x
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ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Delaware
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95-2841597
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(State or other jurisdiction of
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(I.R.S. Employer
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incorporation or organization)
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Identification No.)
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180 State Street, Suite 200
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76092
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Southlake, Texas
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(Zip Code)
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(Address of principal executive offices)
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Title of each class:
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Name of each exchange on which registered:
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Common Stock, Par Value $0.01 Per Share
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NYSE AMEX
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Large accelerated filer ¨ | Accelerated filer ¨ | Non-accelerated filer ¨ | Smaller reporting company þ |
Exhibit
Number
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Exhibit
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3.1
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Restated Certificate of Incorporation of HKN, Inc. (previously filed).
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3.2
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Certificate of Amendment to Restated Certificate of Incorporation of Harken Energy Corporation dated June 4, 2007 (previously filed).
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3.3
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Certificate of Amendment to Restated Certificate of Incorporation of HKN, Inc. dated June 24, 2008 and effective June 26, 2008 (previously filed).
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3.4
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Amended and Restated Bylaws of HKN, Inc. (previously filed).
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4.1
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Form of certificate representing shares of HKN, Inc. common stock, par value $.01 per share (previously filed).
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4.2
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Rights Agreement, dated as of April 6, 1998, by and between Harken Energy Corporation and ChaseMellon Shareholder Services L.L.C., as Rights Agent (previously filed).
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4.3
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Amendment to Rights Agreement by and between Harken Energy Corporation and American Stock Transfer and Trust Company (successor to Mellon Investor Services LLC, (formerly known as ChaseMellon Shareholder Services L.L.C.), as Rights Agent, dated June 18, 2002 (previously filed).
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4.4
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Amendment to Rights Agreement by and between Harken Energy Corporation and American Stock Transfer and Trust Company (successor to Mellon Investor Services LLC, (formerly known as ChaseMellon Shareholder Services L.L.C.), as Rights Agent, dated August 27, 2002 (previously filed).
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4.5
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Certificate of Designations of Series E Junior Participating Preferred Stock (previously filed).
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4.6
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Certificate of Increase of Series E Junior Participating Preferred Stock of Harken Energy Corporation (previously filed).
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4.7
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Certificate of Designations of Series G1 Convertible Preferred Stock (previously filed).
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4.8
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Certificate of Increase of Series G1 Convertible Preferred Stock of Harken Energy Corporation (previously filed).
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4.9
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Certificate of Designations of Series G2 Convertible Preferred Stock (previously filed).
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4.10
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Certificate of Designations of Series M Cumulative Convertible Preferred Stock (previously filed).
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4.11
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Amendment to Rights Agreement by and between HKN, Inc. and American Stock Transfer and Trust Company, as Rights Agent, dated April 4, 2008 (previously filed).
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4.12
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Amendment to Rights Agreement by and between HKN, Inc. and American Stock Transfer and Trust Company, as Rights Agent, dated October 26, 2010 (previously filed).
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10.1
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Purchase and Sale Agreement between Xplor Energy SPV-I, Inc. and Texas Petroleum Investment Company dated November 17, 2011 (previously filed).
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*10.2
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Loan and Security Agreement with Global Energy Development PLC, principal amount of $5 million dated September 14, 2010.
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*10.3
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Amendment No. 1 to Loan and Security Agreement with Global Energy Development PLC, principal amount of $5 million dated February 2, 2011.
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21
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Subsidiaries of HKN, Inc. (previously filed).
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23.1
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Consent of Independent Registered Public Accounting Firm – Hein & Associates, LLP (previously filed).
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24
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Power of Attorney (previously filed).
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*31.1
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Certificate of the Chief Executive Officer of HKN, Inc. pursuant to section 302 of the Sarbanes-Oxley Act of 2002 (“S.O. Act”)
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*31.2
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Certificate of the Chief Financial Officer of HKN, Inc. pursuant to section 302 of the S.O. Act
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*32.1
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Certificate of the Chief Executive Officer of HKN, Inc. pursuant to section 906 of the S.O. Act
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*32.2
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Certificate of the Chief Financial Officer of HKN, Inc. pursuant to section 906 of the S.O. Act
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101.INS**
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XBRL Instance (previously furnished).
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101.SCH**
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XBRL Taxonomy Extension Schema (previously furnished).
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101.CAL**
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XBRL Taxonomy Extension Calculation (previously furnished).
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101.DEF**
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XBRL Taxonomy Extension Definition (previously furnished).
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101.LAB**
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XBRL Taxonomy Extension Labels (previously furnished).
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101.PRE**
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XBRL Taxonomy Extension Presentation (previously furnished).
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HKN, INC. | |||
/s/ Sarah B. Gasch | |||
By: Sarah B. Gasch, ExecutiveVice President and Chief Financial Officer (Principal Financial Officer and Principal Accounting Officer) | |||