UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-21654
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Pioneer Floating Rate Trust
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(Exact name of registrant as specified in charter)
60 State Street Boston, MA 02109
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(Address of principal executive offices)
Terrence J. Cullen
60 State Street
Boston, MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 742-7825
Date of fiscal year end: November 30
Date of reporting period: July 1, 2017 to June 30, 2018
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pioneer Floating Rate Trust
By (Signature and Title) /s/ Lisa Jones
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Lisa Jones, Chief Executive Officer
& President
Date: August 15, 2018
============================= Floating Rate Trust ==============================
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.
Ticker: FRA Security ID: 09255X100
Meeting Date: JUL 25, 2017 Meeting Type: Annual
Record Date: MAY 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Castellano For For Management
1.2 Elect Director Cynthia L. Egan For For Management
1.3 Elect Director Catherine A. Lynch For For Management
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DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 29, 2018 Meeting Type: Annual
Record Date: MAY 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Edward H. Bastian For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Daniel A. Carp For For Management
1d Elect Director Ashton B. Carter For For Management
1e Elect Director David G. DeWalt For For Management
1f Elect Director William H. Easter, III For For Management
1g Elect Director Michael P. Huerta For For Management
1h Elect Director Jeanne P. Jackson For For Management
1i Elect Director George N. Mattson For For Management
1j Elect Director Douglas R. Ralph For For Management
1k Elect Director Sergio A. L. Rial For For Management
1l Elect Director Kathy N. Waller For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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EATON VANCE FLOATING-RATE INCOME TRUST
Ticker: EFT Security ID: 278279104
Meeting Date: APR 09, 2018 Meeting Type: Annual
Record Date: JAN 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William H. Park For For Management
1b Elect Director Susan J. Sutherland For For Management
1c Elect Director Harriett Tee Taggart For For Management
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FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Ticker: FCT Security ID: 33733U108
Meeting Date: SEP 11, 2017 Meeting Type: Annual
Record Date: JUL 25, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Erickson For For Management
1.2 Elect Director Thomas R. Kadlec For For Management
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INVESCO SENIOR INCOME TRUST
Ticker: VVR Security ID: 46131H107
Meeting Date: SEP 08, 2017 Meeting Type: Annual
Record Date: JUN 16, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Teresa M. Ressel For For Management
1a.2 Elect Director Larry Soll For For Management
1a.3 Elect Director Philip A. Taylor For For Management
1a.4 Elect Director Christopher L. Wilson For For Management
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NRG ENERGY, INC.
Ticker: NRG Security ID: 629377508
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director E. Spencer Abraham For For Management
1b Elect Director Kirbyjon H. Caldwell - None None Management
Withdrawn Resolution
1c Elect Director Matthew Carter, Jr. For For Management
1d Elect Director Lawrence S. Coben For For Management
1e Elect Director Heather Cox For For Management
1f Elect Director Terry G. Dallas For For Management
1g Elect Director Mauricio Gutierrez For For Management
1h Elect Director William E. Hantke For For Management
1i Elect Director Paul W. Hobby For For Management
1j Elect Director Anne C. Schaumburg For For Management
1k Elect Director Thomas H. Weidemeyer For For Management
1l Elect Director C. John Wilder For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
4 Report on Political Contributions Against Abstain Shareholder
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SOLOCAL GROUP
Ticker: LOCAL Security ID: F8569A131
Meeting Date: MAR 09, 2018 Meeting Type: Special
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Appointment of Pierre Danon as For For Management
Director
2 Ratify Appointment of Marie-Christine For For Management
Levet as Director
3 Approve Compensation of Pierre Danon, For For Management
Chairman of the Board since Sept. 5,
2017
4 Approve Compensation of Eric For Against Management
Boustouller, CEO since Oct.11, 2017
5 Approve Compensation of Jean-Pierre For For Management
Remy, CEO until June 30, 2017
6 Approve Compensation of Robert de For For Management
Metz, Chairman of the Board until Sept.
5, 2017
7 Approve Compensation of Christophe For For Management
Pingard, Vice-CEO until Dec. 15, 2017
8 Approve Remuneration Policy of CEO For Against Management
9 Approve Remuneration Policy of For For Management
Chairman of the Board
10 Approve Termination Package of Eric For For Management
Boustouller
11 Approve Termination Package of For For Management
Christophe Pingard
12 Authorize up to 9,200,000 Shares for For Against Management
Use in Restricted Stock Plans
13 Authorize up to 1,000,000 Shares for For Against Management
Use in Restricted Stock Plans Reserved
for Eric Boustouller, CEO
14 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 17 Million
15 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 5.8 Million
16 Approve Issuance of Shares up to 20 For For Management
Percent of Issued Capital Per Year for
a Private Placement, up to Aggregate
Nominal Amount of EUR 5.8 Million
17 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote under Items 14 to 16
18 Authorize Capitalization of Reserves For For Management
of Up to EUR 40 Million for Bonus
Issue or Increase in Par Value
19 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
20 Authorize Filing of Required For For Management
Documents/Other Formalities
21 Elect Lucile Ribot as Director For For Management
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SOLOCAL GROUP
Ticker: LOCAL Security ID: F8569A131
Meeting Date: JUN 25, 2018 Meeting Type: Annual
Record Date: JUN 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Absence of Dividends
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Authorize Filing of Required For For Management
Documents/Other Formalities
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