Eric Mok Lenovo Group 23/F Lincoln House, Taikoo Place 979 Kings Road Quarry Bay Hong Kong Special Administrative Region Peoples Republic of China +852-2516-4819 |
John D. Tishler, Esq. Sheppard, Mullin, Richter & Hampton LLP 12275 El Camino Real San Diego, California 92130 (858) 720-8900 |
CUSIP No. |
04518A104 |
Page | 2 |
of | 10 |
1 | NAMES OF REPORTING PERSONS Lenovo Group Limited |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO (not applicable) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
Hong Kong, Special Administrative Region of the People's Republic of China | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,465,666 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,465,666 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,465,666 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
4.63%+ | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
+ | Calculated using the number of outstanding shares of common stock as of September 30, 2010 reported in the Issuers Form 10-Q filed with the U.S. Securities and Exchange Commission on November 9, 2010. |
-2-
CUSIP No. |
04518A104 |
Page | 3 |
of | 10 |
1 | NAMES OF REPORTING PERSONS Lenovo Holdings (BVI) Limited |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO (not applicable) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
British Virgin Islands | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,465,666 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,465,666 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,465,666 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
4.63%+ | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
+ | Calculated using the number of outstanding shares of common stock as of September 30, 2010 reported in the Issuers Form 10-Q filed with the U.S. Securities and Exchange Commission on November 9, 2010. |
-3-
CUSIP No. |
04518A104 |
Page | 4 |
of | 10 |
1 | NAMES OF REPORTING PERSONS Lenovo Sysware Limited |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO (not applicable) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
British Virgin Islands | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,465,666 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,465,666 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,465,666 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
4.63%+ | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
+ | Calculated using the number of outstanding shares of common stock as of September 30, 2010 reported in the Issuers Form 10-Q filed with the U.S. Securities and Exchange Commission on November 9, 2010. |
-4-
CUSIP No. |
04518A104 |
Page | 5 |
of | 10 |
1 | NAMES OF REPORTING PERSONS Lenovo IT Alliance Limited |
||||||||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||||||||
(a) þ | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
OO (not applicable) | |||||||||||
5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
British Virgin Islands | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 0 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 3,465,666 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 0 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
3,465,666 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
3,465,666 | |||||||||||
12 | CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
4.63%+ | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
CO |
+ | Calculated using the number of outstanding shares of common stock as of September 30, 2010 reported in the Issuers Form 10-Q filed with the U.S. Securities and Exchange Commission on November 9, 2010. |
-5-
CUSIP No. |
04518A104 |
SCHEDULE 13D/A | Page 6 of 10 |
ITEM 2. | IDENTIFY AND BACKGROUND |
ITEM 5. | INTEREST IN SECURITIES OF THE ISSUER |
Item 5 | is hereby amended and restated as follows: |
-6-
CUSIP No. |
04518A104 |
SCHEDULE 13D/A | Page 7 of 10 |
NUMBER OF SHARES | NUMBER OF SHARES | |||||||||||||||
BENEFICIALLY OWNED | BENEFICIALLY OWNED | |||||||||||||||
WITH SOLE VOTING | WITH SHARED VOTING | AGGREGATE NUMBER OF | PERCENTAGE OF CLASS | |||||||||||||
