UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Principal Financial Group, Inc
Address: 711 High Street
Des Moines, IA 50392
13F File Number: 028-10106
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Roughton
Title: Vice President
Phone: 515-248-3842
Signature, Place, and Date of Signing:
Michael Roughton Des Moines, IA November 05, 2012
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11300 Spectrum Asset Management, Inc
028-10449 Columbus Circle Investors
028-3943 Edge Asset Management, Inc
028-13785 Origin Asset Management, LLP
028-12454 Post Advisory Group, LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 5
Form 13F Information Table Entry Total: 3880
Form 13F Information Table Value Total: $36,459,832 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 028-1549 Principal Global Investors, LLC
2 028-10400 Principal Real Estate Investors, LLC
3 028-793 Principal Life Insurance Co.
4 028-10107 Principal Financial Services, Inc
5 028-07402 Principal Management Corporation
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
1 800 FLOWERS COM CL A 68243Q106 65 17500 SH DEFINED 4,5 17500 0 0
3-D SYS CORP DEL COM NEW 88554D205 7499 228277 SH DEFINED 1,3,4 228277 0 0
3-D SYS CORP DEL COM NEW 88554D205 550 16737 SH DEFINED 4,5 16737 0 0
3M CO COM 88579Y101 55484 600341 SH DEFINED 1,3,4 600341 0 0
3M CO COM 88579Y101 12099 130909 SH DEFINED 4,5 130909 0 0
8X8 INC NEW COM 282914100 254 38703 SH DEFINED 4,5 38703 0 0
AAON INC COM PAR $0.004 000360206 1758 89314 SH DEFINED 1,3,4 89314 0 0
AAON INC COM PAR $0.004 000360206 206 10463 SH DEFINED 4,5 10463 0 0
AAR CORP COM 000361105 3160 192442 SH DEFINED 1,3,4 192442 0 0
AAR CORP COM 000361105 314 19143 SH DEFINED 4,5 19143 0 0
AARONS INC COM PAR $0.50 002535300 3496 125726 SH DEFINED 1,3,4 125726 0 0
AARONS INC COM PAR $0.50 002535300 1122 40357 SH DEFINED 4,5 40357 0 0
ABAXIS INC COM 002567105 274 7620 SH DEFINED 4,5 7620 0 0
ABAXIS INC COM 002567105 3547 98746 SH DEFINED 1,3,4 98746 0 0
ABBOTT LABS COM 002824100 116441 1698387 SH DEFINED 1,3,4 1698387 0 0
ABBOTT LABS COM 002824100 20668 301458 SH DEFINED 4,5 301458 0 0
ABERCROMBIE & FITCH CO CL A 002896207 2623 77325 SH DEFINED 1,3,4 77325 0 0
ABERCROMBIE & FITCH CO CL A 002896207 415 12237 SH DEFINED 4,5 12237 0 0
ABIOMED INC COM 003654100 241 11479 SH DEFINED 4,5 11479 0 0
ABM INDS INC COM 000957100 5551 293237 SH DEFINED 1,3,4 293237 0 0
ABM INDS INC COM 000957100 483 25530 SH DEFINED 4,5 25530 0 0
ACACIA RESH CORP ACACIA TCH COM 003881307 493 17997 SH DEFINED 4,5 17997 0 0
ACACIA RESH CORP ACACIA TCH COM 003881307 7782 283900 SH DEFINED 1,3,4 283900 0 0
ACADIA RLTY TR COM SH BEN INT 004239109 389 15687 SH DEFINED 4,5 15687 0 0
ACADIA RLTY TR COM SH BEN INT 004239109 5481 220848 SH DEFINED 1,3,4 220848 0 0
ACCELRYS INC COM 00430U103 218 25142 SH DEFINED 4,5 25142 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 91235 1302804 SH DEFINED 1,3,4 1302804 0 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 8725 124584 SH DEFINED 4,5 124584 0 0
ACCO BRANDS CORP COM 00081T108 378 58223 SH DEFINED 4,5 58223 0 0
ACCRETIVE HEALTH INC COM 00438V103 218 19573 SH DEFINED 4,5 19573 0 0
ACCURAY INC COM 004397105 283 39955 SH DEFINED 4,5 39955 0 0
ACE LTD SHS H0023R105 24262 320926 SH DEFINED 1,3,4 320926 0 0
ACE LTD SHS H0023R105 4208 55665 SH DEFINED 4,5 55665 0 0
ACETO CORP COM 004446100 205 21680 SH DEFINED 4,5 21680 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 5249 504200 SH DEFINED 1,3,4 504200 0 0
ACI WORLDWIDE INC COM 004498101 590 13956 SH DEFINED 4,5 13956 0 0
ACI WORLDWIDE INC COM 004498101 2955 69930 SH DEFINED 1,3,4 69930 0 0
ACORDA THERAPEUTICS INC COM 00484M106 357 13931 SH DEFINED 4,5 13931 0 0
ACTIVE NETWORK INC COM 00506D100 150 11935 SH DEFINED 4,5 11935 0 0
ACTIVISION BLIZZARD INC COM 00507V109 1730 153401 SH DEFINED 4,5 153401 0 0
ACTUANT CORP CL A NEW 00508X203 9989 349027 SH DEFINED 1,3,4 349027 0 0
ACTUANT CORP CL A NEW 00508X203 1042 36402 SH DEFINED 4,5 36402 0 0
ACTUATE CORP COM 00508B102 193 27420 SH DEFINED 4,5 27420 0 0
ACUITY BRANDS INC COM 00508Y102 4780 75526 SH DEFINED 1,3,4 75526 0 0
ACUITY BRANDS INC COM 00508Y102 970 15329 SH DEFINED 4,5 15329 0 0
ACXIOM CORP COM 005125109 2445 133801 SH DEFINED 1,3,4 133801 0 0
ACXIOM CORP COM 005125109 677 37044 SH DEFINED 4,5 37044 0 0
ADOBE SYS INC COM 00724F101 17100 526798 SH DEFINED 1,3,4 526798 0 0
ADOBE SYS INC COM 00724F101 4162 128219 SH DEFINED 4,5 128219 0 0
ADTRAN INC COM 00738A106 1950 112836 SH DEFINED 1,3,4 112836 0 0
ADTRAN INC COM 00738A106 388 22431 SH DEFINED 4,5 22431 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 11205 163727 SH DEFINED 1,3,4 163727 0 0
ADVANCE AUTO PARTS INC COM 00751Y106 2191 32010 SH DEFINED 4,5 32010 0 0
ADVANCED ENERGY INDS COM 007973100 2074 168326 SH DEFINED 1,3,4 168326 0 0
ADVANCED ENERGY INDS COM 007973100 246 19950 SH DEFINED 4,5 19950 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1220 361877 SH DEFINED 4,5 361877 0 0
ADVANCED MICRO DEVICES INC COM 007903107 1898 563299 SH DEFINED 1,3,4 563299 0 0
ADVENT SOFTWARE INC COM 007974108 1398 56912 SH DEFINED 1,3,4 56912 0 0
ADVENT SOFTWARE INC COM 007974108 277 11282 SH DEFINED 4,5 11282 0 0
ADVISORY BRD CO COM 00762W107 504 10541 SH DEFINED 4,5 10541 0 0
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 4267 201658 SH DEFINED 1,3,4 201658 0 0
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 1028 48605 SH DEFINED 4,5 48605 0 0
AEGION CORP COM 00770F104 3606 188230 SH DEFINED 1,3,4 188230 0 0
AEGION CORP COM 00770F104 272 14174 SH DEFINED 4,5 14174 0 0
AEROFLEX HLDG CORP COM 007767106 98 14711 SH DEFINED 4,5 14711 0 0
AEROPOSTALE COM 007865108 1961 144943 SH DEFINED 1,3,4 144943 0 0
AEROPOSTALE COM 007865108 385 28486 SH DEFINED 4,5 28486 0 0
AEROVIRONMENT INC COM 008073108 257 10968 SH DEFINED 4,5 10968 0 0
AEROVIRONMENT INC COM 008073108 2127 90623 SH DEFINED 1,3,4 90623 0 0
AES CORP COM 00130H105 2958 269602 SH DEFINED 4,5 269602 0 0
AES CORP COM 00130H105 6379 581479 SH DEFINED 1,3,4 581479 0 0
AETNA INC NEW COM 00817Y108 12749 321953 SH DEFINED 1,3,4 321953 0 0
AETNA INC NEW COM 00817Y108 2402 60648 SH DEFINED 4,5 60648 0 0
AFC ENTERPRISES INC COM 00104Q107 208 8463 SH DEFINED 4,5 8463 0 0
AFFILIATED MANAGERS GROUP COM 008252108 11263 91573 SH DEFINED 1,3,4 91573 0 0
AFFILIATED MANAGERS GROUP COM 008252108 2737 22255 SH DEFINED 4,5 22255 0 0
AFFYMAX INC COM 00826A109 263 12499 SH DEFINED 4,5 12499 0 0
AFFYMETRIX INC COM 00826T108 1465 338243 SH DEFINED 1,3,4 338243 0 0
AFFYMETRIX INC COM 00826T108 225 52063 SH DEFINED 4,5 52063 0 0
AFLAC INC COM 001055102 21054 439717 SH DEFINED 1,3,4 439717 0 0
AFLAC INC COM 001055102 3681 76890 SH DEFINED 4,5 76890 0 0
AG MTG INVT TR INC COM 001228105 230 9517 SH DEFINED 4,5 9517 0 0
AGCO CORP COM 001084102 8232 173382 SH DEFINED 1,3,4 173382 0 0
AGCO CORP COM 001084102 1628 34289 SH DEFINED 4,5 34289 0 0
AGENUS INC COM NEW 00847G705 65 14183 SH DEFINED 4,5 14183 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 13638 354684 SH DEFINED 1,3,4 354684 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 5355 139270 SH DEFINED 4,5 139270 0 0
AGILYSYS INC COM 00847J105 583 67800 SH DEFINED 1,3,4 67800 0 0
AGL RES INC COM 001204106 4502 110038 SH DEFINED 1,3,4 110038 0 0
AGL RES INC COM 001204106 712 17408 SH DEFINED 4,5 17408 0 0
AGNICO EAGLE MINES LTD COM 008474108 1141 21985 SH DEFINED 1,3,4 21985 0 0
AGREE REALTY CORP COM 008492100 43 1674 SH DEFINED 1,3,4 1674 0 0
AGREE REALTY CORP COM 008492100 210 8243 SH DEFINED 4,5 8243 0 0
AGRIUM INC COM 008916108 209 2021 SH DEFINED 1,3,4 2021 0 0
AIR METHODS CORP COM PAR $.06 009128307 6632 55559 SH DEFINED 1,3,4 55559 0 0
AIR METHODS CORP COM PAR $.06 009128307 526 4406 SH DEFINED 4,5 4406 0 0
AIR PRODS & CHEMS INC COM 009158106 16395 198252 SH DEFINED 1,3,4 198252 0 0
AIR PRODS & CHEMS INC COM 009158106 2723 32925 SH DEFINED 4,5 32925 0 0
AIR TRANSPORT SERVICES GRP I COM 00922R105 173 39260 SH DEFINED 4,5 39260 0 0
AIRCASTLE LTD COM G0129K104 316 27908 SH DEFINED 4,5 27908 0 0
AIRGAS INC COM 009363102 70935 861902 SH DEFINED 1,3,4 861902 0 0
AIRGAS INC COM 009363102 2636 32029 SH DEFINED 4,5 32029 0 0
AK STL HLDG CORP COM 001547108 2544 529956 SH DEFINED 1,3,4 529956 0 0
AK STL HLDG CORP COM 001547108 186 38707 SH DEFINED 4,5 38707 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 3303 86340 SH DEFINED 4,5 86340 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 6352 166035 SH DEFINED 1,3,4 166035 0 0
AKORN INC COM 009728106 4276 323482 SH DEFINED 1,3,4 323482 0 0
AKORN INC COM 009728106 260 19696 SH DEFINED 4,5 19696 0 0
ALASKA AIR GROUP INC COM 011659109 20790 592971 SH DEFINED 1,3,4 592971 0 0
ALASKA AIR GROUP INC COM 011659109 952 27167 SH DEFINED 4,5 27167 0 0
ALBANY INTL CORP CL A 012348108 3035 138121 SH DEFINED 1,3,4 138121 0 0
ALBANY INTL CORP CL A 012348108 288 13120 SH DEFINED 4,5 13120 0 0
ALBEMARLE CORP COM 012653101 8457 160533 SH DEFINED 1,3,4 160533 0 0
ALBEMARLE CORP COM 012653101 2305 43759 SH DEFINED 4,5 43759 0 0
ALCOA INC COM 013817101 13498 1525155 SH DEFINED 1,3,4 1525155 0 0
ALCOA INC COM 013817101 2432 274821 SH DEFINED 4,5 274821 0 0
ALEXANDER & BALDWIN INC NEW COM 014491104 2233 75621 SH DEFINED 1,3,4 75621 0 0
ALEXANDERS INC COM 014752109 309 722 SH DEFINED 4,5 722 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 8231 111951 SH DEFINED 1,3,4 111951 0 0
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 1691 23006 SH DEFINED 4,5 23006 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 25253 220747 SH DEFINED 1,3,4 220747 0 0
ALEXION PHARMACEUTICALS INC COM 015351109 7269 63537 SH DEFINED 4,5 63537 0 0
ALIGN TECHNOLOGY INC COM 016255101 14093 381220 SH DEFINED 1,3,4 381220 0 0
ALIGN TECHNOLOGY INC COM 016255101 915 24739 SH DEFINED 4,5 24739 0 0
ALKERMES PLC SHS G01767105 776 37413 SH DEFINED 4,5 37413 0 0
ALKERMES PLC SHS G01767105 2252 108550 SH DEFINED 1,3,4 108550 0 0
ALLEGHANY CORP DEL COM 017175100 45981 133303 SH DEFINED 1,3,4 133303 0 0
ALLEGHANY CORP DEL COM 017175100 965 2797 SH DEFINED 4,5 2797 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 3202 100363 SH DEFINED 1,3,4 100363 0 0
ALLEGHENY TECHNOLOGIES INC COM 01741R102 493 15442 SH DEFINED 4,5 15442 0 0
ALLEGIANT TRAVEL CO COM 01748X102 4613 72800 SH DEFINED 1,3,4 72800 0 0
ALLEGIANT TRAVEL CO COM 01748X102 341 5389 SH DEFINED 4,5 5389 0 0
ALLERGAN INC COM 018490102 26374 287990 SH DEFINED 1,3,4 287990 0 0
ALLERGAN INC COM 018490102 4619 50434 SH DEFINED 4,5 50434 0 0
ALLETE INC COM NEW 018522300 6891 165099 SH DEFINED 1,3,4 165099 0 0
ALLETE INC COM NEW 018522300 876 20995 SH DEFINED 4,5 20995 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 3075 21660 SH DEFINED 4,5 21660 0 0
