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Kulicke and Soffa Industries Inc.
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(Name of Issuer)
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Common Stock
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(Title of Class of Securities)
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501242101
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(CUSIP Number)
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12/31/2016
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(Date of Event Which Requires Filing of this Statement)
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☑
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Rule 13d-1(b)
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☐
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Rule 13d-1(c)
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☐
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Rule 13d-1(d)
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Schroder Investment Management Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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7,583,471
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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7,583,471
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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7,583,471
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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10.699%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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FI
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1
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NAMES OF REPORTING PERSONS
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I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
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Schroder Investment Management North America Ltd
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a)☐
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(b)☐
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United Kingdom
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
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38,700
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6
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SHARED VOTING POWER
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0
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7
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SOLE DISPOSITIVE POWER
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38,700
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8
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SHARED DISPOSITIVE POWER
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0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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38,700
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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☐
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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0.055%
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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FI
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Item 1.
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(a)
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Name of Issuer
Kulicke and Soffa Industries, Inc
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(b)
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Address of Issuer’s Principal Executive Offices
1005 Virginia Drive, Fort Washington, PA 19034, USA
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Item 2.
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(a)
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Name of Person Filing
Schroder Investment Management North America Inc.
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(b)
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Address of Principal Business Office or, if none, Residence
875 Third Ave, 22nd Floor
New York, NY 10022
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(c)
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Citizenship
USA
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(d)
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Title of Class of Securities
Common Stock
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(e)
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CUSIP Number
501242101
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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☐
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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☐
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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☐
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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☐
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
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(e)
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☒
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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☐
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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☐
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A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
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(h)
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☐
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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☐
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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☐
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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Item 4.
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Ownership
|
||
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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|||
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(a)
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Amount beneficially owned: 7,622,171
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(b)
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Percent of class: 10.753 % of outstanding shares
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(c)
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Number of shares as to which the person has:
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||
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(i)
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Sole power to vote or to direct the vote
0
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(ii)
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Shared power to vote or to direct the vote
7,622,171
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(iii)
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Sole power to dispose or to direct the disposition of
0
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(iv)
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Shared power to dispose or to direct the disposition of
7,622,171
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Item 5.
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Ownership of Five Percent or Less of a Class
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☐.
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|||
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Not applicable.
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Item 6.
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Ownership of More than Five Percent on Behalf of Another Person
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Not applicable.
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
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Not applicable.
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Item 8.
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Identification and Classification of Members of the Group
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Schroder Investment Management Ltd. And Schroder Investment Management North America Ltd., are registered investment advisers with their respective home country regulator and under common control with the adviser. Schroder Investment Management Ltd. and Schroder Investment Management North America Ltd are located in the United Kingdom at 31 Gresham Street, London EC2V 7QA. Schroder Investment Management North America Inc. disclaims the existence of a group.
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Item 9.
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Notice of Dissolution of Group
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||
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Not applicable.
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Item 10.
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Certification
|
||
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By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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|||
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February 9, 2017
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|||
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By:
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/s/ Karl Dasher
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Name:
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Karl Dasher**
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Title:
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Chief Executive Officer
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Schroder Investment Management North America Inc.
** Authorized by Power of Attorney to sign on behalf of the following Advisor:
Schroder Investment Management Ltd
Schroder Investment Management North America Ltd
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