UNITED STATES | ||
SECURITIES AND EXCHANGE COMMISSION | ||
WASHINGTON, D.C. 20549 | ||
FORM 8-K |
CURRENT REPORT | ||
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 | ||
May 6, 2016 | ||
Date of Report (Date of Earliest Event Reported) | ||
Sotheby's | ||
(Exact name of registrant as specified in its charter) | ||
Delaware | 1-9750 | 38-2478409 |
(State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
1334 York Avenue | ||
New York, NY | 10021 | |
(Address of principal executive offices) | (Zip Code) | |
(212) 606-7000 | ||
(Registrant's telephone number, including area code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: | |||||
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | ||||
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | ||||
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | ||||
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Number of Votes* | |||||||||
Director | FOR | WITHHELD | ABSTAIN | ||||||
Jessica M. Bibliowicz | 46,316,559 | 1,747,251 | 10,528 | ||||||
Kevin C. Conroy | 47,323,667 | 738,845 | 11,826 | ||||||
Domenico De Sole | 42,851,270 | 5,207,678 | 15,390 | ||||||
The Duke of Devonshire | 47,789,641 | 273,727 | 10,970 | ||||||
Daniel S. Loeb | 47,443,073 | 621,414 | 9,851 | ||||||
Olivier Reza | 47,773,072 | 290,418 | 10,848 | ||||||
Marsha E. Simms | 47,475,775 | 588,055 | 10,508 | ||||||
Thomas S. Smith, Jr. | 47,754,467 | 308,943 | 10,928 | ||||||
Diana L. Taylor | 47,366,356 | 697,472 | 10,510 | ||||||
Dennis M. Weibling | 47,810,899 | 252,580 | 10,859 | ||||||
Harry J. Wilson | 47,609,198 | 379,911 | 85,229 |
Number of votes FOR | 39,596,953 | |
Number of votes AGAINST | 8,245,889 | |
Number of votes ABSTAINING | 231,496 | |
Number of votes BROKER NON-VOTES | 4,698,270 |
Number of votes FOR | 47,689,452 | |
Number of votes AGAINST | 352,132 | |
Number of votes ABSTAINING | 32,754 | |
Number of votes BROKER NON-VOTES | 4,698,270 |
Number of votes FOR | 52,157,850 | |
Number of votes AGAINST | 554,740 | |
Number of votes ABSTAINING | 60,018 |
SOTHEBY'S | |||
By: | /s/ David G. Schwartz | ||
David G. Schwartz | |||
Senior Vice President, | |||
Chief Securities Counsel and | |||
Corporate Secretary | |||
Date: | May 10, 2016 |