ALLIANCE DATA SYSTEMS CORP COM 018581108 13998 98610 SH DEFINED 1,3,4 98610 0 0
ALLIANCE ONE INTL INC COM 018772103 1257 389051 SH DEFINED 1,3,4 389051 0 0
ALLIANT ENERGY CORP COM 018802108 8619 198643 SH DEFINED 1,3,4 198643 0 0
ALLIANT ENERGY CORP COM 018802108 2032 46824 SH DEFINED 4,5 46824 0 0
ALLIANT TECHSYSTEMS INC COM 018804104 2919 58248 SH DEFINED 1,3,4 58248 0 0
ALLIANT TECHSYSTEMS INC COM 018804104 698 13939 SH DEFINED 4,5 13939 0 0
ALLIED WRLD ASSUR COM HLDG A SHS H01531104 7037 91094 SH DEFINED 1,3,4 91094 0 0
ALLIED WRLD ASSUR COM HLDG A SHS H01531104 1362 17629 SH DEFINED 4,5 17629 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 3797 305477 SH DEFINED 1,3,4 305477 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 1022 82181 SH DEFINED 4,5 82181 0 0
ALLSTATE CORP COM 020002101 3204 80890 SH DEFINED 4,5 80890 0 0
ALLSTATE CORP COM 020002101 82989 2095152 SH DEFINED 1,3,4 2095152 0 0
ALMOST FAMILY INC COM 020409108 847 39787 SH DEFINED 1,3,4 39787 0 0
ALMOST FAMILY INC COM 020409108 119 5614 SH DEFINED 4,5 5614 0 0
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 268 14239 SH DEFINED 4,5 14239 0 0
ALPHA NATURAL RESOURCES INC COM 02076X102 1355 206311 SH DEFINED 1,3,4 206311 0 0
ALPHATEC HOLDINGS INC COM 02081G102 67 40682 SH DEFINED 4,5 40682 0 0
ALTERA CORP COM 021441100 10181 299580 SH DEFINED 1,3,4 299580 0 0
ALTERA CORP COM 021441100 4536 133483 SH DEFINED 4,5 133483 0 0
ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 14835 619665 SH DEFINED 1,3,4 619665 0 0
ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 1055 44052 SH DEFINED 4,5 44052 0 0
ALTRA HOLDINGS INC COM 02208R106 333 18270 SH DEFINED 4,5 18270 0 0
ALTRIA GROUP INC COM 02209S103 10861 325286 SH DEFINED 4,5 325286 0 0
ALTRIA GROUP INC COM 02209S103 63363 1897671 SH DEFINED 1,3,4 1897671 0 0
AMAZON COM INC COM 023135106 15160 59609 SH DEFINED 4,5 59609 0 0
AMAZON COM INC COM 023135106 86375 339633 SH DEFINED 1,3,4 339633 0 0
AMC NETWORKS INC CL A 00164V103 4417 101497 SH DEFINED 1,3,4 101497 0 0
AMC NETWORKS INC CL A 00164V103 589 13542 SH DEFINED 4,5 13542 0 0
AMCOL INTL CORP COM 02341W103 4090 120708 SH DEFINED 1,3,4 120708 0 0
AMCOL INTL CORP COM 02341W103 244 7214 SH DEFINED 4,5 7214 0 0
AMDOCS LTD ORD G02602103 2014 61060 SH DEFINED 4,5 61060 0 0
AMEDISYS INC COM 023436108 2027 146787 SH DEFINED 1,3,4 146787 0 0
AMEDISYS INC COM 023436108 185 13382 SH DEFINED 4,5 13382 0 0
AMERCO COM 023586100 3840 36100 SH DEFINED 1,3,4 36100 0 0
AMERCO COM 023586100 419 3935 SH DEFINED 4,5 3935 0 0
AMEREN CORP COM 023608102 42513 1301285 SH DEFINED 1,3,4 1301285 0 0
AMEREN CORP COM 023608102 3044 93189 SH DEFINED 4,5 93189 0 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 68778 2703528 SH DEFINED 1,3,4 2703528 0 0
AMERICAN ASSETS TR INC COM 024013104 463 17264 SH DEFINED 4,5 17264 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 362 32147 SH DEFINED 4,5 32147 0 0
AMERICAN CAMPUS CMNTYS INC COM 024835100 7198 164038 SH DEFINED 1,3,4 164038 0 0
AMERICAN CAMPUS CMNTYS INC COM 024835100 1498 34142 SH DEFINED 4,5 34142 0 0
AMERICAN CAP LTD COM 02503Y103 2263 199600 SH DEFINED 1,3,4 199600 0 0
AMERICAN CAP LTD COM 02503Y103 1393 122852 SH DEFINED 4,5 122852 0 0
AMERICAN CAP MTG INVT CORP COM 02504A104 473 18829 SH DEFINED 4,5 18829 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 44 1264 SH DEFINED 1,3,4 1264 0 0
AMERICAN CAPITAL AGENCY CORP COM 02503X105 3083 89117 SH DEFINED 4,5 89117 0 0
AMERICAN CARESOURCE HLDGS IN COM NEW 02505A202 1725 1127376 SH DEFINED 3,4 1127376 0 0
AMERICAN DG ENERGY INC COM 025398108 31 12035 SH DEFINED 4,5 12035 0 0
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 10421 494379 SH DEFINED 1,3,4 494379 0 0
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2061 97754 SH DEFINED 4,5 97754 0 0
AMERICAN ELEC PWR INC COM 025537101 20214 460031 SH DEFINED 1,3,4 460031 0 0
AMERICAN ELEC PWR INC COM 025537101 3495 79533 SH DEFINED 4,5 79533 0 0
AMERICAN EQTY INVT LIFE HLD COM 025676206 318 27369 SH DEFINED 4,5 27369 0 0
AMERICAN EXPRESS CO COM 025816109 55319 972894 SH DEFINED 1,3,4 972894 0 0
AMERICAN EXPRESS CO COM 025816109 10223 179795 SH DEFINED 4,5 179795 0 0
AMERICAN FINL GROUP INC OHIO COM 025932104 5329 140627 SH DEFINED 1,3,4 140627 0 0
AMERICAN FINL GROUP INC OHIO COM 025932104 1150 30353 SH DEFINED 4,5 30353 0 0
AMERICAN GREETINGS CORP CL A 026375105 2721 161961 SH DEFINED 1,3,4 161961 0 0
AMERICAN GREETINGS CORP CL A 026375105 230 13719 SH DEFINED 4,5 13719 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 3346 102032 SH DEFINED 4,5 102032 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 40268 1228069 SH DEFINED 1,3,4 1228069 0 0
AMERICAN NATL INS CO COM 028591105 229 3193 SH DEFINED 4,5 3193 0 0
AMERICAN PUBLIC EDUCATION IN COM 02913V103 3150 86458 SH DEFINED 1,3,4 86458 0 0
AMERICAN PUBLIC EDUCATION IN COM 02913V103 230 6306 SH DEFINED 4,5 6306 0 0
AMERICAN REPROGRAPHICS CO COM 029263100 111 26029 SH DEFINED 4,5 26029 0 0
AMERICAN RLTY CAP TR INC COM 02917L101 780 66487 SH DEFINED 4,5 66487 0 0
AMERICAN SCIENCE & ENGR INC COM 029429107 2650 40393 SH DEFINED 1,3,4 40393 0 0
AMERICAN SCIENCE & ENGR INC COM 029429107 284 4329 SH DEFINED 4,5 4329 0 0
AMERICAN SOFTWARE INC CL A 029683109 108 13201 SH DEFINED 4,5 13201 0 0
