SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three Year Period ending January 26, 2007
FORM U-12 (I) - B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of the Public Utility Holding Company Act of
1935 by a Person Regularly Employed or Retained by a Registered Holding Company
or a Subsidiary Thereof and Whose Employment Contemplates Only Routine Expenses
as Specified in Rule 71(b).
1. Name and business address of persons filing statement.
Baker Botts L.L.P. ("Baker Botts"), The Warner, 1299 Pennsylvania
Avenue, Washington, D.C. 20004. Baker Botts has additional offices that may
provide services to CenterPoint Energy, Inc. or its subsidiaries covered by
Section 12(i) of the Public Utility Holding Company Act of 1935, as amended.
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the exemption provided by
paragraph (b) of Rule 71.
James Doty, Randy McManus, Joanne Rutkowski, Margo Scholin, Stephanie
Smith, and other attorneys at Baker Botts.
3. Registered holding company and subsidiary companies by which the
undersigned is regularly employed or retained.
CenterPoint Energy, Inc. and its subsidiaries.
4. Position or relationship in which the undersigned is employed or
retained by each of the companies named in item 3 and a brief description of the
nature of services to be rendered in each such relationship or capacity.
Attorneys; provide legal counsel and representation to CenterPoint
Energy, Inc. before the Securities and Exchange Commission and the Federal
Energy Regulatory Commission and in that capacity render services to its
subsidiaries.
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned, directly or
indirectly, for services rendered by the undersigned, from each of the companies
designated in item 3.
Salary or other compensation:
-----------------------------
Name of recipient received (a) to be Person or company from
received (b) whom received or to be
received
-------------
Baker Botts See 5(b) below CenterPoint Energy, Inc.
(b) Basis for compensation if other than salary.
Hourly fees and disbursements.
6. Expenses incurred by the undersigned or other person in item 2, above,
during the calendar year in connection with activities described in item 4,
above, and the source or sources of reimbursement of same. To be answered in
supplemental statement.
Date: January 26, 2004 /s/ JOANNE C. RUTKOWSKI, ESQ.
------------------------------
Joanne C. Rutkowski, Esq.
2