right to buy) | Â (3) | 01/19/2024 | Common Stock | 2,451 | $ 25.4 | D | Â |
Restricted Stock Units | Â (4) | Â (4) | Common Stock | 5,000 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Abou Habib Lori I 300 JOHNNY BENCH DRIVE OKLAHOMA CITY, OK 73104 |
 |  |  Vice President and CMO |  |
Carolyn C. Cummins for Lori I. Abou Habib | 08/15/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total number of shares beneficially owned directly includes 799 shares held in the 1991 Sonic Corp. Stock Purchase Plan as of August 8, 2017. |
(2) | Shares held in the Sonic Corp. 401(k) as of August 8, 2017. |
(3) | One-third of the total number of options granted per grant date will vest on each of the first three anniversary dates following the grant date. |
(4) | The Shares will vest on February 15, 2020 in accordance with the terms of the Restricted Stock Units granted February 15, 2017, and will be issued in shares of Sonic Corp. common stock on a one-for-one basis, subject to certain restrictions. |