SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported) November 20, 2002.
INTERNATIONAL BUSINESS MACHINES CORPORATION
(Exact name of registrant as specified in its charter)
1-2360 13-0871985
New York (Commission File (I.R.S. Employer
(State of Incorporation) Number) Identification No.)
Armonk, New York 10504
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: 914-499-1900
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Item 7. Financial Information, Pro Forma Financial Information and Exhibits.
This Current Report on Form 8-K is being filed to incorporate by
reference into Registration Statement No. 333-37034 on Form S-3, effective
June 20, 2000, the documents included as Exhibits 1 and 2 hereto, relating to
$2,000,000,000 aggregate principal amount of debt securities of the
Registrant.
The following exhibits are hereby filed with this report:
Exhibit
Number Description
------ -----------
(1) Underwriting Agreement dated November 20, 2002,
among International Business Machines
Corporation, J.P. Morgan Securities Inc., Morgan
Stanley & Co. Incorporated, Salomon Smith Barney
Inc., ABN AMRO Incorporated, Banc of America
Securities LLC, Banc One Capital Markets, Inc.,
Banca IMI S.p.A., Banca Nazionale del Lavoro
S.p.A., Barclays Capital Inc., Bayerische
Hypo-und Vereinsbank AG, Bear Stearns & Co.
Inc., BNP Paribas Securities Corp., Caboto
IntesaBci-Sim S.p.A., Credit Suisse First Boston
Corporation, Deutsche Bank Securities Inc.,
Dresdner Kleinwort Wasserstein-Granchester,
Inc., Fleet Securities, Inc., Goldman, Sachs &
Co., HSBC Securities (USA) Inc., ING Financial
Markets LLC, Lehman Brothers Inc., Merrill Lynch
Pierce, Fenner & Smith Incorporated, RBC
Dominion Securities Corporation, The Royal Bank
of Scotland plc, UBS Warburg LLC, Utendahl
Capital Partners, L.P. and The Williams Capital
Group, L.P.
(2) Form of 4.750% Note due 2012.
(3) Form of 5.875% Debenture due 2032.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
INTERNATIONAL BUSINESS MACHINES CORPORATION
-------------------------------------------
(Registrant)
By: /s/ Andrew Bonzani
------------------------------
Name: Andrew Bonzani
Title: Assistant Secretary
Date: November 26, 2001.
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Exhibit Index
-------------
Exhibit
Number Description
------ -----------
(1) Underwriting Agreement dated November 20, 2002,
among International Business Machines
Corporation, J.P. Morgan Securities Inc., Morgan
Stanley & Co. Incorporated, Salomon Smith Barney
Inc., ABN AMRO Incorporated, Banc of America
Securities LLC, Banc One Capital Markets, Inc.,
Banca IMI S.p.A., Banca Nazionale del Lavoro
S.p.A., Barclays Capital Inc., Bayerische
Hypo-und Vereinsbank AG, Bear Stearns & Co.
Inc., BNP Paribas Securities Corp., Caboto
IntesaBci-Sim S.p.A., Credit Suisse First Boston
Corporation, Deutsche Bank Securities Inc.,
Dresdner Kleinwort Wasserstein- Granchester,
Inc., Fleet Securities, Inc., Goldman, Sachs &
Co., HSBC Securities (USA) Inc., ING Financial
Markets LLC, Lehman Brothers Inc., Merrill Lynch
Pierce, Fenner & Smith Incorporated, RBC
Dominion Securities Corporation, The Royal Bank
of Scotland plc, UBS Warburg LLC, Utendahl
Capital Partners, L.P. and The Williams Capital
Group, L.P.
(2) Form of 4.750% Note due 2012.
(3) Form of 5.875% Debenture due 2032.