UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(a)
and Amendments Thereto Filed Pursuant to Rule 13d-2(a)
Under the Securities Exchange Act of 1934
(Amendment No. 7)*
Computer Associates International, Inc.
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(Name of Issuer)
Common Stock, par value $.10 per share
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(Title of Class of Securities)
204912109
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(CUSIP Number)
Mr. Roger Rotach
Careal Holding AG
Utoquai 49,
8022 Zurich, Switzerland
411-269-53-53
Copy to:
Richard A. Miller, Esq.
Simpson Thacher & Bartlett
425 Lexington Avenue, New York, New York 10017
212-455-2000
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 7, 2001
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box |_|.
Note: Schedules filed in paper format shall include a signed
original and five copies of the schedule, including all exhibits. See
Rule 13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to the
subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a
prior cover page.
The information required on the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
Page 1 of 6
CUSIP No. 204912109 Page 2 of 6
________________________________________________________________________________
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
Careal Holding AG
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) [_]
(b) [_]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS:
WC
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
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7 SOLE VOTING POWER
NUMBER OF 121,232,900
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 121,232,900
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,232,900
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.05%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON
CO
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CUSIP No. 204912109 Page 3 of 6
________________________________________________________________________________
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY):
Walter H. Haefner
________________________________________________________________________________
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:
(a) [_]
(b) [_]
________________________________________________________________________________
3 SEC USE ONLY
________________________________________________________________________________
4 SOURCE OF FUNDS*
WC of Careal Holding AG
________________________________________________________________________________
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [_]
________________________________________________________________________________
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Switzerland
________________________________________________________________________________
7 SOLE VOTING POWER
NUMBER OF 121,232,900
SHARES _________________________________________________________________
8 SHARED VOTING POWER
BENEFICIALLY
0
OWNED BY
_________________________________________________________________
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 121,232,900
PERSON _________________________________________________________________
10 SHARED DISPOSITIVE POWER
WITH
0
________________________________________________________________________________
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
121,232,900
________________________________________________________________________________
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES:
[_]
________________________________________________________________________________
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.05%
________________________________________________________________________________
14 TYPE OF REPORTING PERSON:
IN
________________________________________________________________________________
CUSIP No. 204912109 Page 4 of 6
This Amendment No. 7 to the Statement on Schedule 13D, filed on
August 24, 1987, by Careal Holding AG, a Swiss corporation ("Careal"), and Mr.
Walter H. Haefner, a national and resident of Switzerland, as amended on July
21, 1988, February 22, 1989, June 14, 1989, August 3, 1989, December 1, 1989
and September 16, 1998 (the "Statement"), further amends and supplements such
Statement with respect to the Common Stock, par value $.10 per share ("Common
Stock"), of Computer Associates International, Inc., a Delaware corporation
("Computer Associates"), by amending and restating Item 5 of the Statement in
its entirety. All items not described herein remain as previously reported in
the Statement.
Item 5. Interest in Securities of the Issuer.
As of November 9, 2001, Careal is the owner of record of 121,232,900
shares of Common Stock representing approximately 21.05% of the Common Stock
outstanding, based upon information as to the number of such shares
outstanding at November 5, 2001 provided in Computer Associates' quarterly
report on Form 10-Q for the quarter ended September 30, 2001. Mr. Haefner is
the beneficial owner of such 121,232,900 shares of Common Stock and has sole
voting and dispositive power with respect thereto.
Other than the 121,232,900 shares of Common Stock owned of record by
Careal and beneficially owned by Mr. Haefner, to the best knowledge of Careal,
none of its other directors or executive officers are the beneficial owners
of, nor do any of them have a right to acquire, directly or indirectly, shares
of Common Stock.
Except as set forth in Schedule 1 hereto, neither Careal nor Mr.
Haefner has effected any transactions in shares of Common Stock during the
past 60 days.
CUSIP No. 204912109 Page 5 of 6
Signatures
After reasonable inquiry and to the best of our knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
CAREAL HOLDING AG
By: /s/ Walter H. Haefner
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Name: Walter H. Haefner
Title: Chairman and President
WALTER H. HAEFNER
/s/ Walter H. Haefner
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Dated: November 13, 2001
CUSIP No. 204912109 Page 6 of 6
Schedule 1
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Sales effected within the past 60 days of Common Stock owned of
record by Careal and beneficially owned by Mr. Haefner:
Number of Price Per Nature of
Date Shares Share Transaction
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11/7/01 754,600 $29.7499 Open market sale
11/8/01 550,000 $28.6874 Open market sale
11/9/01 550,000 $28.1761 Open market sale