UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Option to purchase common stock | Â (1) | 03/08/2017 | Common Stock | 12,200 | $ 2.5 | D | Â |
Option to purchase common stock | Â (2) | 01/24/2018 | Common Stock | 8,000 | $ 1.75 | D | Â |
Option to purchase common stock | Â (3) | 02/03/2016 | Common Stock | 1,600 | $ 2.9 | D | Â |
Option to purchase common stock | Â (4) | 02/02/2017 | Common Stock | 8,000 | $ 2.675 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Song Mei 25 METRO DRIVE, 3RD FLOOR SAN JOSE, CA 95110 |
 |  |  VP of Finance and CFO |  |
Mei Song | 12/09/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 12.5% of the option grant became exercisable on 09/08/2007, additional 12.5% of the option grant became exercisable every month thereafter |
(2) | 12.5% of the option grant becomes exercisable every six months beginning 07/24/2008 |
(3) | 12.5% of the option grant becomes exercisable every six months beginning 08/03/2006 |
(4) | 12.5% of the option grant becomes exercisable every six months beginning 08/02/2007 |