UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hicks George G 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 055402 |
 |  |  | See Remarks |
Varde SFLT, L.P. 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLISÂ 55402 |
 |  |  | See Remarks |
Varde Fund XII G.P., L.P. 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 055402 |
 |  |  | See Remarks |
Varde Fund XII UGP, LLC 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 055402 |
 |  |  | See Remarks |
Varde Credit Partners Master, L.P. 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 55402 |
 |  |  | See Remarks |
Varde Credit Partners G.P., LLC 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 55402 |
 |  |  | See Remarks |
Varde Specialty Finance Fund G.P., L.P. 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 55402 |
 |  |  | See Remarks |
Varde Specialty Finance Fund U.G.P., LLC 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 55402 |
 |  |  | See Remarks |
VARDE PARTNERS LP 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 055402 |
 |  |  | See Remarks |
VARDE PARTNERS INC 901 MARQUETTE AVE. S., SUITE 3300 MINNEAPOLIS, MN 055402 |
 |  |  | See Remarks |
THE VARDE FUND XII G.P., L.P., By: The Varde Fund XII UGP, LLC, By: Varde Partners, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
THE VARDE FUND XII UGP, LLC, By: Varde Partners, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
VARDE CREDIT PARTNERS MASTER, L.P., By: Varde Credit Partners G.P., LLC, By: Varde Partners, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
VARDE CREDIT PARTNERS G.P., LLC, By: Varde Partners, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
VARDE SFLT, L.P., By: The Varde Specialty Finance Fund G.P., L.P., By: The Varde Specialty Finance Fund U.G.P., LLC, By: Varde Partners, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
THE VARDE SPECIALTY FINANCE FUND G.P., L.P., By: The Varde Specialty Finance Fund U.G.P., LLC, By: Varde Partners, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
THE VARDE SPECIALTY FINANCE FUND U.G.P., LLC, By: Varde Partners, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
VARDE PARTNERS, L.P., By: Varde Partners, Inc., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
VARDE PARTNERS, INC., By: /s/ David A. Marple, Name: David A. Marple, Title: General Counsel | 07/03/2018 | |
**Signature of Reporting Person | Date | |
GEORGE G. HICKS, By: /s/ George G. Hicks | 07/03/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of common stock, par value $0.01, of OneMain Holdings, Inc. (the "Issuer") reported as beneficially owned are held of record by OMH Holdings, L.P. ("Holdings"). Each Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock owned of record by OMH Holdings, L.P., in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
 Remarks: Form 2 of 2 Each Reporting Person may be deemed an indirect beneficial holder of shares of common stock of OneMain Holdings, Inc. (the "Issuer"). The shares of common stock, par value $0.01, of the Issuer reported as beneficially owned are held of record by OMH Holdings, L.P. ("Holdings"). Each Reporting Person disclaims beneficial ownership of any shares of the Issuer's common stock owned of record by Holdings, in each case, except to the extent of any pecuniary interest therein, and this report shall not be deemed an admission that any such entity is the beneficial owner of or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |