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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
LEINWEBER LARRY D THE ASCENT GROUP 78 WATSON STREET DETROIT, MI 48201 |
X |
Larry D. Leinweber | 09/06/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. |
(2) | Reflects the average sales price for the reported transaction ($171.962032). The shares were sold in multiple transactions at prices ranging from $171.37 to $172.98 inclusive. The reporting person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. |
(3) | Includes shares owned indirectly by the reporting person as trustee for: (a) the Larry D. Leinweber Trust (11,336 shares); and (b) the Leinweber Foundation (3,122 shares). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(4) | The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. |
(5) | Reflects the average sales price for the reported transaction ($171.962032). The shares were sold in multiple transactions at prices ranging from $171.37 to $172.98 inclusive. The reporting person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. |
(6) | Includes shares owned by the reporting person's wife, Claudia Babiarz, as trustee for: (a) the Larry D. Leinweber Irrevocable Trust FBO Ashley Leinweber (1,000 shares); (b) the Leinweber Trust FBO Ashley Leinweber (379 shares); (c) the Larry D. Leinweber Irrevocable Trust FBO Danica Treadwell (757 shares); (d) the Larry D. Leinweber Irrevocable Trust FBO David Leinweber (1,000 shares); and (e) the Leinweber Trust FBO David Leinweber (379 shares). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(7) | The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. |
(8) | Reflects the average sales price for the reported transaction ($170.493736). The shares were sold in multiple transactions at prices ranging from $169.49 to $171.52 inclusive. The reporting person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. |
(9) | Includes shares owned indirectly by the reporting person as trustee for: (a) the Larry D. Leinweber Trust (11,367 shares); and (b) the Leinweber Foundation (3,132 shares). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
(10) | The sales reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2017. |
(11) | Reflects the average sales price for the reported transaction ($170.493736). The shares were sold in multiple transactions at prices ranging from $169.49 to $171.52 inclusive. The reporting person will provide the SEC staff, the Issuer, or any security holder of the Issuer, upon request for same, with the full information regarding the number of shares sold at each separate price within the range specified. |
(12) | Includes shares owned by the reporting person's wife, Claudia Babiarz, as trustee for: (a) the Larry D. Leinweber Irrevocable Trust FBO Ashley Leinweber (1,004 shares); (b) the Leinweber Trust FBO Ashley Leinweber (380 shares); (c) the Larry D. Leinweber Irrevocable Trust FBO Danica Treadwell (760 shares); (d) the Larry D. Leinweber Irrevocable Trust FBO David Leinweber (1,004 shares); and (e) the Leinweber Trust FBO David Leinweber (380 shares). The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |