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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WATSON NOEL G 1111 S. ARROYO PARKWAY PASADENA, CA 91105 |
X | Chairman |
/s/ Geoffrey P. Sanders | 08/06/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On October 24, 2002, the reporting person filed a Form 5 reporting the gift of these shares as a disposition of beneficial ownership. Because such shares were gifted to Uniform Gift to Minors Act custodial accounts for the benefit of the reporting person's grandchild and for which the reporting person is the custodian, the reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. Because such acquisition of indirect beneficial ownership was not reported at the time the gift was reported, the reporting person is filing this Form 4. |
(2) | On October 24, 2002, the reporting person filed a Form 5 reporting the gift of these shares as a disposition of beneficial ownership. Because such shares were gifted to Uniform Gift to Minors Act custodial accounts for the benefit of the reporting person's grandchild and for which the reporting person is the custodian, the reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. Because such acquisition of indirect beneficial ownership was not reported at the time the gift was reported, the reporting person is filing this Form 4. |
(3) | On April 2, 2002, the reporting person filed a Form 4 reporting the gifts of these shares as a disposition of beneficial ownership. Because such shares were gifted to Uniform Gift to Minors Act custodial accounts for the benefit of the reporting person's grandchildren and for which the reporting person is the custodian, the reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. Because such acquisition of indirect beneficial ownership was not reported at the time the gift was reported, the reporting person is filing this Form 4. |
(4) | On May 13, 2003, the reporting person filed a Form 4 reporting the gifts of these shares as a disposition of beneficial ownership. Because such shares were gifted to Uniform Gift to Minors Act custodial accounts for the benefit of the reporting person's grandchildren and for which the reporting person is the custodian, the reporting person may be deemed to have acquired indirect beneficial ownership of such shares upon gifting them to the custodial account. Because such acquisition of indirect beneficial ownership was not reported at the time the gift was reported, the reporting person is filing this Form 4. |
(5) | These shares were gifted to Uniform Gift of Minors Act custodial accounts for the benefit of the reporting person's grandchild. |
(6) | The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purposes. |