FORM 4
Check
this box if no longer subject to Section 16.
Form 4 or Form 5 obligations may continue. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
|
OMB APPROVAL |
OMB
Number: 3235-0287 |
1. Name and Address of Reporting Person *
(Last)
(First)
(Middle)
(Street)
(City)
(State) (Zip)
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2. Issuer Name and Ticker MICROSOFT CORPORATION (MSFT)
3. I.R.S.
Identification |
4. Statement for 2/18/2003
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable) X Director
X 10% Owner
X Officer (give title below)
Other (specify below) Chairman of the Board; Chief Software Architect
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Transaction Date
(Month/Day/ |
2A. Deemed Execution Date,
if any (Month/Day/ |
3. Transaction Code |
4. Securities Acquired (A)
or Disposed of (D) |
5. Amount of Securities
Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct
(D) or Indirect (I) |
7. Nature of Indirect
Beneficial Ownership |
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Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
2/18/2003 |
|
S |
|
10,000 |
D |
24.56 |
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Common Stock |
2/18/2003 |
|
S |
|
10,000 |
D |
24.57 |
|
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Common Stock |
2/18/2003 |
|
S |
|
20,000 |
D |
24.59 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
18,700 |
D |
24.60 |
|
|
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Common Stock |
2/18/2003 |
|
S |
|
20,000 |
D |
24.61 |
|
|
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Common Stock |
2/18/2003 |
|
S |
|
10,000 |
D |
24.62 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
10,000 |
D |
24.63 |
|
|
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Common Stock |
2/18/2003 |
|
S |
|
20,000 |
D |
24.64 |
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Common Stock |
2/18/2003 |
|
S |
|
10,000 |
D |
24.65 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
20,000 |
D |
24.67 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
111,496 |
D |
24.69 |
|
|
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Common Stock |
2/18/2003 |
|
S |
|
7,987 |
D |
24.70 |
|
|
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Common Stock |
2/18/2003 |
|
S |
|
10,000 |
D |
24.71 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
22,900 |
D |
24.72 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
64,900 |
D |
24.73 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
165,196 |
D |
24.75 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
357,577 |
D |
24.76 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
110,604 |
D |
24.77 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
140,854 |
D |
24.78 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
84,586 |
D |
24.79 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
15,900 |
D |
24.80 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
39,300 |
D |
24.81 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
65,000 |
D |
24.82 |
|
|
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Common Stock |
2/18/2003 |
|
S |
|
20,000 |
D |
24.83 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
20,000 |
D |
24.84 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
146,900 |
D |
24.85 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
62,200 |
D |
24.86 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
161,400 |
D |
24.87 |
|
|
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Common Stock |
2/18/2003 |
|
S |
|
120,000 |
D |
24.88 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
|
53,800 |
D |
24.89 |
|
|
|
Common Stock |
2/18/2003 |
|
S |
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68,300 |
D |
24.90 |
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|
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Common Stock |
2/18/2003 |
|
S |
|
2,400 |
D |
24.91 |
1,217,498,600 |
D |
|
Common Stock |
|
|
|
|
|
|
|
736 |
I |
Through an entity owned by the reporting person |
Common Stock |
|
|
|
|
|
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428,520* |
I |
Held by spouse |
* The reporting officer disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose. |
Table II - Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date |
3A. Deemed Execution Date,
if any (Month/Day/ |
4. Transaction Code (Instr. 8) |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable and
Expiration Date |
7. Title and Amount of
Underlying Securities |
8. Price of Derivative
Security |
9. Number of Derivative
Securities Beneficially Owned Following Reported Transaction(s) |
10. Ownership Form of
Derivative Securities: Direct (D) or Indirect (I) |
11. Nature of Indirect
Beneficial Ownership |
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Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or Number of Shares |
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Explanation of Responses: Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
|
/s/ Michael Larson ** Signature of Reporting Person |
2/18/03 Date |
Attorney-in-fact.
Duly authorized under Special Power of Attorney appointing Michael Larson attorney-in-fact, dated March 14, 2001, by and on behalf of William H. Gates III, filed as Exhibit B to Cascade Investment's Amendment No. 1 to Schedule 13D with respect to Pan American Silver Corp. on March 19, 2001, SEC File No. 005-52919, and incorporated by reference herein.
Reminder: Report on a separate
line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional
misstatements or omissions of facts constitute Federal Criminal Violations.
See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
http://www.sec.gov/divisions/corpfin/forms/form4.htm
Last update: 09/05/2002