UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): September 30, 2010
Main Street Capital Corporation
(Exact name of registrant as specified in its charter)
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Maryland |
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001-33723 |
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41-2230745 |
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(State or other jurisdiction of incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
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1300
Post Oak Boulevard, Suite 800, |
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77056 |
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(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (713) 350-6000
Not Applicable
Former name or former address, if changed since last report
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
In August 2010, the Board of Directors of Main Street Capital Corporation (“Main Street”) authorized management to pursue the transfer of the listing for Main Street’s common stock from the Nasdaq Global Select Market (“NASDAQ”) to the New York Stock Exchange (“NYSE”). Main Street has completed the NYSE application process and has been authorized to transfer the listing of its common stock to the NYSE. Main Street anticipates that its common stock will begin trading on the NYSE under its current ticker symbol “MAIN” on October 14, 2010, and that the withdrawal of Main Street’s listing on NASDAQ will become effective on the same date.
Item 8.01 Other Events.
On September 30, 2010, Main Street issued a press release. A copy of such press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information disclosed under Item 8.01, including Exhibit 99.1 hereto, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 and shall not be deemed incorporated by reference into any filing made under the Securities Act of 1933, except as expressly set forth by specific reference in such filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1 Press release dated September 30, 2010
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Main Street Capital Corporation |
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Date: September 30, 2010 |
By: |
/s/ Rodger A. Stout |
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Name: |
Rodger A. Stout |
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Title: |
Chief Compliance Officer |