AMERICAN STS WTR CO COM 029899101 4028 90667 SH DEFINED 1,3,4 90667 0 0
AMERICAN STS WTR CO COM 029899101 477 10730 SH DEFINED 4,5 10730 0 0
AMERICAN TOWER CORP NEW COM 03027X100 44173 618751 SH DEFINED 1,3,4 618751 0 0
AMERICAN TOWER CORP NEW COM 03027X100 5183 72603 SH DEFINED 4,5 72603 0 0
AMERICAN VANGUARD CORP COM 030371108 3957 113713 SH DEFINED 1,3,4 113713 0 0
AMERICAN VANGUARD CORP COM 030371108 341 9789 SH DEFINED 4,5 9789 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 28669 773590 SH DEFINED 1,3,4 773590 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 2461 66398 SH DEFINED 4,5 66398 0 0
AMERIGROUP CORP COM 03073T102 7955 87002 SH DEFINED 1,3,4 87002 0 0
AMERIPRISE FINL INC COM 03076C106 11779 207775 SH DEFINED 1,3,4 207775 0 0
AMERIPRISE FINL INC COM 03076C106 4050 71446 SH DEFINED 4,5 71446 0 0
AMERIS BANCORP COM 03076K108 217 17213 SH DEFINED 4,5 17213 0 0
AMERISAFE INC COM 03071H100 2359 86914 SH DEFINED 1,3,4 86914 0 0
AMERISAFE INC COM 03071H100 235 8671 SH DEFINED 4,5 8671 0 0
AMERISOURCEBERGEN CORP COM 03073E105 24772 639930 SH DEFINED 1,3,4 639930 0 0
AMERISOURCEBERGEN CORP COM 03073E105 4661 120415 SH DEFINED 4,5 120415 0 0
AMERISTAR CASINOS INC COM 03070Q101 214 12002 SH DEFINED 4,5 12002 0 0
AMETEK INC NEW COM 031100100 17475 492957 SH DEFINED 1,3,4 492957 0 0
AMETEK INC NEW COM 031100100 3656 103132 SH DEFINED 4,5 103132 0 0
AMGEN INC COM 031162100 113526 1346372 SH DEFINED 1,3,4 1346372 0 0
AMGEN INC COM 031162100 12453 147686 SH DEFINED 4,5 147686 0 0
AMICUS THERAPEUTICS INC COM 03152W109 86 16499 SH DEFINED 4,5 16499 0 0
AMKOR TECHNOLOGY INC COM 031652100 166 37787 SH DEFINED 4,5 37787 0 0
AMN HEALTHCARE SERVICES INC COM 001744101 1968 195609 SH DEFINED 1,3,4 195609 0 0
AMN HEALTHCARE SERVICES INC COM 001744101 272 26999 SH DEFINED 4,5 26999 0 0
AMPHENOL CORP NEW CL A 032095101 8876 150750 SH DEFINED 1,3,4 150750 0 0
AMPHENOL CORP NEW CL A 032095101 4406 74833 SH DEFINED 4,5 74833 0 0
AMSURG CORP COM 03232P405 4294 151299 SH DEFINED 1,3,4 151299 0 0
AMSURG CORP COM 03232P405 445 15679 SH DEFINED 4,5 15679 0 0
AMTRUST FINANCIAL SERVICES I COM 032359309 6121 238907 SH DEFINED 1,3,4 238907 0 0
AMTRUST FINANCIAL SERVICES I COM 032359309 332 12940 SH DEFINED 4,5 12940 0 0
ANADARKO PETE CORP COM 032511107 32738 468222 SH DEFINED 1,3,4 468222 0 0
ANADARKO PETE CORP COM 032511107 4883 69831 SH DEFINED 4,5 69831 0 0
ANALOG DEVICES INC COM 032654105 3795 96845 SH DEFINED 4,5 96845 0 0
ANALOG DEVICES INC COM 032654105 10970 279909 SH DEFINED 1,3,4 279909 0 0
ANALOGIC CORP COM PAR $0.05 032657207 4584 58647 SH DEFINED 1,3,4 58647 0 0
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