UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.)*
Gain Capital Holdings, Inc.
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(Name of Issuer)
Common Stock, $0.00001 par value
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(Title of Class of Securities)
36268W100
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(CUSIP Number)
December 31, 2010
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
Rule 13d-1(b)
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Rule 13d-1(c)
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X Rule 13d-1(d)
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* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 36268W100
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Tudor Investment Corporation
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22-2514825
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Delaware
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(5) Sole Voting Power 0
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Number of Shares -------------------------------------------------------------
Beneficially (6) Shared Voting Power 2,360,069
Owned by Each ----------------------------------
Reporting Person -------------------------------------------------------------
With (7) Sole Dispositive Power 0
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(8) Shared Dispositive Power 2,360,069
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9) Aggregate Amount Beneficially Owned by Each Reporting
Person 2,360,069
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row 9 7.6%
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12) Type of Reporting Person (See Instructions) CO
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CUSIP No. 36268W100
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Paul Tudor Jones, II
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization USA
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(5) Sole Voting Power 0
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Number of Shares -------------------------------------------------------------
Beneficially (6) Shared Voting Power 2,360,069
Owned by Each ----------------------------------
Reporting Person -------------------------------------------------------------
With (7) Sole Dispositive Power 0
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(8) Shared Dispositive Power 2,360,069
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9) Aggregate Amount Beneficially Owned by Each Reporting
Person 2,360,069
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row 9 7.6%
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12) Type of Reporting Person (See Instructions) IN
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CUSIP No. 36268W100
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
The Tudor BVI Global Portfolio L.P.
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Cayman Islands
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(5) Sole Voting Power 0
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Number of Shares -------------------------------------------------------------
Beneficially (6) Shared Voting Power 125,000
Owned by Each ----------------------------------
Reporting Person -------------------------------------------------------------
With (7) Sole Dispositive Power 0
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(8) Shared Dispositive Power 125,000
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9) Aggregate Amount Beneficially Owned by Each
Reporting Person 125,000
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row 9 0.4%
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12) Type of Reporting Person (See Instructions) PN
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CUSIP No. 36268W100
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1) Names of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Tudor Ventures II L.P.
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2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
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(b) X
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3) SEC Use Only
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4) Citizenship or Place of Organization Cayman Islands
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(5) Sole Voting Power 0
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Number of Shares -------------------------------------------------------------
Beneficially (6) Shared Voting Power 2,235,069
Owned by Each ----------------------------------
Reporting Person -------------------------------------------------------------
With (7) Sole Dispositive Power 0
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(8) Shared Dispositive Power 2,235,069
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9) Aggregate Amount Beneficially Owned by Each
Reporting Person 2,235,069
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10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
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11) Percent of Class Represented by Amount in Row 9 7.18%
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12) Type of Reporting Person (See Instructions) PN
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Item 1(a). Name of Issuer:
Gain Capital Holdings, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
550 Hills Drive
Bedminster, NJ 07921
Item 2(a). Name of Person Filing:
Tudor Investment Corporation ("TIC")
Paul Tudor Jones, II
The Tudor BVI Global Portfolio L.P. ("BVI Portfolio")
Tudor Ventures II L.P. ("Tudor Ventures")
Item 2(b). Address of Principal Business Office or, if none, Residence:
The principal business office of each of TIC is:
1275 King Street
Greenwich, CT 06831
The principal business office of Mr. Jones is:
c/o Tudor Investment Corporation
1275 King Street
Greenwich, CT 06831
The principal business office of each of BVI Portfolio and Tudor
Ventures is:
c/o CITCO
Kaya Flamboyan 9
P.O. Box 4774
Curacao, Netherlands Antilles
Item 2(c). Citizenship:
TIC is a Delaware corporation.
Paul Tudor Jones II is a citizen of the United States.
BVI Portfolio and Tudor Ventures are each a Cayman Islands
limited partnership.
Item 2(d). Title of Class of Securities:
Common Stock, par value $0.00001
Item 2(e). CUSIP Number:
36268W100
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of the
Act
(d) [ ] Investment Company registered under section 8 of the
Investment Company Act
(e) [ ] Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
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(f) [ ] Employment Benefit Plan, Pension Fund which is subject to
the provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund; see section 240.13d-
1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with section
240.13d-1(b)(1)(ii)(G) (Note: See Item 7)
(h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H)
Item 4. Ownership (As of December 31, 2010).
(a) Amount Beneficially Owned: See Item 9 of cover pages
(b) Percent of Class: See Item 11 of cover pages
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
See Item 5 of cover pages
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(ii) shared power to vote or to direct the vote
See Item 6 of cover pages
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(iii) sole power to dispose or to direct the disposition of
See Item 7 of cover pages
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(iv) shared power to dispose or to direct the disposition of
See Item 8 of cover pages
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The shares of Common Stock reported herein as beneficially owned
are owned directly by BVI Portfolio (125,000 shares)and Tudor Ventures
(2,235,069 shares). The shares of Common Stock owned by Tudor Ventures
reported herein were received upon the conversion of preferred shares
in connection with the Issuer's initial public offering. Because TIC
provides investment advisory services to BVI Portfolio and Tudor
Ventures,TIC may be deemed to beneficially own the shares of Common
Stock owned by each of such Reporting Persons. TIC expressly disclaims
such beneficial ownership. Because Mr. Jones is the controlling
shareholder of TIC, Mr. Jones may be deemed to beneficially own the
shares of Common Stock deemed beneficially owned by TIC. Mr. Jones
expressly disclaims such beneficial ownership.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than five percent
of the class of securities, check the following [].
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company.
Not applicable
Item 8. Identification and Classification of Members of the Group.
See cover pages
Item 9. Notice of Dissolution of Group.
Not applicable
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Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for the
purpose of or with the effect of changing or influencing the control of the
issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect.
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 11, 2011
TUDOR INVESTMENT CORPORATION
By: /s/ Stephen N. Waldman
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Stephen N. Waldman
Managing Director and Associate
General Counsel
/s/ Paul Tudor Jones, II
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Paul Tudor Jones, II
THE TUDOR BVI GLOBAL PORTFOLIO L.P.
By: Tudor BVI GP Ltd.
Its: General Partner
By: Tudor Investment Corporation,
Trading Advisor
By: /s/ Stephen N. Waldman
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Stephen N. Waldman
Managing Director and Associate
General Counsel
TUDOR VENTURES II L.P.
By: Tudor Ventures Group L.P.,
Managing General Partner
By: Tudor Ventures Group LLC,
General Partner
By: Tudor Group Holdings LLC,
Sole Member
By: /s/ Stephen N. Waldman
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Stephen N. Waldman
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Managing Director and Assistant
Secretary
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