UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Chase Mack C P.O. BOX 693 ARTESIA, NM 88211-0693 |
 |  X |  |  |
/s/ Mack C. Chase | 08/01/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares owned by Chase Oil Corporation, a New Mexico corporation ("Chase Oil"). The Reporting Person owns a majority of the voting stock of Chase Oil and therefore is deemed to have voting and investment power with respect to the shares owned by Chase Oil. The Reporting Person disclaims beneficial ownership in the shares owned by Chase Oil except to the extent of his pecuniary interest in Chase Oil. |
(2) | Represents shares owned by Caza Energy LLC, a New Mexico limited liability company ("Caza"). The Reporting Person is a Manager of Caza and therefore shares voting and investment power with respect to the shares owned by Caza. The Reporting Person disclaims beneficial ownership in the shares owned by Caza except to the extent of his pecuniary interest in Caza. |