AND DISPOSITIVE | AND DISPOSITIVE | SHARES | BENEFICIALLY OWNED | |||||||||||||
NAME | POWER | POWER | BENEFICIALLY OWNED | (1) | ||||||||||||
Lenovo (2) |
0 | 3,465,666 | 3,465,666 | 4.63 | % | |||||||||||
Lenovo Holdings (3) |
0 | 3,465,666 | 3,465,666 | 4.63 | % | |||||||||||
Lenovo Sysware (4) |
0 | 3,465,666 | 3,465,666 | 4.63 | % | |||||||||||
Lenovo IT Alliance |
0 | 3,465,666 | 3,465,666 | 4.63 | % |
-7-
CUSIP No. |
04518A104 |
SCHEDULE 13D/A | Page 8 of 10 |
Dated: February 22, 2011 |
LENOVO GROUP LIMITED | ||
/s/ Eric Mok
Title: Company Secretary |
|||
LENOVO HOLDINGS (BVI) LIMITED /s/ Eric Mok Title: Company Secretary |
|||
LENOVO SYSWARE LIMITED /s/ Eric Mok Title: Company Secretary |
|||
LENOVO IT ALLIANCE LIMITED /s/ Eric Mok Title: Company Secretary |
-8-
CUSIP No. |
04518A104 |
SCHEDULE 13D/A | Page 9 of 10 |
PRESENT PRINCIPAL | ||||||
OCCUPATION OR | ||||||
NAME | CITIZENSHIP | EMPLOYMENT | BUSINESS ADDRESS | |||
Mr. Liu Chuanzhi
|
Chinese | Mr. Liu is the Chairman of the Board of Directors and a Non-Executive Director of Lenovo. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. Yang Yuanqing
|
Chinese | Mr. Yang is the Chief Executive Officer and an Executive Director of Lenovo | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. Zhu Linan
|
Chinese | Mr. Zhu is a Non-Executive Director of Lenovo. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Ms. Ma Xuezheng
|
Chinese | Ms. Ma is a Non-Executive Director and Vice-Chairman of Lenovo | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. James G. Coulter
|
American | Mr. Coulter is a Non-Executive Director of Lenovo. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. William O. Grabe
|
American | Mr. Grabe is a Non-Executive Director of Lenovo. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Dr. Wu Yibing
|
Chinese | Mr. Wu is a Non-Executive Director of Lenovo. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Professor Woo Chia-Wei
|
Chinese | Professor Woo is a Non-Executive Director of Lenovo. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. Ting Lee San
|
American | Mr. Ting is a Non-Executive Director of Lenovo. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
-9-
CUSIP No. |
04518A104 |
SCHEDULE 13D/A | Page 10 of 10 |
PRESENT PRINCIPAL | ||||||
OCCUPATION OR | ||||||
NAME | CITIZENSHIP | EMPLOYMENT | BUSINESS ADDRESS | |||
Dr. Tian Suning
|
Chinese | Dr. Tian is a Non-Executive Director of Lenovo. Dr. Tian is also a non-executive director of the Issuer1 | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. Nicholas C. Allen
|
British | Mr. Allen is a Non-Executive Director of Lenovo | 23/F Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. Wong Wai Ming
|
Chinese | Mr. Wong is a Chief Financial Officer of Lenovo and director of Lenovo Holdings, Lenovo Sysware and Lenovo IT Alliance | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
|||
Mr. Zhou Qingtong
|
Chinese | Mr. Zhou is a director of Lenovo Holdings, Lenovo Sysware and Lenovo IT Alliance. | 23/F., Lincoln House, Taikoo Place, 979 Kings Road, Quarry Bay, Hong Kong |
1 | To the knowledge of the Reporting Persons, based in part on the Form 4 filed by Dr. Tian on January 13, 2011, Dr. Tian has: |
| direct ownership of 3,037,246 shares of Common Stock of the Issuer, |
| 2,087,704 shares indirectly held by Jean Qin Kong, Dr. Tians wife, |
| 4,000 shares in revocable trust for the benefit of Stephanie Tian |
| 2,235,632 shares held through PacificInfo Limited, which is wholly owned by Dr. Tian |
| direct ownership of 3,375 restricted stock units (including the right to acquire Common Stock) that vest in equal installments January 13, 2012 and January 13, 2013 |
| direct ownership of 2,937 restricted stock units (including the right to acquire Common Stock) that vest in four equal annual installments beginning July 15, 2011 and |
| indirect ownership of 741,689 shares of Common Stock through PacificInfo Limited that are subject to a pre-paid variable delivery forward contract that matures on May 5, 2011. |
-10-