1
---------------------------
OMB APPROVAL
---------------------------
------ OMB Number: 3235-0287
FORM 4 Expires: December 31, 2001
------ Estimated average burden
hours per response .... 0.5
---------------------------
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/ / Check this box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
(Print or Type Responses)
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s)
Carey, Francis J. W.P. Carey & Co. LLC ("WPC") to Issuer (Check all applicable)
--------------------------------------------------------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for ---- ---
Number of Reporting Month/Year X Officer (give Other (specify
485 Lewis Lane Person, if an entity June 2001 ---- title --- below)
--------------------------------------------- (voluntary) ------------------- below)
(Street) Vice Chairman
----------------------------
----------------------------------------------------------
5. If Amendment, 7. Individual or Joint/Group Filing
Date of Original (Check Applicable Line)
(Month/Year) X Form filed by One
---- Reporting Person
Form filed by More than
Ambler, PA 19002 ---- One Reporting Person
------------------------------------------------------------------------------------------------------------------------------------
(City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner-
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship
Date Code (Instr. 3, 4 and 5) cially Owned at Form:
(Instr. 8) End of Month Direct
(Month/ (Instr. 3 and 4) (D) or
Day/ --------------------------------------- Indirect
Year) Code V Amount (A) Price (I)
or (Instr. 4)
(D)
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 6/9/01 P 1,773 A $14.11 104,205 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 6/13/01 F 39,100 D $21.10 104,205 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 6/13/01 C 50,000 A $16.50 104,205 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 6/13/01 S(1) 100 D $21.05 104,205 D
------------------------------------------------------------------------------------------------------------------------------------
Common Stock 6/13/01 S(1) 2,900 D $21.00 104,205 D
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
2
FORM 4 (CONTINUED)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
-----------------------------------
Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
------------------------------------------------------------------------------------------------------------------------------------
Option $16.50 6/13/01 X 50,000 1/3/01 1/3/08 Common 50,000
Stock
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative 9. Number of 10. Ownership
Security Derivative Form of
(Instr. 3) Securities Derivative
Beneficially Securities:
Owned at End Beneficially Owned
of Month at End of Month
(Instr. 4) (Instr. 4)
------------------------------------------------------------------------------
389,166 D
------------------------------------------------------------------------------
------------------------------------------------------------------------------
------------------------------------------------------------------------------
------------------------------------------------------------------------------
------------------------------------------------------------------------------
------------------------------------------------------------------------------
Explanation of Responses: (1) Disposition to cover tax liability incurred from options exercise.
/s/ Francis J. Carey 7/10/01
------------------------------- --------
**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
http://www.sec.gov/divisions.corpfin/forms/4.htm
Last update: 11/05/1999